| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
11,327,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$17.55 - $17.55 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Hendrix Richard J |
President and CEO |
• • – |
2015-02-09 |
4 |
D |
$23.42 |
$553,438 |
D/D |
(23,631) |
283,830 |
|
- |
|
| Slosser Kenneth P |
EVP - Head of Investment Banki |
• – – |
2015-02-02 |
4 |
D |
$22.07 |
$43,610 |
D/D |
(1,976) |
132,192 |
|
- |
|
| Lloyd Michael A |
Executive Vice President |
• – – |
2015-01-29 |
4 |
D |
$22.76 |
$83,757 |
D/D |
(3,680) |
155,265 |
|
- |
|
| Lloyd Michael A |
Executive Vice President |
• – – |
2015-01-05 |
4 |
D |
$23.38 |
$27,214 |
D/D |
(1,164) |
158,945 |
|
- |
|
| Neuhauser James C |
Ex VP - Chief Inv Officer |
• – – |
2014-11-05 |
4 |
S |
$24.25 |
$509,250 |
D/D |
(21,000) |
128,753 |
|
- |
|
| Strome William Frederick |
Director |
– • – |
2014-10-13 |
4 |
A |
$25.85 |
$115,239 |
D/D |
4,458 |
4,458 |
|
- |
|
| Fishman Adam J |
Executive Vice President |
• – – |
2014-06-03 |
4 |
B |
$25.76 |
$51,526 |
D/D |
2,000 |
168,032 |
2.74 |
- |
|
| Hynes Thomas J Jr |
Director |
– • – |
2014-06-03 |
4 |
A |
$0.00 |
$0 |
D/D |
2,577 |
22,615 |
|
- |
|
| Reimers Arthur J |
Director |
– • – |
2014-06-03 |
4 |
A |
$0.00 |
$0 |
D/D |
7,064 |
64,873 |
|
- |
|
| Aggarwal Reena |
Director |
– • – |
2014-06-03 |
4 |
A |
$0.00 |
$0 |
D/D |
2,577 |
18,047 |
|
- |
|
| Kraemer Richard A |
Director |
– • – |
2014-06-03 |
4 |
A |
$0.00 |
$0 |
D/D |
3,055 |
30,205 |
|
- |
|
| Aggarwal Reena |
Director |
– • – |
2014-05-27 |
4 |
D |
$26.32 |
$141,549 |
D/D |
(5,378) |
15,470 |
|
- |
|
| Aggarwal Reena |
Director |
– • – |
2014-05-27 |
4 |
S |
$26.50 |
$11,024 |
D/D |
(416) |
20,848 |
|
- |
|
| Aggarwal Reena |
Director |
– • – |
2014-05-27 |
4 |
OE |
$14.52 |
$152,518 |
D/D |
10,504 |
21,264 |
|
- |
|
164 Records found
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Page 7 of 7 |
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