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| Exchange: |
American Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
9,250,000 |
| Market
Cap: |
90.93(M) |
| Last
Volume: |
39,160 |
Avg
Vol: |
39,053 |
| 52
Week Range: |
$8.09 - $10.5 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Allspring Utilities & High Income Fund is a non-diversified, closed-end management investment company. The primary investment objective of the Fund is to seek a high level of current income and moderate capital growth, with an emphasis on providing tax-advantaged dividend income. As of Aug 31 2017, the Fund's investment portfolio totaled $159,107,534 and assets totaled $177,790,685.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
2,550 |
2,650 |
| Total Buy Value |
$0 |
$0 |
$25,407 |
$26,672 |
| Total People Bought |
0 |
0 |
2 |
3 |
| Total Buy Transactions |
0 |
0 |
2 |
3 |
| Total Shares Sold |
0 |
2,400 |
2,400 |
2,400 |
| Total Sell Value |
$0 |
$22,491 |
$22,491 |
$22,491 |
| Total People Sold |
0 |
2 |
2 |
2 |
| Total Sell Transactions |
0 |
2 |
2 |
2 |
| End Date |
2024-02-29 |
2023-11-28 |
2023-05-30 |
2022-05-30 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
|
|
Form |
  Obrien Timothy |
Portfolio manager |
– – – |
2006-07-17 |
4 |
B |
$22.09 |
$13,254 |
D/D |
600 |
600 |
2.44 |
- |
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| Shima Richard J |
Director |
– • – |
2006-04-24 |
4 |
S |
$21.85 |
$3,299 |
D/D |
(151) |
649 |
|
- |
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| Keith Leroy |
officerTitle |
– • – |
2005-12-14 |
4 |
B |
$21.98 |
$1,495 |
D/D |
68 |
68 |
2.31 |
- |
|
| Richardson David M |
Director |
– • – |
2004-11-22 |
4 |
B |
$19.60 |
$9,800 |
D/D |
500 |
2,000 |
2.39 |
- |
|
| Wagoner Richard |
Director |
– • – |
2004-09-08 |
4 |
B |
$18.65 |
$1,865 |
D/D |
100 |
100 |
2.31 |
- |
|
| Mcdonnell Gerald M |
Director |
– • – |
2004-08-23 |
4 |
B |
$17.87 |
$1,787 |
D/D |
100 |
100 |
2.31 |
- |
|
| Shima Richard J |
Director |
– • – |
2004-06-15 |
4 |
B |
$19.37 |
$15,496 |
D/D |
800 |
800 |
2.39 |
- |
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| Richardson David M |
Director |
– • – |
2004-04-27 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,500 |
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- |
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| Evergreen Investment Management Co Llc |
10% Owner |
– – • |
2004-04-27 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
5,000 |
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- |
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34 Records found
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Page 2 of 2 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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0.15 (1.5%) 
