| |
| |
| Exchange: |
American Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
70,983,000 |
| Market
Cap: |
462.10(M) |
| Last
Volume: |
199,242 |
Avg
Vol: |
198,686 |
| 52
Week Range: |
$5.71 - $6.76 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Allspring Income Opportunities Fun is a diversified closed-end management investment company. The primary investment objective of the Fund is to seek a high level of current income. The Fund may, as a secondary objective, also seek capital appreciation to the extent consistent with its investment objective. As of Apr 30 2017, the Fund's total assets were $899,674,090 and investment portfolio totaled $886,803,938..
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
3,500 |
3,650 |
| Total Buy Value |
$0 |
$0 |
$21,684 |
$22,722 |
| Total People Bought |
0 |
0 |
2 |
3 |
| Total Buy Transactions |
0 |
0 |
2 |
3 |
| Total Shares Sold |
0 |
3,000 |
3,000 |
3,000 |
| Total Sell Value |
$0 |
$19,768 |
$19,768 |
$19,768 |
| Total People Sold |
0 |
2 |
2 |
2 |
| Total Sell Transactions |
0 |
2 |
2 |
2 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-06-28 |
4 |
B |
$9.52 |
$30,494 |
I/I |
3,200 |
3,200 |
1.5 |
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-06-14 |
4 |
S |
$9.15 |
$18,300 |
I/I |
(2,000) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-06-14 |
4 |
B |
$9.15 |
$18,300 |
I/I |
2,000 |
2,000 |
1.5 |
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-06-04 |
4 |
S |
$9.02 |
$902 |
I/I |
(100) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-06-04 |
4 |
B |
$9.04 |
$904 |
I/I |
100 |
100 |
1.42 |
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2009-11-30 |
4 |
S |
$9.10 |
$29,578 |
I/I |
(3,250) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2009-11-30 |
4 |
B |
$9.15 |
$29,764 |
I/I |
3,250 |
3,250 |
1.5 |
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2009-11-17 |
4 |
S |
$9.14 |
$8,500 |
I/I |
(930) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2009-11-17 |
4 |
B |
$9.07 |
$8,434 |
I/I |
930 |
930 |
1.5 |
- |
|
| Mcdonnell Gerald M |
Director |
– • – |
2009-09-01 |
4 |
S |
$8.72 |
$872 |
D/D |
(100) |
0 |
|
- |
|
| Bank Of America Corp /de/ |
10% Owner |
– – • |
2009-07-23 |
4 |
S |
$8.29 |
$58 |
I/I |
(7) |
0 |
|
- |
|
| Bank Of America Corp /de/ |
10% Owner |
– – • |
2009-07-15 |
4 |
B |
$8.16 |
$57 |
I/I |
7 |
7 |
1.42 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2009-04-22 |
4 |
S |
$6.85 |
$68,693 |
D/D |
(10,000) |
6,175 |
|
- |
|
| Cestone Andrew |
Portfolio Manager |
– – – |
2009-04-21 |
4 |
S |
$6.77 |
$13,544 |
D/D |
(2,000) |
16,175 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2008-12-31 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,012 |
|
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-07-28 |
4 |
B |
$10.12 |
$62,527 |
D/D |
6,150 |
20,675 |
2.44 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-07-25 |
4 |
B |
$10.16 |
$10,157 |
D/D |
1,000 |
14,525 |
2.44 |
- |
|
| Koonce Michael H |
Secretary |
• – – |
2008-07-24 |
4 |
S |
$10.19 |
$11,788 |
D/D |
(1,157) |
0 |
|
- |
|
| Cestone Andrew |
Portfolio Manager |
– – – |
2008-07-18 |
4/A |
B |
$10.03 |
$24,072 |
D/D |
2,400 |
11,025 |
2.44 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-07-18 |
4 |
B |
$10.03 |
$25,075 |
D/D |
2,500 |
13,525 |
2.44 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-07-17 |
4 |
B |
$10.00 |
$24,999 |
D/D |
2,500 |
11,025 |
2.44 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-07-17 |
4/A |
B |
$10.00 |
$1,000 |
D/D |
100 |
8,625 |
2.36 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-07-16 |
4 |
B |
$9.56 |
$7,409 |
D/D |
775 |
8,525 |
2.44 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-04-16 |
4 |
B |
$10.99 |
$8,245 |
D/D |
750 |
7,750 |
2.44 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-01-23 |
4 |
B |
$10.94 |
$10,940 |
D/D |
1,000 |
7,000 |
2.44 |
- |
|
61 Records found
|
|
Page 2 of 3 |
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
0.06 (0.93%) 
