GBIM : Insider Transactions for Globeimmune Inc

Company Profile GlobeImmune is a biopharmaceutical company focused on developing products for the treatment of cancer and infectious diseases based on its proprietary Tarmogen® platform. Co. has three Tarmogen product candidates in clinical evaluation for infectious disease and multiple cancer indications. Co.'s infectious disease product candidates are: GS-4774 for hepatitis B infection; GI-19000 for tuberculosis; GI-2010 for human immunodeficiency virus; and GI-18000 for hepatitis D infection. Co.'s oncology product candidates are: GI-6207 for medullary thyroid cancer; GI-6301 for chordoma; and GI-4000 for resected pancreas cancer, non-small cell lung cancer, and colorectal cancer.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

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Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	0
Total Buy Value	$0	$0	$0	$0
Total People Bought	0	0	0	0
Total Buy Transactions	0	0	0	0
Total Shares Sold	0	0	0	0
Total Sell Value	$0	$0	$0	$0
Total People Sold	0	0	0	0
Total Sell Transactions	0	0	0	0
End Date	2024-02-11	2023-11-10	2023-05-12	2022-05-12

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Records found: 66

Page 1 of 3

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Lawlor Augustine

Director

– • –

2016-03-18

$1.55

$17,050

I/I

(11,000)

463,267

Torres S. Edward

Director

– • –

2016-03-17

$1.67

$43,637

I/I

(26,188)

241,706

Mitchell Daniel J

Director

– • –

2016-03-17

$1.52

$19,195

I/I

(12,626)

836

Mitchell Daniel J

Director

– • –

2016-03-16

$1.85

$16,610

I/I

(8,974)

994

Lawlor Augustine

Director

– • –

2016-03-15

$2.05

$5,125

I/I

(2,500)

474,267

Mitchell Daniel J

Director

– • –

2016-03-15

$2.17

$111,600

I/I

(51,476)

1,106

Mitchell Daniel J

Director

– • –

2016-03-11

$2.32

$182,429

I/I

(78,793)

1,751

Lawlor Augustine

Director

– • –

2016-03-11

$1.60

$26,080

I/I

(16,300)

476,767

Lawlor Augustine

Director

– • –

2016-03-10

$1.35

$270

I/I

(200)

493,067

Mitchell Daniel J

Director

– • –

2016-03-10

$1.16

$5,446

I/I

(4,700)

3,882

Mitchell Daniel J

Director

– • –

2016-03-09

$1.21

$7,013

I/I

(5,800)

4,009

Mitchell Daniel J

Director

– • –

2016-03-08

$1.14

$6,727

I/I

(5,900)

4,166

Lawlor Augustine

Director

– • –

2016-03-08

$1.10

$5,500

I/I

(5,000)

493,267

Lawlor Augustine

Director

– • –

2016-03-07

$0.99

$4,960

I/I

(5,010)

498,267

Mitchell Daniel J

Director

– • –

2016-03-07

$1.07

$3,969

I/I

(3,700)

4,325

Lawlor Augustine

Director

– • –

2016-03-04

$1.05

$5,250

I/I

(5,000)

503,277

Mitchell Daniel J

Director

– • –

2016-03-04

$1.02

$6,638

I/I

(6,520)

4,425

Mitchell Daniel J

Director

– • –

2016-03-03

$1.12

$1,903

I/I

(1,700)

4,601

Lawlor Augustine

Director

– • –

2016-03-03

$1.15

$1,139

I/I

(990)

508,277

Lawlor Augustine

Director

– • –

2016-03-02

$1.19

$11,900

I/I

(10,000)

509,267

Mitchell Daniel J

Director

– • –

2016-03-02

$1.17

$6,569

I/I

(5,623)

4,647

Lawlor Augustine

Director

– • –

2016-03-01

$0.94

$4,700

I/I

(5,000)

519,267

Mitchell Daniel J

Director

– • –

2016-03-01

$0.96

$8,410

I/I

(8,799)

4,799

Mitchell Daniel J

Director

– • –

2016-02-29

$0.95

$2,863

I/I

(3,000)

5,037

Lawlor Augustine

Director

– • –

2016-02-29

$0.89

$4,450

I/I

(5,000)

524,267

66 Records found	1 2 3	Page 1 of 3

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: