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Exchange: |
Nasdaq National Market |
Security
Type: |
Mutual Fund |
Shares
Out: |
22,540,000 |
Market
Cap: |
177.74(M) |
Last
Volume: |
32,986 |
Avg
Vol: |
32,895 |
52
Week Range: |
$6.91 - $8.42 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Foreign |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Sprott Focus Trust is a closed-end investment company. The Fund's invests primarily in small/mid cap companies. The Fund also invests a portion of its assets in a limited number of stocks.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
49,592 |
Total Buy Value |
$0 |
$0 |
$0 |
$371,964 |
Total People Bought |
0 |
0 |
0 |
2 |
Total Buy Transactions |
0 |
0 |
0 |
8 |
Total Shares Sold |
0 |
0 |
25,600 |
25,600 |
Total Sell Value |
$0 |
$0 |
$204,744 |
$204,744 |
Total People Sold |
0 |
0 |
1 |
1 |
Total Sell Transactions |
0 |
0 |
3 |
3 |
End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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|
Form |
Ulrich Thomas W |
See Remarks |
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2018-12-14 |
4 |
B |
$6.04 |
$1,811 |
I/I |
300 |
1,859 |
1.91 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-12-13 |
4 |
B |
$6.12 |
$1,063,783 |
D/D |
172,351 |
5,159,055 |
3.92 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-12-12 |
4 |
GD |
$0.00 |
$0 |
I/I |
9,000 |
1,465,006 |
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- |
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George W Whitney |
Senior Portfolio Manager |
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2018-12-12 |
4 |
GD |
$0.00 |
$0 |
D/D |
6,000 |
4,986,704 |
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- |
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George W Whitney |
Senior Portfolio Manager |
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2018-11-02 |
4 |
B |
$6.91 |
$78,064 |
I/I |
11,303 |
479,435 |
2.25 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-11-01 |
4 |
B |
$6.83 |
$56,402 |
I/I |
8,252 |
468,132 |
2.25 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-10-25 |
4 |
B |
$6.80 |
$15,694 |
I/I |
2,308 |
1,474,006 |
2.17 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-10-25 |
4 |
B |
$6.80 |
$15,694 |
D/D |
2,308 |
4,992,704 |
3.92 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-10-24 |
4 |
B |
$6.84 |
$273,484 |
I/I |
40,000 |
1,471,698 |
2.25 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-10-24 |
4 |
B |
$6.84 |
$273,484 |
D/D |
40,000 |
4,990,396 |
3.92 |
- |
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Ulrich Thomas W |
See Remarks |
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2018-10-12 |
4 |
B |
$6.86 |
$3,491 |
I/I |
509 |
1,559 |
1.91 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-10-11 |
4 |
B |
$6.94 |
$223,301 |
D/D |
32,188 |
4,950,396 |
3.92 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-10-10 |
4 |
B |
$7.04 |
$396,173 |
D/D |
56,301 |
4,918,208 |
3.92 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-10-09 |
4 |
B |
$7.08 |
$2,754 |
D/D |
389 |
4,861,907 |
3.84 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-10-04 |
4 |
B |
$7.33 |
$550,674 |
I/I |
75,126 |
459,880 |
2.25 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-10-03 |
4 |
B |
$7.37 |
$183,321 |
I/I |
24,874 |
422,317 |
2.25 |
- |
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Pierce James R. Jr. |
Director |
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2018-04-23 |
4 |
B |
$7.77 |
$8,934 |
I/I |
1,150 |
4,816 |
2.1 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-02-06 |
4 |
B |
$7.68 |
$72,108 |
I/I |
9,389 |
1,362,777 |
2.25 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-02-05 |
4 |
B |
$7.78 |
$442,401 |
I/I |
56,157 |
1,353,388 |
2.25 |
- |
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Ulrich Thomas W |
See Remarks |
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2018-02-02 |
4 |
B |
$7.98 |
$1,995 |
I/I |
250 |
1,000 |
1.91 |
- |
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George W Whitney |
Senior Portfolio Manager |
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2018-01-04 |
4 |
GA |
$0.00 |
$0 |
I/I |
3,500 |
108,232 |
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- |
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George W Whitney |
Senior Portfolio Manager |
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2018-01-04 |
4 |
GD |
$0.00 |
$0 |
D/D |
10,500 |
4,627,478 |
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- |
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Ulrich Thomas W |
See Remarks |
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2017-12-22 |
4 |
B |
$7.87 |
$5,911 |
I/I |
750 |
750 |
1.99 |
- |
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Keady Barbara Connolly |
Director |
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2017-03-03 |
4 |
B |
$7.48 |
$8,973 |
D/D |
1,200 |
3,029 |
2.39 |
- |
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Pierce James R. Jr. |
Director |
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2017-01-23 |
4 |
B |
$7.08 |
$8,844 |
I/I |
1,250 |
3,608 |
2.1 |
- |
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224 Records found
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Page 6 of 9 |
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