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My Recent Searches
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$49.26 0.00 (0.00%) as of 4:30 Thu 10/1
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Download |
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| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
270,689,000 |
| Market
Cap: |
13.33(B) |
| Last
Volume: |
35,949,466 |
Avg
Vol: |
35,849,606 |
| 52
Week Range: |
$49.26 - $49.26 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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|
Form |
  Lawson Rodger A |
Director |
– • – |
2020-02-05 |
4 |
A |
$0.00 |
$0 |
D/D |
24,299 |
127,160 |
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- |
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| Wyckoff Dirk W |
Principal Accounting Officer |
• – – |
2020-02-03 |
4 |
D |
$42.88 |
$18,351 |
D/D |
(428) |
12,935 |
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- |
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| Curcio Michael John |
EVP, Institutional |
• – – |
2020-02-03 |
4 |
D |
$42.88 |
$100,328 |
D/D |
(2,340) |
93,370 |
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- |
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| Turner Chad E. |
Chief Financial Officer |
• – – |
2020-02-03 |
4 |
D |
$42.88 |
$47,077 |
D/D |
(1,098) |
23,139 |
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- |
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| Sher Lori |
EVP, General Counsel |
• – – |
2020-02-03 |
4 |
D |
$42.88 |
$106,201 |
D/D |
(2,477) |
42,860 |
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- |
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| Lawson Rodger A |
Director |
– • – |
2020-02-03 |
4 |
D |
$42.88 |
$102,857 |
D/D |
(2,399) |
106,454 |
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- |
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| Simonich Brent |
EVP, Chief Risk Officer |
• – – |
2020-02-03 |
4 |
D |
$42.88 |
$60,325 |
D/D |
(1,407) |
31,492 |
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- |
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| Pizzi Michael A. |
Chief Executive Officer |
• • – |
2020-02-03 |
4 |
D |
$42.88 |
$100,585 |
D/D |
(2,346) |
129,181 |
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- |
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| Leibowitz Shelley B |
Director |
– • – |
2020-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
655 |
25,411 |
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- |
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| Ellertson Jaime Wallace |
Director |
– • – |
2020-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
655 |
4,534 |
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- |
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| Carbone Richard J |
Director |
– • – |
2020-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
792 |
38,167 |
|
- |
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| Minetola Matthew |
Chief Information Officer |
• – – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
15 |
5,272 |
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- |
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| Turner Chad E. |
Chief Financial Officer |
• – – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
55 |
24,237 |
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- |
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| Carbone Richard J |
Director |
– • – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
108 |
37,375 |
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- |
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| Murphy Michael Jos. |
SVP, Retail Brokerage |
• – – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
85 |
35,166 |
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- |
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| Leibowitz Shelley B |
Director |
– • – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
47 |
24,756 |
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- |
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| Simonich Brent |
SVP, Corporate Controller |
• – – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
62 |
32,899 |
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- |
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| Sher Lori |
EVP, General Counsel |
• – – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
90 |
45,337 |
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- |
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| Healy James P |
Director |
– • – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
90 |
52,718 |
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- |
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| Pizzi Michael A. |
Chief Executive Officer |
• • – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
221 |
131,527 |
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- |
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| Weaver Donna L |
Director |
– • – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
53 |
67,115 |
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- |
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| Curcio Michael John |
EVP, Institutional |
• – – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
135 |
95,710 |
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- |
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| Lawson Rodger A |
Director |
– • – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
223 |
108,853 |
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- |
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| Milligan Alice |
EVP, Chief Customer Officer |
• – – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
93 |
30,052 |
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- |
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| Ellertson Jaime Wallace |
Director |
– • – |
2019-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
12 |
3,879 |
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- |
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1014 Records found
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Page 6 of 41 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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