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Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
26,697,000 |
Market
Cap: |
275.78(M) |
Last
Volume: |
63,310 |
Avg
Vol: |
111,687 |
52
Week Range: |
$9.47 - $10.37 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile First Trust Senior Floating Rate Income Fund II is a closed-end management investment company. The Fund's primary investment objective is to provide a high level of income. As a secondary objective, the Fund attempts to preserve capital. The Fund pursues its investment objectives by investing primarily in a portfolio of senior secured floating-rate corporate loans. Under general market conditions, at least 80% of the Fund's Managed Assets are generally invested in lower grade debt instruments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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|
Form |
Kadlec Thomas R |
Director |
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2021-12-28 |
4 |
S |
$11.83 |
$8,509 |
D/D |
(719) |
0 |
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-2% |
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Purpura Orlando |
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2020-05-31 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,000 |
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-2% |
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Scott Jeffrey M |
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2020-05-31 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,080 |
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-2% |
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Housey William A Jr |
Officer of Advisor, Port. Mgr. |
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2019-09-03 |
4 |
B |
$11.62 |
$31,404 |
D/D |
2,700 |
4,103 |
2.44 |
- |
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Fries Scott D |
Officer of Advisor, Port. Mgr. |
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2019-08-29 |
4 |
B |
$11.69 |
$5,003 |
D/D |
428 |
428 |
2.44 |
- |
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Bowen James A |
Officer-Investment Advisor |
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2019-06-07 |
4 |
D |
$0.00 |
$0 |
D/D |
(1,000) |
3,955 |
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- |
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Housey William A Jr |
Officer of Advisor, Port. Mgr. |
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2016-01-06 |
4 |
B |
$12.28 |
$3,070 |
D/D |
250 |
1,250 |
2.36 |
- |
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Bowen James A |
Director |
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2015-08-24 |
4 |
B |
$12.80 |
$50,624 |
D/D |
3,955 |
4,955 |
2.39 |
- |
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Mcgarel David |
Officer-Investment Adviser |
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2015-05-06 |
4 |
B |
$13.72 |
$27,440 |
D/D |
2,000 |
2,000 |
2.74 |
- |
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Lindquist Daniel J |
Vice President |
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2012-01-25 |
4 |
B |
$14.39 |
$2,877 |
D/D |
200 |
200 |
2.66 |
- |
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Housey William A Jr |
Officer of Advisor, Port. Mgr. |
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2011-06-16 |
4 |
B |
$14.36 |
$12,924 |
D/D |
900 |
1,000 |
2.44 |
- |
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Housey William A Jr |
Officer of Advisor, Port. Mgr. |
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2011-06-15 |
4 |
B |
$14.20 |
$1,420 |
D/D |
100 |
100 |
2.36 |
- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2009-01-23 |
4 |
B |
$7.87 |
$3,149 |
I/I |
400 |
57,318 |
1.42 |
- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2009-01-23 |
4 |
S |
$7.78 |
$15,560 |
I/I |
(2,000) |
56,918 |
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- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2008-12-31 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
58,918 |
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- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2008-12-31 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
969 |
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- |
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Kadlec Thomas R |
Director |
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2006-02-17 |
4 |
B |
$17.88 |
$10,728 |
D/D |
600 |
600 |
2.39 |
- |
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Erickson Richard E |
officerTitle |
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2005-12-28 |
4 |
B |
$16.69 |
$1,919 |
D/D |
115 |
216 |
2.31 |
- |
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First Trust Portfolios Lp |
officerTitle |
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2005-12-23 |
4 |
S |
$16.71 |
$87,513 |
D/D |
(5,236) |
0 |
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- |
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First Trust Portfolios Lp |
Affiliate of the issuers advis |
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2005-12-22 |
144 |
NP |
$0.00 |
$87,703 |
/ |
5,236 |
0 |
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- |
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Bowen James A |
President |
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2005-11-25 |
4/A |
B |
$16.80 |
$8,400 |
D/D |
500 |
1,000 |
2.81 |
- |
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Bowen James A |
President |
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2005-11-25 |
4 |
A |
$16.80 |
$8,400 |
D/D |
500 |
1,000 |
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- |
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Bowen James A |
President |
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2005-04-15 |
4 |
B |
$18.33 |
$4,583 |
D/D |
250 |
500 |
2.73 |
- |
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Bowen James A |
President |
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2005-04-14 |
4 |
B |
$18.35 |
$4,588 |
D/D |
250 |
250 |
2.73 |
- |
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Nielson Niel B |
Director |
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2005-03-09 |
4 |
B |
$19.34 |
$3,868 |
D/D |
200 |
200 |
2.31 |
- |
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31 Records found
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Page 1 of 2 |
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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