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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
33,210,000 |
Market
Cap: |
460.62(M) |
Last
Volume: |
120,019 |
Avg
Vol: |
153,837 |
52
Week Range: |
$12.25 - $14.96 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Gladstone Investment operates as an externally managed, closed-end, non-diversified management investment company. Co.'s investment objectives are to: achieve and grow income by investing in debt securities of established businesses and provides its stockholders with long-term capital appreciation in the value of its assets by investing in equity securities of established businesses, generally in combination with the aforementioned debt securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
5,650 |
16,786 |
Total Buy Value |
$0 |
$0 |
$76,502 |
$224,268 |
Total People Bought |
0 |
0 |
2 |
4 |
Total Buy Transactions |
0 |
0 |
2 |
7 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-25 |
2023-11-24 |
2023-05-26 |
2022-05-26 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Brubaker Terry Lee |
Chief Operating Officer |
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2019-08-14 |
4 |
S |
$11.38 |
$244,690 |
D/D |
(21,502) |
30,235 |
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- |
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Dullum David A R |
President |
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2019-06-04 |
4 |
B |
$11.10 |
$22,200 |
D/D |
2,000 |
95,216 |
2.74 |
- |
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Dullum David A R |
President |
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2018-12-12 |
4 |
B |
$9.90 |
$13,860 |
D/D |
1,400 |
93,216 |
2.74 |
- |
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Dullum David A R |
President |
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2018-11-08 |
4 |
B |
$9.94 |
$55,664 |
D/D |
5,600 |
91,816 |
2.74 |
- |
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Ryan Julia |
Chief Financial Officer |
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2018-11-08 |
4 |
B |
$9.98 |
$14,970 |
D/D |
1,500 |
1,500 |
2.74 |
- |
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Dullum David A R |
President |
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2018-03-05 |
4 |
B |
$9.56 |
$47,800 |
D/D |
5,000 |
86,216 |
2.74 |
- |
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Wilkinson Walter H |
Director |
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2017-11-28 |
4 |
B |
$10.84 |
$62,113 |
D/D |
5,730 |
14,416 |
2.39 |
- |
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Gladstone David |
CEO |
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2017-06-14 |
4 |
B |
$9.25 |
$222,028 |
D/D |
24,000 |
645,973 |
2.81 |
- |
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Gladstone David |
CEO |
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2017-03-13 |
4 |
B |
$8.70 |
$43,484 |
D/D |
5,000 |
621,973 |
2.81 |
- |
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Dullum David A R |
President |
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2017-03-13 |
4 |
B |
$8.77 |
$43,843 |
D/D |
5,000 |
81,216 |
2.74 |
- |
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Dullum David A R |
President |
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2017-03-09 |
4 |
B |
$8.49 |
$33,969 |
D/D |
4,000 |
76,216 |
2.74 |
- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2017-03-06 |
4/A |
S |
$9.18 |
$963,313 |
D/D |
(104,936) |
43,711 |
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- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2017-03-06 |
4 |
S |
$9.18 |
$963,313 |
D/D |
(104,936) |
34,979 |
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- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2017-03-03 |
4 |
S |
$9.20 |
$551,664 |
D/D |
(59,963) |
139,915 |
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- |
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Dullum David A R |
President |
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2016-11-07 |
4 |
B |
$7.65 |
$30,600 |
D/D |
4,000 |
73,565 |
2.74 |
- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2016-08-16 |
4 |
S |
$8.78 |
$134,469 |
D/D |
(15,317) |
198,864 |
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- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2016-08-15 |
4 |
S |
$8.73 |
$160,733 |
D/D |
(18,417) |
214,181 |
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- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2016-08-15 |
4 |
S |
$8.74 |
$38,274 |
I/I |
(4,380) |
0 |
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- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2016-08-12 |
4 |
S |
$8.66 |
$51,159 |
I/I |
(5,900) |
4,381 |
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- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2016-08-12 |
4 |
S |
$8.67 |
$46,824 |
D/D |
(5,400) |
232,598 |
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- |
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Dullum David A R |
President |
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2016-02-08 |
4 |
B |
$6.69 |
$33,450 |
D/D |
5,000 |
69,565 |
2.74 |
- |
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Gladstone David |
CEO |
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2015-12-14 |
4 |
B |
$7.53 |
$677,700 |
D/D |
90,000 |
616,973 |
2.81 |
- |
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Gladstone David |
Chief Executive Officer |
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2015-06-15 |
4 |
B |
$7.86 |
$1,250,518 |
D/D |
158,500 |
526,973 |
2.81 |
- |
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Merrick Caren D |
Director |
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2015-06-01 |
4 |
B |
$7.63 |
$14,993 |
D/D |
1,965 |
1,965 |
2.39 |
- |
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Wilkinson Walter H |
Director |
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2015-03-13 |
4 |
B |
$7.39 |
$49,876 |
D/D |
6,750 |
6,750 |
2.39 |
- |
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55 Records found
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Page 2 of 3 |
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