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Herzfeld Caribbean (CUBA)  
$2.46 0.01 (0.33%) as of 4:30 Thu 5/16


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Exchange: Nasdaq Small Cap
Security Type: Mutual Fund
Shares Out: 7,054,000
Market Cap: 17.37(M)
Last Volume: 49,825 Avg Vol: 35,912
52 Week Range: $2.25 - $4.06
Level I Sector: Financials
Level II Sector: Financial Services
Level III Sector: Closed - End Fund - Foreign

Member Indexes:
   

Rankings:
     
Insider 3 Months    :   -
Insider 6 Months    :   -
Insider 3/6 Months :   -
Guru Rank Number :  -
Guru Rank Value     :  -
Guru Occurances    :  -

 

            6 Months   1 Year   2 Year  
 
Company Profile   The Herzfeld Caribbean Basin Fund is a closed-end management investment company. The Fund's investment objective is to obtain long-term capital appreciation by investing primarily in equity and equity-linked securities of public and private companies, including United States-based companies: whose securities are traded on a stock exchange in a Caribbean Basin Country; or that have at least 50% of the value of their assets in a Caribbean Basin Country; or that derive at least 50% of their total revenue from operations in a Caribbean Basin Country. Under normal conditions, the Fund invests at least 80% of its total assets in equity and equity-linked securities of Caribbean Basin Countries.

 
 
Summary  (Direct Transactions Only) 3 Months 6 Months 12 Months 24 Months
Total Shares Bought 0 0 0 1,000
Total Buy Value $0 $0 $0 $3,850
Total People Bought 0 0 0 1
Total Buy Transactions 0 0 0 1
Total Shares Sold 0 0 0 105,963
Total Sell Value $0 $0 $0 $527,939
Total People Sold 0 0 0 3
Total Sell Transactions 0 0 0 3
End Date 2024-02-15 2023-11-14 2023-05-16 2022-05-16

   
Records found: 259
  Page 5 of 11  
Filer's Name Relation Title Off-Dir-10% Tran. Date Form Action Price Mkt Value D/I Shares Holdings
Rank

  
3m +/-  
Form
   Goldstein Phillip 10% Owner   –       –       •   2020-04-08 4 S $3.50 $17,500 D/D (5,000) 210,697 -6%     
   Goldstein Phillip 10% Owner   –       –       •   2020-04-07 4 S $3.36 $83,960 D/D (25,000) 215,697 -8%     
   Goldstein Phillip 10% Owner   –       –       •   2020-04-06 4 S $3.14 $58,693 D/D (18,714) 240,697 -17%     
   Goldstein Phillip 10% Owner   –       –       •   2020-04-01 4 S $3.44 $40,250 D/D (11,700) 259,411 -4%     
   Goldstein Phillip 10% Owner   –       –       •   2020-03-31 4 S $3.55 $19,046 D/D (5,365) 271,111 -4%     
   Goldstein Phillip 10% Owner   –       –       •   2020-03-30 4 S $3.50 $8,106 D/D (2,316) 276,476 -4%     
   Goldstein Phillip 10% Owner   –       –       •   2020-03-27 4 S $3.46 $1,420 D/D (410) 278,792 -1%     
   Goldstein Phillip 10% Owner   –       –       •   2020-03-26 4 S $3.56 $44,993 D/D (12,645) 279,202 -2%     
   Goldstein Phillip 10% Owner   –       –       •   2020-03-25 4 S $3.32 $99,508 D/D (30,002) 291,847 -13%     
   Goldstein Phillip 10% Owner   –       –       •   2020-03-24 4 S $3.01 $105,350 D/D (35,000) 321,849 -14%     
   Herzfeld Thomas J Director   –       •      –    2020-03-23 4 B $2.58 $10,701 D/D 4,153 550,609 2.39 30%     
   Goldstein Phillip 10% Owner   –       –       •   2020-03-20 4 S $3.00 $15,000 D/D (5,000) 356,849 -26%     
   Goldstein Phillip 10% Owner   –       –       •   2020-03-19 4 S $2.82 $14,100 D/D (5,000) 361,849 -28%     
   Goldstein Phillip 10% Owner   –       –       •   2020-03-19 4 S $2.80 $70,505 D/D (25,000) 366,849 -28%     
   Gondor Cecilia L Director   –       •      –    2020-03-19 4 B $2.75 $8,250 D/D 3,000 8,825 2.39 28%     
   Goldstein Phillip 10% Owner   –       –       •   2020-03-18 4 S $3.25 $1,976 D/D (608) 391,849 -21%     
   Goldstein Phillip 10% Owner   –       –       •   2020-03-17 4 S $3.63 $13,177 D/D (3,630) 392,457 1%     
   Herzfeld Thomas J Director   –       •      –    2020-03-16 4/A B $3.95 $49,999 D/D 12,658 549,390 2.39     -
   Herzfeld Thomas J Director   –       •      –    2020-03-16 4 B $3.95 $49,999 D/D 12,658 546,456 2.39 3%     
   Herzfeld Thomas J Director   –       •      –    2020-03-13 4/A B $4.08 $57,128 D/D 14,000 536,732 2.39     -
   Herzfeld Thomas J Director   –       •      –    2020-03-13 4 B $4.08 $57,128 D/D 14,000 533,798 2.39 -12%     
   Herzfeld Erik Marvin President   •       –      –    2020-03-13 4 B $4.08 $16,322 D/D 4,000 221,619 2.74 -12%     
   Herzfeld Erik Marvin President   •       –      –    2020-03-12 4 B $4.05 $25,120 D/D 6,205 217,619 2.74 -10%     
   Herzfeld Erik Marvin President   •       –      –    2020-03-11 4 B $4.63 $92,596 D/D 20,000 211,414 2.74 -18%     
   Herzfeld Erik Marvin President   •       –      –    2020-01-02 4 A $7.10 $52,378 D/D 7,379 191,414     -
  259 Records found
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  Page 5 of 11
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
  OE - Options Exercised A - Acquired
  IO - Initital Ownership D - Disposed
 
 
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