FNGN : Insider Transactions for Financial Engines, Inc. | J3SG

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Financial Engines, Inc. (FNGN)

$0.00 0.00 (0.00%) as of 4:30 Fri 2/14

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Exchange:

Nasdaq Small Cap

Security Type:

Common

Shares Out:

73,466,000

Market Cap:

N/A

Last Volume:

173,468

Avg Vol:

172,986

52 Week Range:

$44.95 - $44.95

Level I Sector:

Financials

Level II Sector:

Financial Services

Level III Sector:

Diversified Investments

Member Indexes:

Rankings:

Insider 3 Months : -

Insider 6 Months : -

Insider 3/6 Months : -

Guru Rank Number : -

Guru Rank Value : -

Guru Occurances : -


6 Months 1 Year 2 Year


Company Profile

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	0
Total Buy Value	$0	$0	$0	$0
Total People Bought	0	0	0	0
Total Buy Transactions	0	0	0	0
Total Shares Sold	0	0	0	0
Total Sell Value	$0	$0	$0	$0
Total People Sold	0	0	0	0
Total Sell Transactions	0	0	0	0
End Date	2024-02-08	2023-11-07	2023-05-09	2022-05-09

Adjust Filter Settings

Records found: 1690

Page 7 of 68

Filer's Name

Relation Title

Off-Dir-10%

D/I

Rank

3m +/-

Form

Campbell Michael Jerome

EVP, Product & Technology

• – –

2017-04-16

4

D

$31.51

$14,558

D/D

(462)

39,020

-

Campbell Michael Jerome

EVP, Product & Technology

• – –

2017-04-16

4

OE

$0.00

$0

D/D

1,228

39,462

-

Jones Christopher L.

EVP & Chief Investment Officer

• – –

2017-04-11

4

AS

$40.45

$207,089

D/D

(5,120)

70,329

-

Grace Jeffrey C

Principal Accounting Officer

– – –

2017-04-10

4

AS

$40.55

$58,960

D/D

(1,454)

14,698

-

Grace Jeffrey C

Principal Accounting Officer

– – –

2017-04-10

4

OE

$21.39

$31,101

D/D

1,454

16,152

-

Raffone Lawrence M.

President & CEO

• • –

2017-04-03

4

AS

$43.31

$433,132

D/D

(10,000)

47,118

-

Raffone Lawrence M.

President & CEO

• • –

2017-04-03

4

OE

$6.51

$65,100

D/D

10,000

57,118

-

Campbell Michael Jerome

EVP, Product & Technology

• – –

2017-03-21

4

AS

$41.25

$82,500

D/D

(2,000)

38,254

-

Campbell Michael Jerome

EVP, Product & Technology

• – –

2017-03-21

4

OE

$6.51

$13,020

D/D

2,000

40,254

-

EVP, Human Resources

• – –

2017-03-15

4

D

$42.25

$22,097

D/D

(523)

3,655

-

EVP, Human Resources

• – –

2017-03-15

4

OE

$0.00

$0

D/D

1,390

4,178

-

Jones Christopher L.

EVP & Chief Investment Officer

• – –

2017-03-14

4

AS

$40.66

$271,063

D/D

(6,666)

75,449

-

Grace Jeffrey C

Principal Accounting Officer

– – –

2017-03-10

4

AS

$41.60

$119,558

D/D

(2,874)

14,698

-

Grace Jeffrey C

Principal Accounting Officer

– – –

2017-03-10

4

OE

$21.39

$31,101

D/D

1,454

17,572

-

See footnotes (1)(2)(3)

– – –

2017-03-10

4

S

$43.85

$180,185,263

D/D

(4,109,128)

4,109,128

-

Warburg Pincus Llc

See footnotes (1)(2)(3)

– – –

2017-03-10

4

S

$43.85

$180,185,263

I/I

(4,109,128)

4,109,128

-

Martin Michael E.

Director

– • –

2017-03-10

4

S

$43.85

$180,185,263

I/I

(4,109,128)

4,109,128

-

Grundfest Joseph

Director

– • –

2017-03-02

4

S

$45.30

$2,264,940

I/I

(50,000)

160,000

-

Berg-Lacy E. Olena

Director

– • –

2017-03-01

4

S

$45.00

$98,460

D/D

(2,188)

10,606

-

Berg-Lacy E. Olena

Director

– • –

2017-03-01

4

OE

$27.17

$59,448

D/D

2,188

12,794

-

O Donnell Kelly

EVP, CAO & CRO

• – –

2017-03-01

4

AS

$45.50

$151,652

D/D

(3,333)

16,541

-

O Donnell Kelly

EVP, CAO & CRO

• – –

2017-03-01

4

OE

$31.43

$104,756

D/D

3,333

19,874

-

Raffone Lawrence M.

President & CEO

• • –

2017-03-01

4

AS

$45.34

$453,362

D/D

(10,000)

47,118

-

Raffone Lawrence M.

President & CEO

• • –

2017-03-01

4

OE

$6.51

$65,100

D/D

10,000

57,118

-

Antone Lewis Jr

EVP, General Counsel and Sec.

• – –

2017-03-01

4

AS

$44.65

$41,391

D/D

(927)

3,775

-

1690 Records found	1 2 3 4 5 6 7 8 9 Next	Page 7 of 68

	Transaction Code Key:				Ownership Code Key
	B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
	S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
	OE	- Options Exercised	A	- Acquired
	IO	- Initital Ownership	D	- Disposed

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Summary:

Chart:

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.