| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
270,689,000 |
| Market
Cap: |
13.33(B) |
| Last
Volume: |
35,949,466 |
Avg
Vol: |
35,849,606 |
| 52
Week Range: |
$49.26 - $49.26 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Simonich Brent |
EVP, Chief Risk Officer |
• – – |
2020-02-09 |
4 |
D |
$43.37 |
$34,045 |
D/D |
(785) |
47,010 |
|
- |
|
| Curcio Michael John |
EVP, Institutional |
• – – |
2020-02-08 |
4 |
D |
$43.37 |
$117,272 |
D/D |
(2,704) |
122,210 |
|
- |
|
| Murphy Michael Jos. |
SVP, Retail Brokerage |
• – – |
2020-02-08 |
4 |
D |
$43.37 |
$64,621 |
D/D |
(1,490) |
48,663 |
|
- |
|
| Lawson Rodger A |
Director |
– • – |
2020-02-08 |
4 |
D |
$43.37 |
$124,689 |
D/D |
(2,875) |
120,286 |
|
- |
|
| Pizzi Michael A. |
Chief Executive Officer |
• • – |
2020-02-08 |
4 |
D |
$43.37 |
$219,582 |
D/D |
(5,063) |
191,292 |
|
- |
|
| Turner Chad E. |
EVP, Chief Financial Officer |
• – – |
2020-02-08 |
4 |
D |
$43.37 |
$45,278 |
D/D |
(1,044) |
56,104 |
|
- |
|
| Wyckoff Dirk W |
Principal Accounting Officer |
• – – |
2020-02-08 |
4 |
D |
$43.37 |
$16,828 |
D/D |
(388) |
16,005 |
|
- |
|
| Sher Lori |
EVP, General Counsel |
• – – |
2020-02-08 |
4 |
D |
$43.37 |
$64,404 |
D/D |
(1,485) |
62,748 |
|
- |
|
| Simonich Brent |
EVP, Chief Risk Officer |
• – – |
2020-02-08 |
4 |
D |
$43.37 |
$42,936 |
D/D |
(990) |
47,795 |
|
- |
|
| Curcio Michael John |
EVP, Institutional |
• – – |
2020-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
21,904 |
124,914 |
|
- |
|
| Murphy Michael Jos. |
SVP, Retail Brokerage |
• – – |
2020-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
14,987 |
50,153 |
|
- |
|
| Pizzi Michael A. |
Chief Executive Officer |
• • – |
2020-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
57,643 |
196,355 |
|
- |
|
| Turner Chad E. |
EVP, Chief Financial Officer |
• – – |
2020-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
34,009 |
57,148 |
|
- |
|
| Wyckoff Dirk W |
Principal Accounting Officer |
• – – |
2020-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
3,458 |
16,393 |
|
- |
|
| Minetola Matthew |
Chief Information Officer |
• – – |
2020-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
17,984 |
23,256 |
|
- |
|
| Sher Lori |
EVP, General Counsel |
• – – |
2020-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
19,598 |
64,233 |
|
- |
|
| Milligan Alice |
EVP, Chief Customer Officer |
• – – |
2020-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
14,410 |
44,462 |
|
- |
|
| Simonich Brent |
EVP, Chief Risk Officer |
• – – |
2020-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
17,293 |
48,785 |
|
- |
|
| Pizzi Michael A. |
Chief Executive Officer |
• • – |
2020-02-05 |
4 |
D |
$44.53 |
$182,796 |
D/D |
(4,105) |
138,712 |
|
- |
|
| Pizzi Michael A. |
Chief Executive Officer |
• • – |
2020-02-05 |
4 |
A |
$0.00 |
$0 |
D/D |
13,636 |
140,548 |
|
- |
|
| Curcio Michael John |
EVP, Institutional |
• – – |
2020-02-05 |
4 |
D |
$44.53 |
$177,942 |
D/D |
(3,996) |
103,010 |
|
- |
|
| Curcio Michael John |
EVP, Institutional |
• – – |
2020-02-05 |
4 |
A |
$0.00 |
$0 |
D/D |
13,636 |
104,797 |
|
- |
|
| Sher Lori |
EVP, General Counsel |
• – – |
2020-02-05 |
4 |
D |
$44.53 |
$34,065 |
D/D |
(765) |
44,635 |
|
- |
|
| Sher Lori |
EVP, General Counsel |
• – – |
2020-02-05 |
4 |
A |
$0.00 |
$0 |
D/D |
2,540 |
45,400 |
|
- |
|
| Lawson Rodger A |
Director |
– • – |
2020-02-05 |
4 |
D |
$44.53 |
$338,072 |
D/D |
(7,592) |
123,161 |
|
- |
|
1014 Records found
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Page 5 of 41 |
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