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| Exchange: |
American Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
70,983,000 |
| Market
Cap: |
450.03(M) |
| Last
Volume: |
199,242 |
Avg
Vol: |
198,683 |
| 52
Week Range: |
$5.71 - $6.76 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Allspring Income Opportunities Fun is a diversified closed-end management investment company. The primary investment objective of the Fund is to seek a high level of current income. The Fund may, as a secondary objective, also seek capital appreciation to the extent consistent with its investment objective. As of Apr 30 2017, the Fund's total assets were $899,674,090 and investment portfolio totaled $886,803,938..
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
3,500 |
3,650 |
| Total Buy Value |
$0 |
$0 |
$21,684 |
$22,722 |
| Total People Bought |
0 |
0 |
2 |
3 |
| Total Buy Transactions |
0 |
0 |
2 |
3 |
| Total Shares Sold |
0 |
3,000 |
3,000 |
3,000 |
| Total Sell Value |
$0 |
$19,768 |
$19,768 |
$19,768 |
| Total People Sold |
0 |
2 |
2 |
2 |
| Total Sell Transactions |
0 |
2 |
2 |
2 |
| End Date |
2024-01-18 |
2023-10-17 |
2023-04-18 |
2022-04-18 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Ebsworth William R. |
Director |
– • – |
2024-01-09 |
4 |
S |
$6.60 |
$13,198 |
D/D |
(2,000) |
2,500 |
|
5% |
|
| Polisson James |
Director |
– • – |
2024-01-04 |
4 |
S |
$6.57 |
$6,570 |
D/D |
(1,000) |
1,000 |
|
4% |
|
| Ebsworth William R. |
Director |
– • – |
2023-06-01 |
4 |
B |
$6.20 |
$15,500 |
D/D |
2,500 |
4,500 |
2.39 |
-4% |
|
| Polisson James |
Director |
– • – |
2023-06-01 |
4 |
B |
$6.18 |
$6,184 |
D/D |
1,000 |
2,000 |
2.39 |
-4% |
|
| Freeman Jane A |
Director |
– • – |
2022-08-22 |
4 |
B |
$6.92 |
$1,038 |
D/D |
150 |
325 |
2.31 |
-7% |
|
| Lee Christopher M |
Portfolio Manager |
– – – |
2021-05-07 |
4 |
B |
$8.73 |
$18,374 |
D/D |
2,105 |
33,913 |
2.44 |
3% |
|
| Lee Christopher M |
Portfolio Manager |
– – – |
2021-05-06 |
4 |
B |
$8.70 |
$505 |
D/D |
58 |
31,808 |
2.36 |
4% |
|
| Lee Christopher M |
Portfolio Manager |
– – – |
2021-03-29 |
4 |
B |
$8.37 |
$41,850 |
D/D |
5,000 |
31,750 |
2.44 |
8% |
|
| Lee Christopher M |
Portfolio Manager |
– – – |
2021-03-02 |
4 |
B |
$8.40 |
$25,198 |
D/D |
3,000 |
26,750 |
2.44 |
5% |
|
| Lee Christopher M |
Portfolio Manager |
– – – |
2021-02-04 |
4 |
B |
$8.25 |
$41,250 |
D/D |
5,000 |
23,750 |
2.44 |
6% |
|
| Lee Christopher M |
Portfolio Manager |
– – – |
2020-12-22 |
4 |
B |
$8.04 |
$70,350 |
D/D |
8,750 |
18,750 |
2.44 |
8% |
|
| Lee Christopher M |
Portfolio Manager |
– – – |
2020-12-21 |
4 |
B |
$8.07 |
$80,700 |
D/D |
10,000 |
10,000 |
2.44 |
8% |
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| Wheelock Pamela |
Director |
– • – |
2020-01-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
-19% |
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| Wheelock Pamela |
Director |
– • – |
2017-11-27 |
4 |
B |
$8.41 |
$841 |
D/D |
100 |
100 |
2.31 |
- |
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| Polisson James |
Director |
– • – |
2017-11-27 |
4 |
B |
$8.43 |
$8,426 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Freeman Jane A |
Director |
– • – |
2015-02-02 |
4 |
B |
$8.69 |
$1,304 |
D/D |
150 |
150 |
2.31 |
- |
|
| Ebsworth William R. |
Director |
– • – |
2015-01-05 |
4 |
B |
$8.72 |
$17,440 |
D/D |
2,000 |
2,000 |
2.39 |
- |
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| Larcker David F. |
Director |
– • – |
2011-04-25 |
4 |
B |
$10.36 |
$1,036 |
D/D |
100 |
100 |
2.31 |
- |
|
| Willeke Donald C |
Director |
– • – |
2011-04-20 |
4 |
B |
$10.33 |
$2,066 |
D/D |
200 |
200 |
2.31 |
- |
|
| Penny Timothy J |
Director |
– • – |
2011-04-18 |
4 |
B |
$10.24 |
$1,914 |
D/D |
187 |
187 |
2.31 |
- |
|
| Mitchell Olivia S |
Director |
– • – |
2011-04-17 |
4 |
B |
$10.24 |
$1,024 |
D/D |
100 |
100 |
2.31 |
- |
|
| Johnson Judith M |
Director |
– • – |
2011-04-15 |
4 |
B |
$10.20 |
$1,020 |
D/D |
100 |
100 |
2.31 |
- |
|
| Harris Isaiah Jr |
Director |
– • – |
2011-04-14 |
4 |
B |
$10.27 |
$2,054 |
D/D |
200 |
200 |
2.31 |
- |
|
| Gordon Peter G |
Director |
– • – |
2011-04-01 |
4 |
B |
$10.24 |
$512 |
D/D |
50 |
50 |
2.31 |
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-06-28 |
4 |
S |
$9.51 |
$30,432 |
I/I |
(3,200) |
0 |
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- |
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61 Records found
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