| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
43,814,000 |
| Market
Cap: |
613.83(M) |
| Last
Volume: |
87,939 |
Avg
Vol: |
137,474 |
| 52
Week Range: |
$11.93 - $14.86 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
|
Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Flaherty & Crumrine Preferred and Income Securities Fund is registered as a diversified, closed-end management investment company. The Fund's investment objective is to provide its common shareholders with high current income consistent with the preservation of capital.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Wulf Robert F |
Director |
– • – |
2016-03-17 |
4 |
B |
$20.30 |
$48,293 |
I/I |
2,379 |
7,463 |
2.1 |
- |
|
| Crumrine Donald F |
Affiliated Person of Adviser |
– – – |
2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
14,572 |
|
- |
|
| Ettinger Robert M |
Affiliated Person of Adviser |
– – – |
2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
64,148 |
|
- |
|
| Conwell Chad |
CCO, VP and Secretary |
• – – |
2015-06-29 |
4 |
B |
$18.37 |
$18,367 |
D/D |
1,000 |
1,500 |
2.74 |
- |
|
| Ettinger Robert M |
Affiliate of the Adviser |
– – – |
2015-06-29 |
4 |
B |
$18.35 |
$275,250 |
D/D |
15,000 |
61,665 |
2.44 |
- |
|
| Hogan Karen Hanovice |
Director |
– • – |
2013-08-06 |
4 |
B |
$18.13 |
$9,066 |
D/D |
500 |
500 |
2.39 |
- |
|
| Conwell Chad |
CCO, VP and Secretary |
• – – |
2013-06-03 |
4 |
B |
$18.44 |
$9,219 |
D/D |
500 |
500 |
2.74 |
- |
|
| Ettinger Robert M |
President |
• – – |
2012-12-28 |
5 |
GD |
$19.03 |
$133,210 |
I/I |
7,000 |
4,346 |
|
- |
|
| Wulf Robert F |
Director |
– • – |
2012-03-05 |
4 |
B |
$18.34 |
$74,903 |
D/D |
4,084 |
5,084 |
2.39 |
- |
|
| Ettinger Robert M |
President |
• – – |
2010-05-25 |
4 |
B |
$14.20 |
$142,000 |
D/D |
10,000 |
35,363 |
2.74 |
- |
|
| Hogan Karen Hanovice |
Director |
– • – |
2010-01-04 |
4 |
B |
$14.00 |
$5,250 |
D/D |
375 |
375 |
2.39 |
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2009-01-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
708 |
|
- |
|
| Morgan Stanley |
10% Owner |
– – • |
2008-12-31 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
780 |
|
- |
|
| Gale David |
Director |
– • – |
2008-12-30 |
4 |
B |
$7.25 |
$14,500 |
D/D |
2,000 |
4,000 |
2.39 |
- |
|
| Chadwick Robert E |
Vice President, CFO |
• – – |
2008-12-29 |
4 |
B |
$7.20 |
$50,400 |
D/D |
7,000 |
8,971 |
2.74 |
- |
|
| Ettinger Robert M |
President |
• – – |
2007-08-01 |
4 |
B |
$18.96 |
$94,849 |
D/D |
5,000 |
19,000 |
2.74 |
- |
|
| Chadwick Robert E |
Vice President, CFO |
• – – |
2006-12-26 |
4 |
A |
$21.57 |
$93,743 |
I/I |
4,346 |
4,346 |
|
- |
|
| Stone Bradford S |
Vice President |
• – – |
2006-12-26 |
4 |
A |
$21.57 |
$93,743 |
I/I |
4,346 |
4,346 |
|
- |
|
| Crumrine Donald F |
Chief Executive Officer |
• • – |
2006-05-02 |
4 |
B |
$19.60 |
$58,800 |
D/D |
3,000 |
7,000 |
2.81 |
- |
|
| Gale David |
officerTitle |
– • – |
2006-01-24 |
4 |
B |
$21.05 |
$10,525 |
D/D |
500 |
2,000 |
2.39 |
- |
|
| Ettinger Robert M |
President |
• – – |
2005-10-11 |
4 |
B |
$20.50 |
$151,946 |
D/D |
7,412 |
14,000 |
2.74 |
- |
|
| Ryan Christopher Douglas |
Vice President |
• – – |
2005-10-11 |
4 |
B |
$20.52 |
$10,260 |
D/D |
500 |
1,639 |
2.74 |
- |
|
| Ryan Christopher Douglas |
Vice PresidentOfficer |
• – – |
2005-04-21 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,139 |
|
- |
|
| Chadwick Robert E |
CFO, VP, Treasurer & Secretary |
• – – |
2005-04-05 |
4 |
B |
$21.80 |
$21,800 |
D/D |
1,000 |
1,584 |
2.74 |
- |
|
| Gale David |
Director |
– • – |
2004-12-28 |
4 |
B |
$25.49 |
$11,853 |
D/D |
465 |
1,500 |
2.39 |
- |
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45 Records found
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Page 1 of 2 |
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