| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
24,440,000 |
| Market
Cap: |
488.31(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$17.69 - $20.98 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Fidus Investment operates as an externally managed, closed-end, non-diversified business development company. Co.'s investment objective is to provide risk-adjusted returns by generating both current income from its debt investments and capital appreciation from its equity related investments.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Hyman Charles D |
Director |
– • – |
2020-03-13 |
4 |
B |
$9.84 |
$19,680 |
D/D |
2,000 |
25,200 |
2.39 |
-12% |
|
| Tune Edward X. |
Director |
– • – |
2020-03-12 |
4 |
B |
$9.43 |
$28,290 |
D/D |
3,000 |
6,000 |
2.39 |
-3% |
|
| Ross Edward H |
See Remarks |
• • – |
2020-03-12 |
4 |
B |
$9.31 |
$37,240 |
D/D |
4,000 |
177,455 |
2.81 |
-3% |
|
| Sherard Shelby E |
See Remarks |
• – – |
2020-03-12 |
4 |
B |
$9.36 |
$46,800 |
D/D |
5,000 |
31,660 |
2.74 |
-3% |
|
| Anstiss Raymond L. Jr. |
Director |
– • – |
2020-03-12 |
4 |
B |
$9.00 |
$13,500 |
D/D |
1,500 |
10,500 |
2.39 |
-3% |
|
| Lauer Thomas Charles |
President |
• • – |
2020-03-11 |
4 |
B |
$11.45 |
$22,900 |
D/D |
2,000 |
81,600 |
2.81 |
-24% |
|
| Anstiss Raymond L. Jr. |
Director |
– • – |
2020-03-11 |
4 |
B |
$11.66 |
$71,709 |
I/I |
6,150 |
11,396 |
2.1 |
-24% |
|
| Ross Edward H |
See Remarks |
• • – |
2020-03-10 |
4 |
B |
$11.81 |
$23,620 |
D/D |
2,000 |
173,455 |
2.81 |
-27% |
|
| Sherard Shelby E |
See Remarks |
• – – |
2020-03-09 |
4 |
B |
$11.99 |
$75,191 |
D/D |
5,950 |
26,660 |
2.74 |
-36% |
|
| Lauer Thomas Charles |
President |
• • – |
2020-03-09 |
4 |
B |
$12.40 |
$62,000 |
D/D |
5,000 |
79,600 |
2.81 |
-36% |
|
| Sherard Shelby E |
See Remarks |
• – – |
2019-08-08 |
4 |
B |
$14.25 |
$24,938 |
D/D |
1,750 |
20,710 |
2.74 |
- |
|
| Sherard Shelby E |
See Remarks |
• – – |
2019-08-07 |
4 |
B |
$14.40 |
$19,440 |
D/D |
1,350 |
18,960 |
2.74 |
- |
|
| Anstiss Raymond L. Jr. |
Director |
– • – |
2019-08-06 |
4 |
B |
$14.65 |
$14,650 |
D/D |
1,000 |
9,000 |
2.39 |
- |
|
| Anstiss Raymond L. Jr. |
Director |
– • – |
2019-06-03 |
4 |
B |
$15.93 |
$43,688 |
D/D |
2,740 |
8,000 |
2.39 |
- |
|
| Anstiss Raymond L. Jr. |
Director |
– • – |
2019-05-13 |
4 |
B |
$15.99 |
$35,995 |
D/D |
2,250 |
5,260 |
2.39 |
- |
|
| Sherard Shelby E |
See Remarks |
• – – |
2018-12-06 |
4 |
B |
$13.60 |
$49,980 |
D/D |
3,675 |
17,610 |
2.74 |
- |
|
| Sherard Shelby E |
See Remarks |
• – – |
2018-03-09 |
4 |
B |
$12.75 |
$27,872 |
D/D |
2,186 |
13,935 |
2.74 |
- |
|
| Lauer Thomas Charles |
President |
• • – |
2018-03-08 |
4 |
B |
$12.80 |
$51,200 |
D/D |
4,000 |
74,600 |
2.81 |
- |
|
| Sherard Shelby E |
See Remarks |
• – – |
2018-03-08 |
4 |
B |
$12.75 |
$16,754 |
D/D |
1,314 |
11,749 |
2.74 |
- |
|
| Hyman Charles D |
Director |
– • – |
2018-03-08 |
4 |
B |
$12.79 |
$19,192 |
D/D |
1,500 |
23,200 |
2.39 |
- |
|
| Ross Edward H |
See Remarks |
• • – |
2018-03-07 |
4 |
B |
$13.18 |
$46,130 |
D/D |
3,500 |
171,455 |
2.81 |
- |
|
| Sherard Shelby E |
See Remarks |
• – – |
2018-03-07 |
4 |
B |
$13.10 |
$91,700 |
D/D |
7,000 |
10,435 |
2.74 |
- |
|
| Lauer Thomas Charles |
Director |
– • – |
2015-08-24 |
4 |
B |
$7.49 |
$749 |
D/D |
100 |
70,600 |
2.31 |
- |
|
| Sherard Shelby E |
Chief Financial Officer |
• – – |
2015-08-21 |
4 |
B |
$14.50 |
$49,808 |
D/D |
3,435 |
3,435 |
2.74 |
- |
|
| Hyman Charles D |
Director |
– • – |
2014-12-04 |
4 |
B |
$15.11 |
$25,680 |
D/D |
1,700 |
21,700 |
2.39 |
- |
|
28 Records found
|
|
Page 1 of 2 |
|
|
0.31 (1.53%) 
