| |
| |
| Exchange: |
American Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
34,940,000 |
| Market
Cap: |
314.46(M) |
| Last
Volume: |
80,269 |
Avg
Vol: |
80,047 |
| 52
Week Range: |
$8.56 - $9.7 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Allspring Multi-Sector Income Fund is registered as a diversified, closed-end management investment company. The Fund's primary investment objective is to seek a high level of current income consistent with its overall exposure to domestic interest rate risk. As of Oct 31 2017, the Funds total assets were $693,466,754 and its investment portfolio totaled $682,398,131.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
2,700 |
2,850 |
| Total Buy Value |
$0 |
$0 |
$23,840 |
$25,303 |
| Total People Bought |
0 |
0 |
2 |
3 |
| Total Buy Transactions |
0 |
0 |
2 |
3 |
| Total Shares Sold |
0 |
2,500 |
2,500 |
2,500 |
| Total Sell Value |
$0 |
$23,639 |
$23,639 |
$23,639 |
| Total People Sold |
0 |
2 |
2 |
2 |
| Total Sell Transactions |
0 |
2 |
2 |
2 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gordon Peter G |
Director |
– • – |
2011-04-01 |
4 |
B |
$15.09 |
$755 |
D/D |
50 |
50 |
2.31 |
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-11-18 |
4 |
S |
$14.94 |
$29,880 |
I/I |
(2,000) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-11-18 |
4 |
B |
$15.58 |
$31,160 |
I/I |
2,000 |
2,000 |
1.5 |
- |
|
| Ubs Ag |
Former 10% owner |
– – – |
2010-06-30 |
4 |
D |
$0.00 |
$0 |
I/I |
(110) |
0 |
|
- |
|
| Ubs Ag |
10% Owner |
– – • |
2010-05-31 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
110 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-04-29 |
4 |
S |
$15.42 |
$1,542 |
I/I |
(100) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-04-29 |
4 |
B |
$15.25 |
$1,533 |
I/I |
100 |
100 |
1.42 |
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2009-10-05 |
4 |
B |
$14.16 |
$566 |
I/I |
40 |
40 |
1.42 |
- |
|
| Mcdonnell Gerald M |
Director |
– • – |
2009-09-01 |
4 |
S |
$13.49 |
$1,349 |
D/D |
(100) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2008-12-31 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
412 |
|
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-10-20 |
5/A |
B |
$11.30 |
$1,978 |
D/D |
175 |
18,975 |
|
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-10-20 |
5 |
B |
$11.30 |
$1,978 |
D/D |
175 |
18,900 |
|
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-10-17 |
5/A |
B |
$10.50 |
$21,003 |
D/D |
2,000 |
18,800 |
|
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-10-17 |
5 |
B |
$10.50 |
$19,950 |
D/D |
1,900 |
18,800 |
|
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-10-01 |
5 |
B |
$10.53 |
$1,053 |
D/D |
100 |
16,900 |
|
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-07-28 |
4 |
B |
$14.76 |
$36,234 |
D/D |
2,450 |
16,800 |
2.44 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-07-18 |
4 |
B |
$14.93 |
$25,011 |
D/D |
1,675 |
14,350 |
2.44 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-07-17 |
4 |
B |
$14.87 |
$24,904 |
D/D |
1,675 |
12,675 |
2.44 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-05-05 |
4 |
B |
$16.07 |
$4,017 |
D/D |
250 |
11,000 |
2.36 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-04-16 |
4 |
B |
$15.76 |
$7,880 |
D/D |
500 |
10,750 |
2.44 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2008-01-23 |
4 |
B |
$15.67 |
$15,670 |
D/D |
1,000 |
10,250 |
2.44 |
- |
|
| Cestone Andrew |
Portfolio Manager |
– – – |
2007-10-25 |
4 |
B |
$16.17 |
$48,573 |
D/D |
3,000 |
9,250 |
2.44 |
- |
|
| Cestone Andrew |
portfolio manager |
– – – |
2007-07-26 |
4 |
B |
$15.97 |
$99,988 |
D/D |
6,250 |
6,250 |
2.44 |
- |
|
| Conkey Christopher |
EIMCO CIO |
• – – |
2007-07-16 |
4 |
S |
$16.80 |
$42,000 |
D/D |
(2,500) |
0 |
|
- |
|
| Erikson Dana |
Portfolio Manager |
– – – |
2006-07-24 |
4 |
B |
$16.20 |
$12,150 |
D/D |
750 |
750 |
2.44 |
- |
|
137 Records found
|
|
Page 5 of 6 |
|
|
