| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
22,540,000 |
| Market
Cap: |
177.74(M) |
| Last
Volume: |
32,986 |
Avg
Vol: |
32,895 |
| 52
Week Range: |
$6.91 - $8.42 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Foreign |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
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| |
|
Company Profile Sprott Focus Trust is a closed-end investment company. The Fund's invests primarily in small/mid cap companies. The Fund also invests a portion of its assets in a limited number of stocks.
|
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
49,592 |
| Total Buy Value |
$0 |
$0 |
$0 |
$371,964 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
8 |
| Total Shares Sold |
0 |
0 |
25,600 |
25,600 |
| Total Sell Value |
$0 |
$0 |
$204,744 |
$204,744 |
| Total People Sold |
0 |
0 |
1 |
1 |
| Total Sell Transactions |
0 |
0 |
3 |
3 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  George W Whitney |
Senior Portfolio Manager |
– • • |
2015-09-29 |
4 |
B |
$5.83 |
$185,334 |
D/D |
31,769 |
3,176,437 |
3.92 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– – • |
2015-09-24 |
4 |
B |
$6.01 |
$318,640 |
D/D |
53,006 |
3,144,668 |
2.45 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– – • |
2015-09-23 |
4 |
B |
$6.06 |
$911,639 |
D/D |
150,500 |
3,091,662 |
2.45 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– – • |
2015-08-25 |
4 |
B |
$6.05 |
$302,500 |
D/D |
50,000 |
2,860,666 |
2.45 |
- |
|
| George W Whitney |
Senior Portfolio Manager |
– – • |
2015-08-24 |
4 |
B |
$5.94 |
$145,617 |
D/D |
24,508 |
2,810,666 |
2.45 |
- |
|
| George W Whitney |
Portfolio Manager |
– – • |
2015-07-23 |
4 |
B |
$6.80 |
$679,860 |
D/D |
100,000 |
2,786,158 |
2.45 |
- |
|
| George W Whitney |
Vice PresidentInvestment Advis |
• • • |
2015-06-29 |
4 |
B |
$7.20 |
$359,865 |
D/D |
50,000 |
2,686,158 |
3.23 |
- |
|
| George W Whitney |
Vice PresidentInvestment Advis |
• • • |
2015-06-04 |
4 |
B |
$7.49 |
$344,388 |
D/D |
46,000 |
2,636,158 |
3.23 |
- |
|
| George W Whitney |
Vice PresidentInvestment Advis |
• • • |
2015-06-03 |
4 |
B |
$7.50 |
$2,250 |
D/D |
300 |
2,590,158 |
3.15 |
- |
|
| George W Whitney |
Vice PresidentInvestment Advis |
• • • |
2015-06-01 |
4 |
B |
$7.50 |
$180,945 |
D/D |
24,126 |
2,589,858 |
3.23 |
- |
|
| George W Whitney |
Vice PresidentInvestment Advis |
• • • |
2015-05-29 |
4 |
B |
$7.49 |
$169,282 |
D/D |
22,592 |
2,565,732 |
3.23 |
- |
|
| George W Whitney |
Vice PresidentInvestment Advis |
• • • |
2015-05-18 |
4 |
B |
$7.58 |
$94,713 |
I/I |
12,500 |
160,636 |
2.64 |
- |
|
| George W Whitney |
Vice PresidentInvestment Advis |
• • • |
2015-05-14 |
4 |
B |
$7.59 |
$379,425 |
D/D |
50,000 |
2,543,140 |
3.23 |
- |
|
| George W Whitney |
Vice PresidentInvestment Advis |
• • • |
2015-05-11 |
4 |
B |
$7.60 |
$180,733 |
D/D |
23,785 |
2,493,140 |
3.23 |
- |
|
| George W Whitney |
Vice PresidentInvestment Advis |
• • • |
2015-05-08 |
4 |
B |
$7.57 |
$198,566 |
D/D |
26,215 |
2,469,355 |
3.23 |
- |
|
| George W Whitney |
Vice PresidentInvestment Advis |
• • • |
2015-05-06 |
4 |
B |
$7.51 |
$751,000 |
D/D |
100,000 |
2,443,140 |
3.23 |
- |
|
| George W Whitney |
Vice PresidentVP - Investment |
• • • |
2015-01-15 |
4 |
B |
$7.10 |
$113,580 |
D/D |
16,000 |
2,330,140 |
3.23 |
- |
|
| George W Whitney |
Vice PresidentVP - Investment |
• • • |
2015-01-14 |
4 |
B |
$7.13 |
$228,889 |
D/D |
32,100 |
2,327,140 |
3.23 |
- |
|
| George W Whitney |
Vice PresidentVP - Investment |
• • • |
2015-01-12 |
4 |
B |
$7.25 |
$36,236 |
D/D |
5,000 |
2,295,040 |
3.23 |
- |
|
| George W Whitney |
Vice PresidentVP - Investment |
• • • |
2015-01-07 |
4 |
B |
$7.20 |
$45,329 |
D/D |
6,300 |
2,290,040 |
3.23 |
- |
|
| George W Whitney |
Vice PresidentVP - Investment |
• • • |
2015-01-06 |
4 |
B |
$7.13 |
$253,686 |
I/I |
35,600 |
1,094,437 |
2.64 |
- |
|
| George W Whitney |
Vice PresidentVP - Investment |
• • • |
2015-01-05 |
4 |
A |
$7.17 |
$55,209 |
I/I |
7,700 |
437,817 |
|
- |
|
| George W Whitney |
Vice PresidentVP - Investment |
• • • |
2015-01-05 |
4 |
GD |
$7.17 |
$82,814 |
D/D |
11,550 |
2,283,740 |
|
- |
|
| George W Whitney |
Vice PresidentVP - Investment |
• • • |
2015-01-05 |
4 |
B |
$7.15 |
$103,003 |
I/I |
14,400 |
1,058,837 |
2.64 |
- |
|
| George W Whitney |
Vice PresidentVP - Investment |
• • • |
2014-12-30 |
4 |
B |
$7.33 |
$150,957 |
I/I |
20,600 |
1,044,437 |
2.64 |
- |
|
472 Records found
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Page 8 of 19 |
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