| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
43,814,000 |
| Market
Cap: |
633.55(M) |
| Last
Volume: |
68,099 |
Avg
Vol: |
137,291 |
| 52
Week Range: |
$11.93 - $14.86 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Flaherty & Crumrine Preferred and Income Securities Fund is registered as a diversified, closed-end management investment company. The Fund's investment objective is to provide its common shareholders with high current income consistent with the preservation of capital.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-11 |
2023-11-10 |
2023-05-12 |
2022-05-12 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Brody Martin |
Director |
– • – |
2004-12-27 |
4 |
S |
$25.52 |
$26,413 |
D/D |
(1,035) |
0 |
|
- |
|
| Lodolo Laurie C |
Asst CCO, Asst Treas, Asst Sec |
• – – |
2004-07-23 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,134 |
|
- |
|
| Stimes Peter C |
VP,CFO,Chief Acct Of,Treasurer |
• – – |
2004-05-10 |
4 |
B |
$22.35 |
$11,175 |
D/D |
500 |
1,500 |
2.74 |
- |
|
| Crumrine Donald F |
Chairman, CEO |
• • – |
2004-05-10 |
4 |
B |
$22.49 |
$44,995 |
D/D |
2,000 |
4,000 |
2.81 |
- |
|
| Ettinger Robert M |
President |
• – – |
2004-04-13 |
4 |
B |
$25.49 |
$101,960 |
D/D |
4,000 |
6,588 |
2.74 |
- |
|
| Brody Martin |
Director |
– • – |
2003-12-31 |
4 |
A |
$25.42 |
$900 |
D/D |
35 |
1,035 |
|
- |
|
| Gale David |
Director |
– • – |
2003-12-31 |
4 |
A |
$25.42 |
$900 |
D/D |
35 |
1,035 |
|
- |
|
| Gust Morgan |
Director |
– • – |
2003-12-31 |
4 |
A |
$25.49 |
$892 |
D/D |
35 |
1,035 |
|
- |
|
| Stone Bradford S |
Vice President, Asst Treasurer |
• – – |
2003-12-31 |
4 |
A |
$25.42 |
$1,800 |
D/D |
71 |
2,071 |
|
- |
|
| Ettinger Robert M |
President |
• – – |
2003-12-31 |
4 |
A |
$25.42 |
$2,250 |
D/D |
89 |
2,589 |
|
- |
|
| Flaherty & Grumrine Inc |
Investment Adviser |
– – – |
2003-12-31 |
4 |
A |
$25.42 |
$3,778 |
D/D |
149 |
4,347 |
|
- |
|
| Flaherty & Grumrine Inc |
Investment Adviser |
– – – |
2003-12-31 |
4/A |
A |
$25.42 |
$3,762 |
D/D |
148 |
4,346 |
|
- |
|
| Stone Bradford S |
Vice President, Asst Treasurer |
• – – |
2003-12-31 |
4/A |
A |
$25.42 |
$1,779 |
D/D |
70 |
2,070 |
|
- |
|
| Brody Martin |
Director |
– • – |
2003-12-31 |
4/A |
A |
$25.42 |
$890 |
D/D |
35 |
1,035 |
|
- |
|
| Ettinger Robert M |
President |
• – – |
2003-12-31 |
4/A |
A |
$25.42 |
$2,237 |
D/D |
88 |
2,588 |
|
- |
|
| Gale David |
Director |
– • – |
2003-12-31 |
4/A |
A |
$25.42 |
$890 |
D/D |
35 |
1,035 |
|
- |
|
| Gust Morgan |
Director |
– • – |
2003-08-26 |
4 |
B |
$24.96 |
$24,960 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Stone Bradford S |
Vice President, Asst Treasurer |
• – – |
2003-07-18 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
2,000 |
|
- |
|
| Stone Bradford S |
officerTitle |
• – – |
2003-07-18 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,027 |
|
- |
|
| Gale David |
Director |
– • – |
2003-01-29 |
4 |
B |
$25.00 |
$25,000 |
D/D |
1,000 |
1,000 |
2.39 |
- |
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45 Records found
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Page 2 of 2 |
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