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Exchange: |
Nasdaq Small Cap |
Security
Type: |
Mutual Fund |
Shares
Out: |
7,054,000 |
Market
Cap: |
17.39(M) |
Last
Volume: |
71,858 |
Avg
Vol: |
35,940 |
52
Week Range: |
$2.25 - $4.06 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Foreign |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile The Herzfeld Caribbean Basin Fund is a closed-end management investment company. The Fund's investment objective is to obtain long-term capital appreciation by investing primarily in equity and equity-linked securities of public and private companies, including United States-based companies: whose securities are traded on a stock exchange in a Caribbean Basin Country; or that have at least 50% of the value of their assets in a Caribbean Basin Country; or that derive at least 50% of their total revenue from operations in a Caribbean Basin Country. Under normal conditions, the Fund invests at least 80% of its total assets in equity and equity-linked securities of Caribbean Basin Countries.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
1,000 |
Total Buy Value |
$0 |
$0 |
$0 |
$3,850 |
Total People Bought |
0 |
0 |
0 |
1 |
Total Buy Transactions |
0 |
0 |
0 |
1 |
Total Shares Sold |
0 |
0 |
0 |
105,963 |
Total Sell Value |
$0 |
$0 |
$0 |
$527,939 |
Total People Sold |
0 |
0 |
0 |
3 |
Total Sell Transactions |
0 |
0 |
0 |
3 |
End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Herzfeld Thomas J |
Director |
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2018-01-03 |
4 |
A |
$7.14 |
$14,000 |
D/D |
1,961 |
414,149 |
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- |
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Herzfeld Thomas J |
Director |
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2018-01-03 |
4 |
B |
$7.21 |
$8,652 |
D/D |
1,200 |
388,788 |
2.39 |
- |
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Herzfeld Thomas J |
Director |
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2018-01-02 |
4 |
B |
$7.13 |
$29,222 |
D/D |
4,100 |
387,588 |
2.39 |
- |
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Herzfeld Thomas J |
Director |
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2017-12-29 |
4 |
B |
$7.15 |
$99,968 |
D/D |
13,990 |
383,488 |
2.39 |
- |
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Herzfeld Erik Marvin |
President |
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2017-12-21 |
4 |
B |
$7.10 |
$70,993 |
D/D |
10,000 |
145,535 |
2.74 |
- |
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Herzfeld Erik Marvin |
President |
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2017-12-08 |
4 |
B |
$7.03 |
$7,733 |
D/D |
1,100 |
135,535 |
2.74 |
- |
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Herzfeld Erik Marvin |
President |
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2017-12-06 |
4 |
B |
$6.98 |
$139,600 |
D/D |
20,000 |
134,435 |
2.74 |
- |
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Herzfeld Thomas J |
Director |
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2017-11-29 |
4 |
B |
$7.05 |
$67,013 |
D/D |
9,500 |
369,498 |
2.39 |
- |
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Herzfeld Thomas J |
Director |
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2017-11-28 |
4 |
B |
$7.02 |
$45,700 |
D/D |
6,510 |
359,998 |
2.39 |
- |
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Herzfeld Thomas J |
Director |
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2017-11-27 |
4 |
B |
$6.96 |
$4,248 |
D/D |
610 |
353,488 |
2.31 |
- |
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Gondor Cecilia L |
Director |
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2017-10-02 |
4 |
B |
$7.23 |
$7,230 |
D/D |
1,000 |
4,800 |
2.39 |
- |
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Herzfeld Thomas J |
Director |
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2017-05-24 |
4 |
B |
$6.99 |
$20,970 |
D/D |
3,000 |
352,878 |
2.39 |
- |
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Herzfeld Thomas J |
Director |
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2017-05-19 |
4 |
B |
$6.97 |
$2,781 |
D/D |
399 |
349,878 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-05-17 |
4 |
B |
$7.10 |
$11,857 |
D/D |
1,670 |
349,479 |
2.39 |
- |
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Herzfeld Thomas J |
Director |
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2017-05-16 |
4 |
B |
$7.13 |
$14,269 |
D/D |
2,000 |
347,809 |
2.39 |
- |
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Herzfeld Thomas J |
Director |
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2017-04-17 |
4 |
B |
$6.90 |
$20,948 |
D/D |
3,036 |
345,809 |
2.39 |
- |
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Herzfeld Thomas J |
Director |
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2017-04-07 |
4 |
B |
$6.97 |
$488 |
D/D |
70 |
342,773 |
2.31 |
- |
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Herzfeld Erik Marvin |
President |
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2017-04-06 |
4 |
B |
$6.92 |
$103,866 |
D/D |
15,000 |
114,435 |
2.74 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-30 |
4 |
B |
$7.00 |
$420 |
D/D |
60 |
342,703 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-29 |
4 |
B |
$6.96 |
$348 |
D/D |
50 |
342,643 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-28 |
4 |
B |
$6.88 |
$344 |
D/D |
50 |
342,593 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-23 |
4 |
B |
$6.92 |
$831 |
D/D |
120 |
342,543 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-22 |
4 |
B |
$6.89 |
$48 |
D/D |
7 |
342,423 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-21 |
4 |
B |
$6.93 |
$832 |
D/D |
120 |
342,416 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-16 |
4 |
B |
$6.95 |
$278 |
D/D |
40 |
342,296 |
2.31 |
- |
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208 Records found
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Page 7 of 9 |
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