| |
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| Exchange: |
New York Stock Exchange |
| Security
Type: |
N/A |
| Shares
Out: |
14,321,000 |
| Market
Cap: |
53.06(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$2.87 - $3.77 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile First Trust Specialty Finance and Financial Opportunities Fund is a non-diversified, closed-end management investment company. The primary investment objective of the Fund is to seek a high level of current income. As a secondary objective, the Fund seeks an attractive total return.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Kadlec Thomas R |
Director |
– • – |
2021-12-28 |
4 |
S |
$4.07 |
$9,898 |
D/D |
(2,432) |
0 |
|
7% |
|
| Winter Daniel T. |
Officer-Investment Sub-Advisor |
– – – |
2014-12-29 |
4 |
S |
$7.58 |
$3,033 |
I/I |
(400) |
0 |
|
- |
|
| Winter Daniel T. |
Officer-Investment Sub-Advisor |
– – – |
2014-12-29 |
4 |
S |
$7.58 |
$7,582 |
D/D |
(1,000) |
400 |
|
- |
|
| Schulte David J |
Director-Investment Subadviser |
– – – |
2011-09-01 |
5 |
A |
$6.63 |
$1,097 |
D/D |
165 |
7,025 |
|
- |
|
| Schulte David J |
Director-Investment Subadviser |
– – – |
2011-06-01 |
5 |
A |
$7.67 |
$1,042 |
D/D |
136 |
7,025 |
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- |
|
| Schulte David J |
Director-Investment Subadviser |
– – – |
2011-03-01 |
5 |
A |
$8.04 |
$1,023 |
D/D |
127 |
7,025 |
|
- |
|
| Schulte David J |
Director-Investment Subadviser |
– – – |
2010-12-02 |
5 |
A |
$7.65 |
$1,003 |
D/D |
131 |
7,025 |
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- |
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| Schulte David J |
Director-Investment Subadviser |
– – – |
2010-09-01 |
5 |
A |
$6.73 |
$980 |
D/D |
146 |
6,466 |
|
- |
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| Schulte David J |
Director-Investment Subadviser |
– – – |
2010-06-01 |
5 |
A |
$7.22 |
$929 |
D/D |
129 |
6,466 |
|
- |
|
| Schulte David J |
Director-Investment Subadviser |
– – – |
2010-03-01 |
5 |
A |
$6.11 |
$877 |
D/D |
144 |
6,466 |
|
- |
|
| Winter Daniel T. |
Officer-Investment Sub-Advisor |
– – – |
2009-12-29 |
4 |
A |
$5.86 |
$5,860 |
D/D |
1,000 |
1,400 |
|
- |
|
| Schulte David J |
Director-Investment Subadviser |
– – – |
2009-12-02 |
5 |
A |
$5.58 |
$825 |
D/D |
148 |
6,466 |
|
- |
|
| Schulte David J |
Director-Investment Subadviser |
– – – |
2009-11-30 |
5 |
S |
$5.49 |
$1,455 |
D/D |
(265) |
5,900 |
|
- |
|
| Schulte David J |
Director-Investment Subadviser |
– – – |
2009-09-01 |
5 |
A |
$5.00 |
$804 |
D/D |
161 |
5,900 |
|
- |
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| Schulte David J |
Director-Investment Subadviser |
– – – |
2009-06-01 |
5 |
A |
$4.12 |
$777 |
D/D |
189 |
5,900 |
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- |
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| First Trust Portfolios Lp |
Affiliate of Issuers Advisor |
– – – |
2009-05-06 |
4 |
S |
$4.10 |
$21,945 |
D/D |
(5,352) |
0 |
|
- |
|
| Schulte David J |
Director-Investment Subadviser |
– – – |
2009-03-02 |
5 |
A |
$2.47 |
$956 |
D/D |
387 |
5,900 |
|
- |
|
| Keller Mark A. |
Officer-Investment Sub-Advisor |
– – – |
2009-01-12 |
4 |
B |
$4.27 |
$43,150 |
D/D |
10,000 |
10,000 |
2.44 |
- |
|
| Miyazaki David B. |
Officer-Investment Sub-Advisor |
– – – |
2008-12-30 |
4 |
B |
$3.70 |
$3,700 |
D/D |
1,000 |
4,100 |
2.36 |
- |
|
| Miyazaki David B. |
Officer-Investment Sub-Advisor |
– – – |
2008-12-08 |
4 |
B |
$4.60 |
$4,600 |
D/D |
1,000 |
3,100 |
2.36 |
- |
|
| Schulte David J |
Director-Investment Subadviser |
– – – |
2008-12-02 |
5 |
A |
$3.06 |
$500 |
D/D |
163 |
5,900 |
|
- |
|
| Schulte David J |
Director-Investment Subadviser |
– – – |
2008-11-19 |
4 |
B |
$3.02 |
$9,165 |
D/D |
3,000 |
5,265 |
2.44 |
- |
|
| Schulte David J |
Director-Investment Subadviser |
– – – |
2008-08-22 |
4 |
B |
$8.90 |
$17,800 |
D/D |
2,000 |
2,265 |
2.44 |
- |
|
| Hanzlik Joseph J |
Officer-Investment Sub-Advisor |
– – – |
2008-08-20 |
4 |
B |
$8.93 |
$17,886 |
I/I |
2,000 |
2,000 |
0.01 |
- |
|
| Schulte David J |
|
– – – |
2008-08-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
265 |
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- |
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32 Records found
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Page 1 of 2 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.02 (0.68%) 
