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Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
9,916,000 |
Market
Cap: |
150.72(M) |
Last
Volume: |
16,571 |
Avg
Vol: |
30,311 |
52
Week Range: |
$12.66 - $15.46 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Flaherty & Crumrine Total Return Fund is a diversified, closed-end management investment company. The Fund seeks to provide its common shareholders with high current income, with a secondary objective of capital appreciation, by investing primarily in a portfolio of preferred and debt securities. Under normal market conditions, at least 50% of the Fund's net assets, plus any borrowings for investment purposes, will be invested in preferred securities. In addition, under normal market conditions, the Fund may invest up to 15% of its total assets in common stocks. Furthermore, under normal market conditions, the Fund invests at least 25% of its total assets in the financials sector.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Wulf Robert F |
Director |
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2016-03-17 |
4 |
B |
$20.37 |
$48,307 |
I/I |
2,371 |
7,281 |
2.1 |
- |
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Crumrine Donald F |
Affiliated Person of Adviser |
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2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
10,951 |
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- |
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Ettinger Robert M |
Affiliated Person of Adviser |
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2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
44,894 |
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- |
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Stone Bradford S |
CFO, Vice President, Treasurer |
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2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
2,500 |
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- |
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Conwell Chad |
CCO, Vice President, Secretary |
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2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
500 |
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- |
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Hogan Karen Hanovice |
Director |
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2013-08-06 |
4 |
B |
$19.12 |
$9,561 |
D/D |
500 |
500 |
2.39 |
- |
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Stone Bradford S |
VP and Asst. Treasurer |
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2013-06-03 |
4 |
B |
$19.49 |
$29,248 |
D/D |
1,500 |
2,500 |
2.74 |
- |
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Conwell Chad |
CCO, VP and Secretary |
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2013-06-03 |
4 |
B |
$19.44 |
$9,720 |
D/D |
500 |
500 |
2.74 |
- |
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Stone Bradford S |
VP and Asst. Treasurer |
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2013-05-28 |
4 |
B |
$20.76 |
$20,760 |
D/D |
1,000 |
1,000 |
2.74 |
- |
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Ettinger Robert M |
President |
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2012-12-28 |
5 |
GD |
$19.82 |
$138,740 |
I/I |
7,000 |
4,198 |
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- |
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Wulf Robert F |
Director |
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2012-03-05 |
4 |
B |
$19.16 |
$74,922 |
D/D |
3,910 |
4,910 |
2.39 |
- |
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Ettinger Robert M |
President |
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2011-08-09 |
4 |
B |
$15.75 |
$159,416 |
D/D |
10,000 |
38,300 |
2.74 |
- |
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Ettinger Robert M |
President |
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2011-08-08 |
4 |
B |
$16.62 |
$305,808 |
D/D |
18,400 |
28,300 |
2.74 |
- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2011-02-25 |
4 |
S |
$17.73 |
$2,961 |
I/I |
(167) |
0 |
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- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2011-02-25 |
4 |
B |
$17.64 |
$2,946 |
I/I |
167 |
167 |
1.42 |
- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2011-01-19 |
4 |
S |
$17.43 |
$25,274 |
I/I |
(1,450) |
0 |
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- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2011-01-19 |
4 |
B |
$17.26 |
$25,027 |
I/I |
1,450 |
1,450 |
1.5 |
- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2010-12-06 |
4 |
S |
$17.48 |
$9,705 |
I/I |
(555) |
0 |
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- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2010-12-06 |
4 |
B |
$17.52 |
$9,726 |
I/I |
555 |
555 |
1.5 |
- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2010-11-18 |
4 |
S |
$17.58 |
$20,217 |
I/I |
(1,150) |
0 |
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- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2010-11-18 |
4 |
B |
$17.53 |
$20,160 |
I/I |
1,150 |
1,150 |
1.5 |
- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2010-07-30 |
4 |
S |
$17.44 |
$13,958 |
I/I |
(800) |
0 |
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- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2010-07-30 |
4 |
B |
$16.48 |
$13,184 |
I/I |
800 |
800 |
1.5 |
- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2010-03-02 |
4 |
S |
$15.77 |
$5,046 |
I/I |
(320) |
0 |
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- |
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Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
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2010-03-02 |
4 |
B |
$16.07 |
$5,145 |
I/I |
320 |
320 |
1.5 |
- |
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59 Records found
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Page 1 of 3 |
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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