|
|
Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
33,210,000 |
Market
Cap: |
468.93(M) |
Last
Volume: |
71,361 |
Avg
Vol: |
154,046 |
52
Week Range: |
$12.25 - $14.96 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
|
Company Profile Gladstone Investment operates as an externally managed, closed-end, non-diversified management investment company. Co.'s investment objectives are to: achieve and grow income by investing in debt securities of established businesses and provides its stockholders with long-term capital appreciation in the value of its assets by investing in equity securities of established businesses, generally in combination with the aforementioned debt securities.
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
5,650 |
16,961 |
Total Buy Value |
$0 |
$0 |
$76,502 |
$226,808 |
Total People Bought |
0 |
0 |
2 |
4 |
Total Buy Transactions |
0 |
0 |
2 |
8 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Watson David Hibbert |
CFO |
|
2011-09-06 |
4 |
B |
$6.44 |
$6,439 |
D/D |
1,000 |
6,164 |
2.74 |
- |
|
Dullum David A R |
President |
|
2011-09-06 |
4 |
B |
$6.40 |
$25,600 |
D/D |
4,000 |
34,716 |
2.81 |
- |
|
Brubaker Terry Lee |
COO |
|
2011-08-11 |
4 |
S |
$6.80 |
$64,600 |
D/D |
(9,500) |
19,910 |
|
- |
|
Mead Gerard |
Director |
|
2011-08-10 |
4 |
B |
$6.88 |
$688 |
D/D |
100 |
12,379 |
2.31 |
- |
|
Brubaker Terry Lee |
COO |
|
2011-08-09 |
4 |
S |
$6.98 |
$3,490 |
D/D |
(500) |
29,410 |
|
- |
|
Brubaker Terry Lee |
COO |
|
2011-08-05 |
4 |
B |
$7.30 |
$73,000 |
D/D |
10,000 |
29,910 |
2.81 |
- |
|
Watson David Hibbert |
CFO |
|
2011-06-06 |
4 |
B |
$7.00 |
$3,500 |
D/D |
500 |
5,060 |
2.66 |
- |
|
Dullum David A R |
President |
|
2011-06-01 |
4 |
B |
$7.37 |
$25,043 |
D/D |
3,398 |
30,716 |
2.81 |
- |
|
Watson David Hibbert |
CFO |
|
2011-05-26 |
4 |
B |
$7.22 |
$7,220 |
D/D |
1,000 |
4,539 |
2.74 |
- |
|
Adelgren Paul W |
Director |
|
2011-02-24 |
4 |
B |
$7.76 |
$5,044 |
D/D |
650 |
2,619 |
2.39 |
- |
|
Licalsi Michael |
Internal Counse; Asst. Sec. |
|
2011-02-07 |
4 |
B |
$7.80 |
$8,392 |
I/I |
1,075 |
2,109 |
1.99 |
- |
|
Reilly John |
Director |
|
2011-02-04 |
4 |
B |
$7.61 |
$30,433 |
D/D |
4,000 |
4,000 |
2.39 |
- |
|
Dullum David A R |
President |
|
2011-02-04 |
4 |
B |
$7.69 |
$23,070 |
D/D |
3,000 |
27,318 |
2.81 |
- |
|
Dullum David A R |
President |
|
2010-11-19 |
4 |
B |
$7.70 |
$11,550 |
D/D |
1,500 |
24,318 |
2.81 |
- |
|
Brubaker Terry Lee |
COO |
|
2010-09-30 |
4 |
B |
$6.78 |
$29,154 |
D/D |
4,300 |
19,071 |
2.81 |
- |
|
Watson David Hibbert |
CFO |
|
2010-08-11 |
4 |
B |
$6.19 |
$12,665 |
D/D |
2,000 |
3,500 |
2.74 |
- |
|
Licalsi Michael |
Asst. Secretary |
|
2010-08-11 |
4 |
B |
$6.30 |
$6,300 |
I/I |
1,000 |
1,000 |
1.99 |
- |
|
Licalsi Michael |
Asst. Secretary |
|
2010-08-06 |
4 |
B |
$6.38 |
$16,011 |
D/D |
2,500 |
2,500 |
2.74 |
- |
|
Watson David Hibbert |
CFO |
|
2010-08-05 |
4 |
B |
$6.50 |
$9,750 |
D/D |
1,500 |
1,500 |
2.74 |
- |
|
Dullum David A R |
President |
|
2009-02-24 |
4/A |
B |
$2.92 |
$11,680 |
D/D |
4,000 |
22,818 |
2.81 |
- |
|
Mead Gerard |
Director |
|
2009-02-24 |
4 |
B |
$3.33 |
$3,330 |
D/D |
1,000 |
10,132 |
2.31 |
- |
|
Dullum David A R |
President |
|
2009-02-24 |
4 |
B |
$2.92 |
$11,680 |
D/D |
4,000 |
24,167 |
2.81 |
- |
|
Jones Danielle |
|
|
2008-12-12 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
Brubaker Terry Lee |
COO |
|
2008-11-28 |
4/A |
B |
$4.69 |
$2,345 |
I/I |
500 |
16,050 |
2.58 |
- |
|
Brubaker Terry Lee |
COO |
|
2008-11-28 |
4 |
B |
$4.69 |
$2,345 |
I/I |
500 |
15,837 |
2.58 |
- |
|
161 Records found
|
|
Page 4 of 7 |
|
|