| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
11,327,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$17.55 - $17.55 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-29 |
2023-11-28 |
2023-05-30 |
2022-05-30 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Patterson Mark Robert |
Director |
– • – |
2015-10-06 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
210,035 |
|
- |
|
| Patterson Mark Robert |
Director |
– • – |
2015-10-06 |
4 |
A |
$0.00 |
$0 |
D/D |
5,007 |
215,042 |
|
- |
|
| Strome William Frederick |
Director |
– • – |
2015-09-15 |
4 |
B |
$22.19 |
$144,204 |
D/D |
6,498 |
13,949 |
2.39 |
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-09-14 |
4 |
B |
$21.92 |
$43,832 |
D/D |
2,000 |
271,695 |
2.81 |
- |
|
| Hynes Thomas J Jr |
Director |
– • – |
2015-08-25 |
4 |
A |
$21.54 |
$517 |
D/D |
24 |
28,626 |
|
- |
|
| Wright Bradley J. |
EVP and CFO |
• – – |
2015-08-10 |
4 |
S |
$22.64 |
$88,296 |
D/D |
(3,900) |
70,965 |
|
- |
|
| Wright Bradley J. |
EVP and CFO |
• – – |
2015-08-07 |
4 |
S |
$23.43 |
$49,203 |
D/D |
(2,100) |
74,865 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-08-06 |
4 |
D |
$23.78 |
$576,998 |
D/D |
(24,264) |
269,686 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-08-06 |
4 |
OE |
$22.44 |
$561,000 |
D/D |
25,000 |
293,950 |
|
- |
|
| Lloyd Michael A |
Executive Vice President |
• – – |
2015-08-03 |
4 |
B |
$23.50 |
$23,500 |
D/D |
1,000 |
153,150 |
2.74 |
- |
|
| Neuhauser James C |
Ex VP - Chief Inv Officer |
• – – |
2015-07-31 |
4 |
D |
$23.50 |
$32,031 |
I/I |
(1,363) |
1,832 |
|
- |
|
| Neuhauser James C |
Ex VP - Chief Inv Officer |
• – – |
2015-07-31 |
4 |
OE |
$16.88 |
$28,122 |
I/I |
1,666 |
3,195 |
|
- |
|
| Slosser Kenneth P |
EVP - Head of Investment Banki |
• – – |
2015-07-23 |
4 |
D |
$23.54 |
$101,669 |
D/D |
(4,319) |
137,926 |
|
- |
|
| Slosser Kenneth P |
EVP - Head of Investment Banki |
• – – |
2015-07-23 |
4 |
OE |
$22.44 |
$99,723 |
D/D |
4,444 |
142,245 |
|
- |
|
| Fishman Adam J |
Executive Vice President |
• – – |
2015-07-22 |
4 |
D |
$23.26 |
$151,841 |
D/D |
(6,528) |
170,702 |
|
- |
|
| Fishman Adam J |
Executive Vice President |
• – – |
2015-07-22 |
4 |
OE |
$22.44 |
$149,585 |
D/D |
6,666 |
177,230 |
|
- |
|
| Neuhauser James C |
Ex VP - Chief Inv Officer |
• – – |
2015-07-17 |
4 |
D |
$24.53 |
$927,970 |
D/D |
(37,830) |
114,367 |
|
- |
|
| Neuhauser James C |
Ex VP - Chief Inv Officer |
• – – |
2015-07-17 |
4 |
OE |
$22.44 |
$897,600 |
D/D |
40,000 |
152,197 |
|
- |
|
| Wright Bradley J. |
EVP and CFO |
• – – |
2015-07-17 |
4 |
D |
$24.53 |
$201,048 |
D/D |
(8,196) |
76,965 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-07-17 |
4 |
D |
$24.53 |
$351,564 |
D/D |
(14,332) |
268,950 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-07-17 |
4 |
OE |
$22.44 |
$336,600 |
D/D |
15,000 |
283,282 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-07-16 |
4 |
D |
$23.67 |
$460,547 |
D/D |
(19,457) |
268,282 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-07-16 |
4 |
OE |
$22.44 |
$448,800 |
D/D |
20,000 |
287,739 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-06-22 |
4 |
D |
$23.97 |
$463,412 |
D/D |
(19,333) |
267,739 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-06-22 |
4 |
OE |
$22.44 |
$448,800 |
D/D |
20,000 |
287,072 |
|
- |
|
164 Records found
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Page 5 of 7 |
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