| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
9,916,000 |
| Market
Cap: |
151.73(M) |
| Last
Volume: |
15,131 |
Avg
Vol: |
30,212 |
| 52
Week Range: |
$12.66 - $15.46 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Flaherty & Crumrine Total Return Fund is a diversified, closed-end management investment company. The Fund seeks to provide its common shareholders with high current income, with a secondary objective of capital appreciation, by investing primarily in a portfolio of preferred and debt securities. Under normal market conditions, at least 50% of the Fund's net assets, plus any borrowings for investment purposes, will be invested in preferred securities. In addition, under normal market conditions, the Fund may invest up to 15% of its total assets in common stocks. Furthermore, under normal market conditions, the Fund invests at least 25% of its total assets in the financials sector.
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-25 |
2023-11-24 |
2023-05-26 |
2022-05-26 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Crumrine Donald F |
Chairman and CEO |
• • – |
2004-04-14 |
4 |
B |
$24.68 |
$49,360 |
D/D |
2,000 |
2,000 |
2.81 |
- |
|
| Gust Morgan |
Director |
– • – |
2004-01-13 |
4 |
B |
$25.65 |
$25,650 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Chadwick Robert E |
Vice President |
• – – |
2004-01-05 |
4 |
B |
$25.46 |
$12,730 |
D/D |
500 |
500 |
2.74 |
- |
|
| Stimes Peter C |
Vice President, Treasurer, CFO |
• – – |
2003-12-30 |
4 |
B |
$25.64 |
$12,820 |
D/D |
500 |
500 |
2.74 |
- |
|
| Brody Martin |
Director |
– • – |
2003-12-17 |
4 |
B |
$25.55 |
$51,100 |
D/D |
2,000 |
2,000 |
2.39 |
- |
|
| Wulf Robert F |
Director |
– • – |
2003-12-17 |
4 |
B |
$25.35 |
$5,070 |
D/D |
200 |
200 |
2.39 |
- |
|
| Gale David |
Director |
– • – |
2003-08-29 |
4 |
B |
$25.00 |
$25,000 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Gale David |
Director |
– • – |
2003-08-29 |
4/A |
B |
$25.00 |
$25,000 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Flaherty & Grumrine Inc |
officerTitle |
– – – |
2003-08-08 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
4,198 |
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- |
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59 Records found
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Page 3 of 3 |
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