| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
22,540,000 |
| Market
Cap: |
177.74(M) |
| Last
Volume: |
32,986 |
Avg
Vol: |
32,895 |
| 52
Week Range: |
$6.91 - $8.42 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Foreign |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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| |
|
Company Profile Sprott Focus Trust is a closed-end investment company. The Fund's invests primarily in small/mid cap companies. The Fund also invests a portion of its assets in a limited number of stocks.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
49,592 |
| Total Buy Value |
$0 |
$0 |
$0 |
$371,964 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
8 |
| Total Shares Sold |
0 |
0 |
25,600 |
25,600 |
| Total Sell Value |
$0 |
$0 |
$204,744 |
$204,744 |
| Total People Sold |
0 |
0 |
1 |
1 |
| Total Sell Transactions |
0 |
0 |
3 |
3 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  George W Whitney |
Senior Portfolio Manager |
– • • |
2020-07-09 |
4 |
B |
$5.97 |
$115,768 |
I/I |
19,402 |
2,187,820 |
2.25 |
12% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-07-08 |
4 |
B |
$5.99 |
$183,221 |
I/I |
30,598 |
2,168,418 |
2.25 |
10% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-24 |
4 |
B |
$4.62 |
$162,639 |
I/I |
35,188 |
487,355 |
2.25 |
33% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-23 |
4 |
B |
$4.17 |
$20,590 |
I/I |
4,934 |
2,048,681 |
2.17 |
49% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-23 |
4 |
B |
$4.19 |
$16,359 |
D/D |
3,902 |
6,248,960 |
3.92 |
49% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-19 |
4 |
B |
$4.20 |
$67,612 |
I/I |
16,098 |
2,043,747 |
2.25 |
44% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-19 |
4 |
B |
$4.20 |
$67,612 |
D/D |
16,098 |
6,245,058 |
3.92 |
44% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-18 |
4 |
B |
$4.48 |
$268,734 |
I/I |
60,000 |
2,027,649 |
2.25 |
45% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-18 |
4 |
B |
$4.48 |
$285,836 |
D/D |
63,760 |
6,228,960 |
3.92 |
45% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-17 |
4 |
B |
$4.60 |
$920 |
D/D |
200 |
6,165,200 |
3.84 |
30% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-16 |
4 |
B |
$4.70 |
$93,910 |
I/I |
20,000 |
1,967,649 |
2.25 |
32% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-16 |
4 |
B |
$4.66 |
$93,178 |
D/D |
20,000 |
6,165,000 |
3.92 |
32% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-13 |
4 |
B |
$4.80 |
$94,966 |
I/I |
19,794 |
1,947,649 |
2.25 |
21% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-13 |
4 |
B |
$4.90 |
$97,998 |
D/D |
20,000 |
6,145,000 |
3.92 |
21% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-12 |
4 |
B |
$4.92 |
$294,960 |
I/I |
60,000 |
1,927,855 |
2.25 |
30% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-03-12 |
4 |
B |
$4.92 |
$196,840 |
D/D |
40,000 |
6,125,000 |
3.92 |
30% |
|
| Ulrich Thomas W |
See Remarks |
• – – |
2020-03-06 |
4 |
B |
$6.44 |
$5,152 |
I/I |
800 |
4,366 |
1.99 |
-9% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-02-28 |
4 |
B |
$6.42 |
$256,872 |
I/I |
40,000 |
876,773 |
2.25 |
-10% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-02-27 |
4 |
B |
$6.80 |
$271,812 |
I/I |
40,000 |
836,773 |
2.25 |
-11% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-02-26 |
4 |
B |
$6.99 |
$155,159 |
I/I |
22,203 |
796,773 |
2.25 |
-18% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-02-25 |
4 |
B |
$7.10 |
$163,352 |
I/I |
22,996 |
774,570 |
2.25 |
-18% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-02-24 |
4 |
B |
$7.20 |
$137,187 |
I/I |
19,058 |
751,574 |
2.25 |
-18% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-02-07 |
4 |
B |
$7.34 |
$146,858 |
I/I |
20,000 |
732,516 |
2.25 |
-20% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-02-06 |
4 |
B |
$7.38 |
$200,700 |
I/I |
27,180 |
712,516 |
2.25 |
-19% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-02-05 |
4 |
B |
$7.30 |
$9,490 |
I/I |
1,300 |
685,336 |
2.17 |
-18% |
|
224 Records found
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Page 3 of 9 |
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0.01 (0.18%) 
