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$49.26 0.00 (0.00%) as of 4:30 Thu 10/1
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Download |
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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
270,689,000 |
Market
Cap: |
13.33(B) |
Last
Volume: |
35,949,466 |
Avg
Vol: |
35,849,606 |
52
Week Range: |
$49.26 - $49.26 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Murphy Michael Jos. |
Sr. MD, Retail Brokerage |
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2020-10-02 |
4 |
D |
$0.00 |
$0 |
D/D |
(34,434) |
0 |
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- |
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Healy James P |
Director |
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2020-10-02 |
4 |
D |
$0.00 |
$0 |
D/D |
(56,160) |
0 |
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- |
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Carbone Richard J |
Director |
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2020-10-02 |
4 |
D |
$0.00 |
$0 |
D/D |
(41,677) |
0 |
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- |
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Pizzi Michael A. |
Chief Executive Officer |
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2020-09-21 |
4 |
D |
$50.02 |
$69,378 |
D/D |
(1,387) |
186,427 |
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- |
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Milligan Alice |
EVP, Chief Customer Officer |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
90 |
41,005 |
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- |
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Turner Chad E. |
Chief Financial Officer |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
111 |
55,763 |
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- |
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Lawson Rodger A |
Director |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
143 |
92,251 |
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- |
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Curcio Michael John |
EVP, Institutional |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
112 |
117,177 |
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- |
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Minetola Matthew |
Chief Information Officer |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
55 |
22,660 |
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- |
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Leibowitz Shelley B |
Director |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
44 |
29,682 |
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- |
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Carbone Richard J |
Director |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
93 |
41,677 |
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- |
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Sher Lori |
EVP, General Counsel |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
81 |
62,251 |
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- |
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Murphy Michael Jos. |
Sr. MD, Retail Brokerage |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
67 |
34,434 |
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- |
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Ellertson Jaime Wallace |
Director |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
12 |
7,761 |
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- |
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Healy James P |
Director |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
72 |
56,160 |
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- |
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Pizzi Michael A. |
Chief Executive Officer |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
258 |
187,814 |
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- |
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Wyckoff Dirk W |
Principal Accounting OfficerPr |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
19 |
15,604 |
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- |
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Simonich Brent |
EVP, Chief Risk Officer |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
67 |
47,247 |
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- |
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Weaver Donna L |
Director |
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2020-08-25 |
4 |
A |
$0.00 |
$0 |
D/D |
50 |
70,469 |
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- |
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Pizzi Michael A. |
Chief Executive Officer |
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2020-08-15 |
4 |
D |
$54.13 |
$50,666 |
D/D |
(936) |
187,556 |
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- |
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Murphy Michael Jos. |
Sr. MD, Retail Brokerage |
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2020-08-06 |
4 |
S |
$52.72 |
$527,233 |
D/D |
(10,000) |
34,367 |
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4% |
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Minetola Matthew |
Chief Information Officer |
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2020-07-19 |
4 |
D |
$54.23 |
$43,330 |
D/D |
(799) |
22,605 |
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- |
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Simonich Brent |
EVP, Chief Risk Officer |
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2020-05-19 |
4 |
A |
$0.00 |
$0 |
D/D |
91 |
47,180 |
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- |
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Ellertson Jaime Wallace |
Director |
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2020-05-19 |
4 |
A |
$0.00 |
$0 |
D/D |
15 |
7,749 |
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- |
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Minetola Matthew |
Chief Information Officer |
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2020-05-19 |
4 |
A |
$0.00 |
$0 |
D/D |
78 |
23,404 |
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- |
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517 Records found
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Page 2 of 21 |
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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