| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
22,540,000 |
| Market
Cap: |
177.74(M) |
| Last
Volume: |
32,986 |
Avg
Vol: |
32,895 |
| 52
Week Range: |
$6.91 - $8.42 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Foreign |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Sprott Focus Trust is a closed-end investment company. The Fund's invests primarily in small/mid cap companies. The Fund also invests a portion of its assets in a limited number of stocks.
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
49,592 |
| Total Buy Value |
$0 |
$0 |
$0 |
$371,964 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
8 |
| Total Shares Sold |
0 |
0 |
25,600 |
25,600 |
| Total Sell Value |
$0 |
$0 |
$204,744 |
$204,744 |
| Total People Sold |
0 |
0 |
1 |
1 |
| Total Sell Transactions |
0 |
0 |
3 |
3 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  George W Whitney |
Senior Portfolio Manager |
– • • |
2019-06-03 |
4 |
B |
$6.35 |
$127,074 |
I/I |
20,000 |
1,697,065 |
2.25 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-05-23 |
4 |
B |
$6.60 |
$124,018 |
D/D |
18,800 |
5,719,222 |
3.92 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-05-22 |
4 |
B |
$6.69 |
$137,198 |
D/D |
20,500 |
5,700,422 |
3.92 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-05-21 |
4 |
B |
$6.67 |
$162,913 |
I/I |
24,409 |
1,677,065 |
2.25 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-05-09 |
4 |
B |
$6.90 |
$76,513 |
I/I |
11,092 |
447,058 |
2.25 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-05-08 |
4 |
B |
$6.97 |
$210,917 |
I/I |
30,272 |
435,966 |
2.25 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-05-07 |
4 |
B |
$6.95 |
$140,384 |
I/I |
20,200 |
405,694 |
2.25 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-05-06 |
4 |
B |
$6.91 |
$114,240 |
I/I |
16,530 |
385,494 |
2.25 |
- |
|
| Keady Barbara Connolly |
Director |
– • – |
2019-05-03 |
4 |
S |
$6.96 |
$17,400 |
D/D |
(2,500) |
529 |
|
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-05-03 |
4 |
B |
$6.99 |
$153,134 |
I/I |
21,906 |
368,964 |
2.25 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-04-22 |
4 |
B |
$7.03 |
$175,790 |
D/D |
25,000 |
5,679,922 |
3.92 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-04-12 |
4 |
B |
$7.05 |
$7,403 |
I/I |
1,050 |
1,627,656 |
2.17 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-04-12 |
4 |
B |
$7.10 |
$177,430 |
D/D |
25,000 |
5,654,920 |
3.92 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-04-11 |
4 |
B |
$7.05 |
$130,926 |
I/I |
18,575 |
1,626,606 |
2.25 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-04-10 |
4 |
B |
$7.02 |
$84,856 |
D/D |
12,082 |
5,629,920 |
3.92 |
- |
|
| Ulrich Thomas W |
See Remarks |
• – – |
2019-04-10 |
4 |
B |
$7.04 |
$9,963 |
I/I |
1,415 |
3,393 |
1.99 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-04-09 |
4 |
B |
$7.01 |
$17,391 |
D/D |
2,480 |
5,617,838 |
3.92 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-04-09 |
4 |
B |
$7.01 |
$175,230 |
I/I |
25,000 |
1,608,031 |
2.25 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-04-08 |
4 |
B |
$7.03 |
$76,611 |
I/I |
10,900 |
1,583,031 |
2.25 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-01-07 |
4 |
B |
$6.02 |
$72,186 |
I/I |
11,990 |
341,034 |
2.25 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-01-02 |
4 |
GA |
$0.00 |
$0 |
I/I |
5,190 |
127,300 |
|
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2019-01-02 |
4 |
GD |
$0.00 |
$0 |
D/D |
15,570 |
5,615,358 |
|
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2018-12-18 |
4 |
B |
$5.92 |
$75,797 |
D/D |
12,800 |
5,261,704 |
3.92 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2018-12-17 |
4 |
B |
$5.89 |
$219,834 |
D/D |
37,200 |
5,248,904 |
3.92 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2018-12-14 |
4 |
B |
$6.05 |
$319,132 |
D/D |
52,649 |
5,211,704 |
3.92 |
- |
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224 Records found
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Page 5 of 9 |
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