| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
11,327,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$17.55 - $17.55 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Aggarwal Reena |
Director |
– • – |
2016-02-22 |
4 |
B |
$15.92 |
$31,840 |
D/D |
2,000 |
23,040 |
2.39 |
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2016-02-18 |
4 |
B |
$15.87 |
$39,675 |
D/D |
2,500 |
259,044 |
2.81 |
- |
|
| Neuhauser James C |
Ex VP - Chief Inv Officer |
• – – |
2016-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
3,027 |
98,353 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2016-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
7,567 |
256,544 |
|
- |
|
| Tilley Allison Leopold |
Director |
– • – |
2016-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,500 |
2,500 |
|
- |
|
| Wright Bradley J. |
EVP and CFO |
• – – |
2016-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
7,567 |
63,057 |
|
- |
|
| Slosser Kenneth P |
EVP - Head of Investment Banki |
• – – |
2016-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
7,567 |
120,432 |
|
- |
|
| Fishman Adam J |
Executive Vice President |
• – – |
2016-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
7,567 |
151,346 |
|
- |
|
| Wright Bradley J. |
EVP and CFO |
• – – |
2016-02-08 |
4 |
D |
$16.28 |
$146,146 |
D/D |
(8,977) |
55,490 |
|
- |
|
| Slosser Kenneth P |
EVP - Head of Investment Banki |
• – – |
2016-02-08 |
4 |
D |
$16.28 |
$249,865 |
D/D |
(15,348) |
112,865 |
|
- |
|
| Neuhauser James C |
Ex VP - Chief Inv Officer |
• – – |
2016-02-08 |
4 |
D |
$16.28 |
$225,836 |
D/D |
(13,872) |
95,326 |
|
- |
|
| Fishman Adam J |
Executive Vice President |
• – – |
2016-02-08 |
4 |
D |
$16.28 |
$324,298 |
D/D |
(19,920) |
143,779 |
|
- |
|
| Kiernan Robert J |
Chief Accounting Officer |
• – – |
2016-02-08 |
4 |
D |
$16.28 |
$16,492 |
D/D |
(1,013) |
7,569 |
|
- |
|
| Slosser Kenneth P |
EVP - Head of Investment Banki |
• – – |
2016-02-05 |
4 |
OE |
$16.66 |
$163,051 |
D/D |
9,787 |
128,213 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2016-02-05 |
4 |
D |
$16.66 |
$148,940 |
D/D |
(8,940) |
248,977 |
|
- |
|
| Wright Bradley J. |
EVP and CFO |
• – – |
2016-02-05 |
4 |
D |
$16.66 |
$33,453 |
D/D |
(2,008) |
64,467 |
|
- |
|
| Neuhauser James C |
Ex VP - Chief Inv Officer |
• – – |
2016-02-05 |
4 |
D |
$16.66 |
$87,348 |
D/D |
(5,243) |
109,198 |
|
- |
|
| Fishman Adam J |
Executive Vice President |
• – – |
2016-02-05 |
4 |
D |
$16.66 |
$118,203 |
D/D |
(7,095) |
163,699 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-12-14 |
4 |
D |
$20.62 |
$368,851 |
D/D |
(17,888) |
257,917 |
|
- |
|
| Wright Bradley J. |
EVP and CFO |
• – – |
2015-12-14 |
4 |
D |
$20.62 |
$93,574 |
D/D |
(4,538) |
66,475 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-11-30 |
4 |
B |
$21.20 |
$33,920 |
D/D |
1,600 |
275,805 |
2.81 |
- |
|
| Strome William Frederick |
Director |
– • – |
2015-11-23 |
5 |
A |
$19.98 |
$1,298 |
D/D |
65 |
14,014 |
|
- |
|
| Hynes Thomas J Jr |
Director |
– • – |
2015-11-23 |
4 |
A |
$19.98 |
$519 |
D/D |
26 |
28,652 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-11-23 |
4 |
A |
$19.98 |
$200 |
D/D |
10 |
274,205 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-10-23 |
4 |
B |
$19.85 |
$49,625 |
D/D |
2,500 |
274,195 |
2.81 |
- |
|
164 Records found
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Page 4 of 7 |
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