| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
9,916,000 |
| Market
Cap: |
152.31(M) |
| Last
Volume: |
21,713 |
Avg
Vol: |
30,247 |
| 52
Week Range: |
$12.66 - $15.46 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Flaherty & Crumrine Total Return Fund is a diversified, closed-end management investment company. The Fund seeks to provide its common shareholders with high current income, with a secondary objective of capital appreciation, by investing primarily in a portfolio of preferred and debt securities. Under normal market conditions, at least 50% of the Fund's net assets, plus any borrowings for investment purposes, will be invested in preferred securities. In addition, under normal market conditions, the Fund may invest up to 15% of its total assets in common stocks. Furthermore, under normal market conditions, the Fund invests at least 25% of its total assets in the financials sector.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-01-19 |
4 |
S |
$15.25 |
$153 |
I/I |
(10) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-01-19 |
4 |
B |
$14.99 |
$150 |
I/I |
10 |
10 |
1.42 |
- |
|
| Hogan Karen Hanovice |
Director |
– • – |
2010-01-04 |
4 |
B |
$14.59 |
$5,473 |
D/D |
375 |
375 |
2.39 |
- |
|
| Wulf Robert F |
Director |
– • – |
2009-01-05 |
4 |
B |
$8.53 |
$1,706 |
D/D |
200 |
1,000 |
2.31 |
- |
|
| Morgan Stanley |
10% Owner |
– – • |
2008-12-31 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
355 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2008-12-31 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
203 |
|
- |
|
| Gale David |
Director |
– • – |
2008-12-30 |
4 |
B |
$7.74 |
$7,740 |
D/D |
1,000 |
3,000 |
2.39 |
- |
|
| Wulf Robert F |
Director |
– • – |
2007-12-19 |
4 |
B |
$16.40 |
$3,280 |
D/D |
200 |
800 |
2.31 |
- |
|
| Ettinger Robert M |
President |
• – – |
2007-08-01 |
4 |
B |
$19.05 |
$64,770 |
D/D |
3,400 |
9,900 |
2.74 |
- |
|
| Wulf Robert F |
Director |
– • – |
2007-07-31 |
4 |
B |
$19.44 |
$1,944 |
D/D |
100 |
600 |
2.31 |
- |
|
| Chadwick Robert E |
Vice President, CFO |
• – – |
2006-12-26 |
4 |
A |
$21.60 |
$90,677 |
I/I |
4,198 |
4,198 |
|
- |
|
| Stone Bradford S |
Vice President |
• – – |
2006-12-26 |
4 |
A |
$21.60 |
$90,677 |
I/I |
4,198 |
4,198 |
|
- |
|
| Wulf Robert F |
Director |
– • – |
2006-06-12 |
4 |
S |
$19.69 |
$4,482 |
D/D |
(228) |
500 |
|
- |
|
| Gale David |
officerTitle |
– • – |
2006-01-24 |
4 |
B |
$20.44 |
$10,220 |
D/D |
500 |
2,000 |
2.39 |
- |
|
| Crumrine Donald F |
officerTitle |
• • – |
2005-12-06 |
4 |
B |
$19.80 |
$49,500 |
D/D |
2,500 |
4,500 |
2.81 |
- |
|
| Wulf Robert F |
Director |
– • – |
2005-11-21 |
4 |
B |
$19.86 |
$1,986 |
D/D |
100 |
500 |
2.31 |
- |
|
| Ettinger Robert M |
President |
• – – |
2005-09-27 |
4 |
B |
$21.49 |
$32,264 |
D/D |
1,500 |
6,500 |
2.74 |
- |
|
| Ryan Christopher Douglas |
Vice PresidentOfficer |
• – – |
2005-04-21 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,350 |
|
- |
|
| Chadwick Robert E |
CFO, VP, Treasurer & Secretary |
• – – |
2005-04-05 |
4 |
B |
$21.45 |
$21,445 |
D/D |
1,000 |
1,500 |
2.74 |
- |
|
| Stimes Peter C |
VP, Chief Compliance Officer |
• – – |
2005-04-04 |
4 |
B |
$21.53 |
$21,530 |
D/D |
1,000 |
1,500 |
2.74 |
- |
|
| Gale David |
Director |
– • – |
2004-12-28 |
4 |
B |
$24.49 |
$12,245 |
D/D |
500 |
1,500 |
2.39 |
- |
|
| Wulf Robert F |
Director |
– • – |
2004-06-08 |
4 |
B |
$23.65 |
$4,730 |
I/I |
200 |
600 |
2.1 |
- |
|
| Wulf Robert F |
Director |
– • – |
2004-05-10 |
4 |
B |
$21.75 |
$4,350 |
D/D |
200 |
400 |
2.31 |
- |
|
| Ettinger Robert M |
President |
• – – |
2004-04-20 |
4 |
B |
$24.34 |
$77,888 |
D/D |
3,200 |
5,000 |
2.74 |
- |
|
| Ettinger Robert M |
President |
• – – |
2004-04-14 |
4 |
B |
$24.68 |
$44,424 |
D/D |
1,800 |
1,800 |
2.74 |
- |
|
59 Records found
|
|
Page 2 of 3 |
|
|
0.04 (0.26%) 
