| |
| |
| Exchange: |
American Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
13,210,000 |
| Market
Cap: |
106.93(M) |
| Last
Volume: |
31,983 |
Avg
Vol: |
51,086 |
| 52
Week Range: |
$7.27 - $8.8486 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 1.3 |
| Insider 6 Months : 3.7 |
| Insider 3/6 Months : 5.4 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Ellsworth Growth & Income Fund is a diversified, closed-end, management investment company. The Fund's primary investment objective is to provide income and the potential for capital appreciation, which objectives the Fund considers to be relatively equal over the long term due to the nature of the securities in which it invests. The Fund invests primarily in convertible and equity securities. As of Sept 30 2017, the Fund's investment portfolio totaled $160,952,734 and assets totaled $161,947,536.
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
31 |
631 |
631 |
793,631 |
| Total Buy Value |
$253 |
$5,037 |
$5,037 |
$7,935,037 |
| Total People Bought |
1 |
2 |
2 |
3 |
| Total Buy Transactions |
1 |
2 |
2 |
5 |
| Total Shares Sold |
0 |
0 |
0 |
691 |
| Total Sell Value |
$0 |
$0 |
$0 |
$5,494 |
| Total People Sold |
0 |
0 |
0 |
1 |
| Total Sell Transactions |
0 |
0 |
0 |
1 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Lake H Tucker Jr |
former Vice President |
– – – |
2015-11-25 |
4 |
A |
$0.00 |
$0 |
D/D |
0 |
6,383 |
|
- |
|
| Ortiz Germaine M |
former Vice President |
– – – |
2015-11-25 |
4 |
A |
$0.00 |
$0 |
D/D |
0 |
3,562 |
|
- |
|
| Vanekris Anthonie C |
Director |
– • – |
2015-11-09 |
4 |
B |
$8.02 |
$48,100 |
I/I |
6,000 |
3,000 |
2.1 |
- |
|
| Davis Dinsmore Management Co/nj |
Investment Adviser |
– – – |
2015-09-28 |
4 |
S |
$7.96 |
$9,998 |
D/D |
(1,256) |
14,720 |
|
- |
|
| Dinsmore Thomas H |
Chairman and CEO |
• • – |
2015-09-28 |
4 |
B |
$7.96 |
$9,998 |
D/D |
1,256 |
71,650 |
2.81 |
- |
|
| Dinsmore Thomas H |
Chairman and CEO |
• • – |
2015-09-25 |
4 |
D |
$0.00 |
$0 |
D/D |
(1,662) |
70,394 |
|
- |
|
| Okeeffe Jane D |
PresidentDirector of Investmen |
• • – |
2015-03-25 |
4 |
D |
$0.00 |
$0 |
D/D |
(2,088) |
18,158 |
|
- |
|
| Bizzell Kinchen C |
Director |
– • – |
2013-07-09 |
4 |
B |
$7.65 |
$4,973 |
D/D |
650 |
4,903 |
2.31 |
- |
|
| Okeeffe Jane D |
PresidentDirector of Investmen |
• • – |
2013-06-24 |
4 |
B |
$7.40 |
$14,800 |
D/D |
2,000 |
16,740 |
2.81 |
- |
|
| Dinsmore Thomas H |
Chairman and CEODirector of In |
• • – |
2013-06-24 |
4 |
B |
$7.47 |
$8,969 |
D/D |
1,200 |
64,463 |
2.81 |
- |
|
| Dinsmore James Andrew |
Executive Vice PresidentDirect |
• – – |
2013-06-24 |
4 |
B |
$7.48 |
$3,740 |
D/D |
500 |
3,028 |
2.66 |
- |
|
| Bogan Elizabeth C |
Director |
– • – |
2013-06-18 |
4 |
S |
$7.67 |
$131,663 |
D/D |
(17,148) |
12,000 |
|
- |
|
| Finnican Peter M |
Advisers marketing director |
– – – |
2013-01-11 |
4 |
GA |
$0.00 |
$0 |
I/I |
2,000 |
2,212 |
|
- |
|
| Finnican Sally J |
Director of Investment Adviser |
– – – |
2013-01-11 |
4 |
GA |
$0.00 |
$0 |
I/I |
2,000 |
2,212 |
|
- |
|
| Finnican Sally J |
Director of Investment Adviser |
– – – |
2013-01-11 |
4 |
GA |
$0.00 |
$0 |
I/I |
2,000 |
16,087 |
|
- |
|
| Finnican Sally J |
Director of Investment Adviser |
– – – |
2013-01-11 |
4 |
GA |
$0.00 |
$0 |
I/I |
2,000 |
16,087 |
|
- |
|
| Okeeffe Jane D |
President |
• • – |
2013-01-11 |
4 |
GA |
$0.00 |
$0 |
I/I |
2,000 |
2,088 |
|
- |
|
| Dinsmore Thomas H |
Chairman and CEODirector of In |
• • – |
2013-01-11 |
4 |
GA |
$0.00 |
$0 |
I/I |
1,000 |
1,662 |
|
- |
|
| Dinsmore James Andrew |
Vice PresidentDirector of Inve |
• – – |
2013-01-11 |
4 |
GA |
$0.00 |
$0 |
D/D |
1,000 |
2,487 |
|
- |
|
| Dinsmore Jean H |
Director of Investment Adviser |
– – – |
2013-01-11 |
4 |
GD |
$0.00 |
$0 |
D/D |
6,000 |
12,937 |
|
- |
|
| Bogan Elizabeth C |
Director |
– • – |
2012-11-21 |
4 |
B |
$6.99 |
$84,729 |
D/D |
12,000 |
28,964 |
2.39 |
- |
|
| Bizzell Kinchen C |
Director |
– • – |
2012-02-15 |
4 |
B |
$7.47 |
$3,511 |
D/D |
470 |
4,039 |
2.31 |
- |
|
| Bizzell Kinchen C |
Director |
– • – |
2012-02-14 |
4 |
B |
$7.35 |
$1,470 |
D/D |
200 |
3,569 |
2.31 |
- |
|
| Bizzell Kinchen C |
Director |
– • – |
2011-02-16 |
4 |
B |
$7.59 |
$4,971 |
D/D |
655 |
3,261 |
2.31 |
- |
|
| Bizzell Kinchen C |
Director |
– • – |
2010-01-29 |
4 |
B |
$6.40 |
$3,072 |
D/D |
480 |
2,503 |
2.31 |
- |
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123 Records found
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Page 2 of 5 |
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