FLC : Insider Transactions for Flaherty & Crumrine/claymore Total Return Fund Inc

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Flaherty & Crumrine/claymore Total Return Fund Inc (FLC)

$14.74

0.03 (0.2%) as of 4:30 Mon 4/29

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Exchange:

New York Stock Exchange

Security Type:

Mutual Fund

Shares Out:

9,916,000

Market Cap:

146.16(M)

Last Volume:

34,191

Avg Vol:

30,324

52 Week Range:

$12.66 - $15.46

Level I Sector:

Financials

Level II Sector:

Financial Services

Level III Sector:

Closed - End Fund - Debt

Member Indexes:

Rankings:

Insider 3 Months : -

Insider 6 Months : -

Insider 3/6 Months : -

Guru Rank Number : -

Guru Rank Value : -

Guru Occurances : -


6 Months 1 Year 2 Year

Company Profile Flaherty & Crumrine Total Return Fund is a diversified, closed-end management investment company. The Fund seeks to provide its common shareholders with high current income, with a secondary objective of capital appreciation, by investing primarily in a portfolio of preferred and debt securities. Under normal market conditions, at least 50% of the Fund's net assets, plus any borrowings for investment purposes, will be invested in preferred securities. In addition, under normal market conditions, the Fund may invest up to 15% of its total assets in common stocks. Furthermore, under normal market conditions, the Fund invests at least 25% of its total assets in the financials sector.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	0
Total Buy Value	$0	$0	$0	$0
Total People Bought	0	0	0	0
Total Buy Transactions	0	0	0	0
Total Shares Sold	0	0	0	0
Total Sell Value	$0	$0	$0	$0
Total People Sold	0	0	0	0
Total Sell Transactions	0	0	0	0
End Date	2024-02-01	2023-10-31	2023-05-02	2022-05-02

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Records found: 5

Page 1 of 1

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Wulf Robert F

Director

– • –

2016-03-17

$20.37

$48,307

I/I

2,371

7,281

2.1

Crumrine Donald F

Affiliated Person of Adviser

– – –

2015-11-30

$0.00

D/D

10,951

Ettinger Robert M

Affiliated Person of Adviser

– – –

2015-11-30

$0.00

D/D

44,894

Stone Bradford S

CFO, Vice President, Treasurer

• – –

2015-11-30

$0.00

D/D

2,500

Conwell Chad

CCO, Vice President, Secretary

• – –

2015-11-30

$0.00

D/D

500

5 Records found	1	Page 1 of 1

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: