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Exchange: |
Nasdaq Small Cap |
Security
Type: |
Mutual Fund |
Shares
Out: |
7,054,000 |
Market
Cap: |
17.37(M) |
Last
Volume: |
49,825 |
Avg
Vol: |
35,912 |
52
Week Range: |
$2.25 - $4.06 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Foreign |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile The Herzfeld Caribbean Basin Fund is a closed-end management investment company. The Fund's investment objective is to obtain long-term capital appreciation by investing primarily in equity and equity-linked securities of public and private companies, including United States-based companies: whose securities are traded on a stock exchange in a Caribbean Basin Country; or that have at least 50% of the value of their assets in a Caribbean Basin Country; or that derive at least 50% of their total revenue from operations in a Caribbean Basin Country. Under normal conditions, the Fund invests at least 80% of its total assets in equity and equity-linked securities of Caribbean Basin Countries.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
1,000 |
Total Buy Value |
$0 |
$0 |
$0 |
$3,850 |
Total People Bought |
0 |
0 |
0 |
1 |
Total Buy Transactions |
0 |
0 |
0 |
1 |
Total Shares Sold |
0 |
0 |
0 |
105,963 |
Total Sell Value |
$0 |
$0 |
$0 |
$527,939 |
Total People Sold |
0 |
0 |
0 |
3 |
Total Sell Transactions |
0 |
0 |
0 |
3 |
End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Herzfeld Erik Marvin |
President |
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2022-09-30 |
4 |
A |
$4.25 |
$26,274 |
D/D |
6,188 |
234,100 |
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- |
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Paylor Ryan M |
Portfolio Manager |
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2022-09-30 |
4 |
A |
$4.25 |
$722 |
D/D |
170 |
4,316 |
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- |
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Gondor Cecilia L |
Director |
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2022-09-30 |
4 |
A |
$4.25 |
$1,185 |
D/D |
279 |
11,372 |
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- |
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Tatum Kay W |
Director |
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2022-09-30 |
4 |
A |
$4.25 |
$217 |
D/D |
51 |
1,302 |
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- |
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Lieff Ann S |
Director |
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2022-09-30 |
4 |
A |
$4.25 |
$1,456 |
D/D |
343 |
13,968 |
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- |
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Herzfeld Erik Marvin |
President |
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2022-06-30 |
4 |
A |
$4.14 |
$38,234 |
D/D |
9,240 |
227,912 |
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- |
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Gondor Cecilia L |
Director |
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2022-06-30 |
4 |
A |
$4.14 |
$1,577 |
D/D |
381 |
11,093 |
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- |
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Paylor Ryan M |
Portfolio Manager |
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2022-06-30 |
4 |
A |
$4.14 |
$1,030 |
D/D |
249 |
4,146 |
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- |
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Tatum Kay W |
Director |
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2022-06-30 |
4 |
A |
$4.14 |
$310 |
D/D |
75 |
1,251 |
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- |
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Herzfeld Thomas J |
Director |
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2022-06-30 |
4 |
A |
$4.14 |
$123,980 |
D/D |
29,962 |
588,211 |
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- |
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Gelety John A |
Director |
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2022-06-30 |
4 |
A |
$4.14 |
$662 |
D/D |
160 |
2,670 |
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- |
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Lieff Ann S |
Director |
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2022-06-30 |
4 |
A |
$4.14 |
$2,127 |
D/D |
514 |
13,625 |
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- |
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Gondor Cecilia L |
Director |
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2022-06-17 |
4 |
B |
$3.85 |
$3,850 |
D/D |
1,000 |
10,712 |
2.31 |
4% |
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Tatum Kay W |
Director |
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2022-03-31 |
4 |
A |
$4.89 |
$293 |
D/D |
60 |
1,176 |
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- |
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Gelety John A |
Director |
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2022-03-31 |
4 |
A |
$4.89 |
$626 |
D/D |
128 |
2,510 |
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- |
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Paylor Ryan M |
Portfolio Manager |
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2022-03-31 |
4 |
A |
$4.89 |
$978 |
D/D |
200 |
3,897 |
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- |
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Lieff Ann S |
Director |
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2022-03-31 |
4 |
A |
$4.89 |
$2,102 |
D/D |
430 |
13,111 |
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- |
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Gondor Cecilia L |
Director |
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2022-03-31 |
4 |
A |
$4.89 |
$1,555 |
D/D |
318 |
9,712 |
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- |
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Herzfeld Erik Marvin |
President |
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2022-03-31 |
4 |
A |
$4.89 |
$54,917 |
D/D |
11,232 |
218,672 |
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- |
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Herzfeld Thomas J |
Director |
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2022-03-31 |
4 |
A |
$4.89 |
$119,123 |
D/D |
24,364 |
558,249 |
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- |
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Herzfeld Thomas J |
Director |
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2021-12-31 |
4/A |
A |
$5.28 |
$115,620 |
D/D |
21,891 |
533,811 |
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- |
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Herzfeld Thomas J |
Director |
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2021-12-31 |
4 |
A |
$5.28 |
$99,046 |
D/D |
18,753 |
530,673 |
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- |
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Gelety John A |
Director |
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2021-12-31 |
4 |
A |
$5.28 |
$597 |
D/D |
113 |
2,382 |
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- |
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Herzfeld Erik Marvin |
President |
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2021-12-31 |
4 |
A |
$5.28 |
$52,293 |
D/D |
9,901 |
207,440 |
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- |
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Tatum Kay W |
Director |
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2021-12-31 |
4 |
A |
$5.28 |
$280 |
D/D |
53 |
1,116 |
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- |
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208 Records found
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Page 3 of 9 |
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