| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
10,604,000 |
| Market
Cap: |
131.81(M) |
| Last
Volume: |
47,879 |
Avg
Vol: |
47,746 |
| 52
Week Range: |
$9.86 - $13 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 10 |
| Insider 6 Months : 11.6 |
| Insider 3/6 Months : 21.9 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Dividend & Income Fund is registered as a diversified, closed-end management investment company. The Fund's primary investment objective is to seek high current income. Capital appreciation is a secondary objective.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
23,363 |
28,953 |
49,953 |
96,207 |
| Total Buy Value |
$294,231 |
$355,778 |
$588,974 |
$1,138,806 |
| Total People Bought |
1 |
1 |
3 |
6 |
| Total Buy Transactions |
7 |
13 |
15 |
24 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Atkinson Roger A. |
Director |
– • – |
2021-03-15 |
4 |
B |
$12.95 |
$18,130 |
D/D |
1,400 |
5,200 |
2.39 |
14% |
|
| Atkinson Roger A. |
Director |
– • – |
2020-11-20 |
4 |
B |
$10.09 |
$8,072 |
D/D |
800 |
3,800 |
2.39 |
32% |
|
| Klimoski Donald Ii |
Assistant General Counsel |
• – – |
2020-11-20 |
4 |
B |
$9.99 |
$999 |
D/D |
100 |
100 |
2.66 |
32% |
|
| Winmill Thomas Bassett |
See Explanation of Responses |
• • – |
2020-10-14 |
4/A |
B |
$9.56 |
$48,214 |
D/D |
5,000 |
21,718 |
2.81 |
- |
|
| Winmill Thomas Bassett |
See Explanation of Responses |
• • – |
2020-10-14 |
4 |
B |
$9.56 |
$48,214 |
D/D |
5,000 |
21,267 |
2.81 |
27% |
|
| Winmill Thomas Bassett |
See Explanation of Responses |
• • – |
2020-09-25 |
4/A |
A |
$9.25 |
$4,169 |
D/D |
451 |
16,718 |
|
- |
|
| Atkinson Roger A. |
Director |
– • – |
2020-03-13 |
4 |
B |
$9.01 |
$9,007 |
D/D |
1,000 |
3,000 |
2.39 |
20% |
|
| Winmill William Mccollum |
VP and a Portfolio Manager |
• – – |
2019-07-09 |
4 |
B |
$11.55 |
$5,786 |
D/D |
501 |
3,500 |
2.74 |
- |
|
| Winmill Thomas Bassett |
See Explanation of Responses |
• • – |
2019-07-01 |
4 |
B |
$11.66 |
$2,776 |
D/D |
238 |
16,267 |
2.73 |
- |
|
| Atkinson Roger A. |
Director |
– • – |
2019-03-27 |
4 |
B |
$11.23 |
$14,037 |
D/D |
1,250 |
2,000 |
2.39 |
- |
|
| Winmill William Mccollum |
VP and a Portfolio Manager |
• – – |
2019-02-20 |
4 |
B |
$11.64 |
$9,893 |
D/D |
850 |
2,999 |
2.74 |
- |
|
| Winmill William Mccollum |
VP and a Portfolio Manager |
• – – |
2018-12-13 |
4 |
B |
$10.60 |
$5,936 |
D/D |
560 |
2,149 |
2.74 |
- |
|
| Bexil Advisers Llc |
See "Explanation of Responses" |
– – – |
2018-11-01 |
4 |
A |
$10.80 |
$4,698,000 |
D/D |
435,000 |
435,000 |
|
- |
|
| Bexil Corp |
See "Explanation of Responses" |
– – – |
2018-11-01 |
4 |
D |
$10.80 |
$4,698,000 |
D/D |
(435,000) |
0 |
|
- |
|
| Bexil Corp |
See "Explanation of Responses" |
– – – |
2018-11-01 |
4 |
A |
$10.80 |
$4,698,000 |
D/D |
435,000 |
435,000 |
|
- |
|
| Bexil Securities Llc |
See "Explanation of Responses" |
– – – |
2018-11-01 |
4 |
D |
$10.80 |
$4,698,000 |
D/D |
(435,000) |
646,969 |
|
- |
|
| Winmill William Mccollum |
VP and a Portfolio Manager |
• – – |
2018-10-17 |
4 |
B |
$11.39 |
$5,572 |
D/D |
489 |
1,589 |
2.74 |
- |
|
| Atkinson Roger A. |
Director |
– • – |
2018-08-27 |
4 |
B |
$12.47 |
$9,351 |
D/D |
750 |
750 |
2.39 |
- |
|
| Winmill William Mccollum |
VP and a Portfolio Manager |
• – – |
2018-06-08 |
4 |
B |
$12.49 |
$12,492 |
D/D |
1,000 |
1,100 |
2.74 |
- |
|
| Winmill Thomas Bassett |
See Explanation of Responses |
• • – |
2018-02-09 |
4 |
A |
$14.20 |
$58,504 |
D/D |
4,120 |
16,029 |
|
- |
|
| Bexil Securities Llc |
See "Explanation of Responses" |
– – – |
2018-02-02 |
4 |
A |
$14.20 |
$2,698,000 |
D/D |
190,000 |
1,081,969 |
|
- |
|
| Bexil Securities Llc |
See "Explanation of Responses" |
– – – |
2015-11-06 |
4 |
A |
$11.62 |
$2,674,389 |
D/D |
230,154 |
759,162 |
|
- |
|
| Winmill Thomas Bassett |
PresidentSee "Explanation of R |
• • – |
2015-11-06 |
4 |
A |
$11.62 |
$38,741 |
D/D |
3,334 |
11,909 |
|
- |
|
| Castle Mortgage Corp |
See "Explanation of Responses" |
– – – |
2014-07-23 |
4 |
S |
$16.18 |
$79,654 |
D/D |
(4,923) |
0 |
|
- |
|
| Castle Mortgage Corp |
See "Explanation of Responses" |
– – – |
2014-07-22 |
4 |
S |
$16.21 |
$129,646 |
D/D |
(8,000) |
4,923 |
|
- |
|
83 Records found
|
|
Page 2 of 4 |
|
|
0.12 (0.97%) 
