FNGN : Insider Transactions for Financial Engines, Inc. | J3SG

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Financial Engines, Inc. (FNGN)

$0.00 0.00 (0.00%) as of 4:30 Fri 2/14

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Exchange:

Nasdaq Small Cap

Security Type:

Common

Shares Out:

73,466,000

Market Cap:

N/A

Last Volume:

173,468

Avg Vol:

172,986

52 Week Range:

$44.95 - $44.95

Level I Sector:

Financials

Level II Sector:

Financial Services

Level III Sector:

Diversified Investments

Member Indexes:

Rankings:

Insider 3 Months : -

Insider 6 Months : -

Insider 3/6 Months : -

Guru Rank Number : -

Guru Rank Value : -

Guru Occurances : -


6 Months 1 Year 2 Year


Company Profile

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	0
Total Buy Value	$0	$0	$0	$0
Total People Bought	0	0	0	0
Total Buy Transactions	0	0	0	0
Total Shares Sold	0	0	0	0
Total Sell Value	$0	$0	$0	$0
Total People Sold	0	0	0	0
Total Sell Transactions	0	0	0	0
End Date	2024-02-08	2023-11-07	2023-05-09	2022-05-09

Adjust Filter Settings

Records found: 646

Page 4 of 26

Filer's Name

Relation Title

Off-Dir-10%

D/I

Rank

3m +/-

Form

Grace Jeffrey C

Principal Accounting Officer

– – –

2017-10-16

4

OE

$8.75

$68,101

D/D

7,783

11,017

-

EVP, Human Resources

• – –

2017-10-10

4

AS

$36.30

$132,677

D/D

(3,655)

0

-

Jones Christopher L.

EVP & Chief Investment Officer

• – –

2017-10-03

4

AS

$35.64

$432,793

D/D

(12,144)

47,945

-

Antone Lewis Jr

EVP, General Counsel and Sec.

• – –

2017-10-03

4

AS

$36.00

$9,684

D/D

(269)

816

-

Grace Jeffrey C

Principal Accounting Officer

– – –

2017-10-02

4

AS

$35.00

$304,115

D/D

(8,689)

3,234

-

Grace Jeffrey C

Principal Accounting Officer

– – –

2017-10-02

4

OE

$8.75

$68,101

D/D

7,783

11,923

-

Antone Lewis Jr

EVP, General Counsel and Sec.

• – –

2017-09-27

4

AS

$33.20

$8,931

D/D

(269)

1,085

-

Antone Lewis Jr

EVP, General Counsel and Sec.

• – –

2017-09-26

4

AS

$33.00

$8,877

D/D

(269)

1,354

-

Campbell Michael Jerome

EVP, Product & Technology

• – –

2017-09-19

4

AS

$32.05

$64,100

D/D

(2,000)

39,020

-

Campbell Michael Jerome

EVP, Product & Technology

• – –

2017-09-19

4

OE

$6.51

$13,020

D/D

2,000

41,020

-

Campbell Michael Jerome

EVP, Product & Technology

• – –

2017-08-22

4

AS

$31.75

$63,500

D/D

(2,000)

39,020

-

Campbell Michael Jerome

EVP, Product & Technology

• – –

2017-08-22

4

OE

$6.51

$13,020

D/D

2,000

41,020

-

Warburg Pincus Llc

See footnotes (1)(2)(3)(4)

– – –

2017-08-22

4

S

$33.05

$135,806,680

I/I

(4,109,128)

0

-

See footnotes (1)(2)(3)(4)

– – –

2017-08-22

4

S

$33.05

$135,806,680

D/D

(4,109,128)

0

-

Martin Michael E.

Director

– • –

2017-08-22

4

S

$33.05

$135,806,680

I/I

(4,109,128)

0

-

Antone Lewis Jr

EVP, General Counsel and Sec.

• – –

2017-08-09

4

AS

$37.25

$10,020

D/D

(269)

1,623

-

Grace Jeffrey C

Principal Accounting Officer

– – –

2017-08-07

4

AS

$37.63

$290,397

D/D

(7,718)

4,140

-

Antone Lewis Jr

EVP, General Counsel and Sec.

• – –

2017-07-26

4

AS

$38.55

$10,370

D/D

(269)

1,892

-

Campbell Michael Jerome

EVP, Product & Technology

• – –

2017-07-18

4

AS

$37.55

$75,100

D/D

(2,000)

39,020

-

Campbell Michael Jerome

EVP, Product & Technology

• – –

2017-07-18

4

OE

$6.51

$13,020

D/D

2,000

41,020

-

Antone Lewis Jr

EVP, General Counsel and Sec.

• – –

2017-07-12

4

AS

$36.90

$9,926

D/D

(269)

2,161

-

Antone Lewis Jr

EVP, General Counsel and Sec.

• – –

2017-06-28

4

AS

$37.05

$9,966

D/D

(269)

2,430

-

Jones Christopher L.

EVP & Chief Investment Officer

• – –

2017-06-20

4

AS

$38.45

$196,887

D/D

(5,120)

60,089

-

Campbell Michael Jerome

EVP, Product & Technology

• – –

2017-06-20

4

AS

$38.60

$77,200

D/D

(2,000)

39,020

-

Campbell Michael Jerome

EVP, Product & Technology

• – –

2017-06-20

4

OE

$6.51

$13,020

D/D

2,000

41,020

-

646 Records found	1 2 3 4 5 6 7 8 9 Next	Page 4 of 26

	Transaction Code Key:				Ownership Code Key
	B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
	S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
	OE	- Options Exercised	A	- Acquired
	IO	- Initital Ownership	D	- Disposed

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Summary:

Chart:

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.