| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
122,818,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
41,936 |
Avg
Vol: |
19,635 |
| 52
Week Range: |
$6.15 - $6.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-21 |
2023-10-20 |
2023-04-21 |
2022-04-21 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Cantor Fitzgerald Securities |
Director |
• • • |
2015-07-28 |
4 |
B |
$5.83 |
$316,656 |
D/D |
54,315 |
159,960 |
3.92 |
- |
|
| Cantor Fitzgerald Securities |
Director |
– • • |
2015-07-24 |
4 |
B |
$5.82 |
$221,133 |
D/D |
38,000 |
105,645 |
3.92 |
- |
|
| Cantor Fitzgerald Securities |
Director |
– • • |
2015-07-23 |
4 |
B |
$5.83 |
$231,451 |
D/D |
39,700 |
67,645 |
3.92 |
- |
|
| Cantor Fitzgerald Securities |
Director |
– • • |
2015-07-22 |
4 |
B |
$5.83 |
$7,579 |
D/D |
1,300 |
27,945 |
3.84 |
- |
|
| Cantor Fitzgerald Securities |
Director |
• • • |
2015-06-26 |
4 |
B |
$5.83 |
$155,340 |
D/D |
26,645 |
26,645 |
3.23 |
- |
|
| Bgc Partners, L.p. |
10% Owner |
• • • |
2015-04-28 |
4 |
B |
$5.81 |
$250,000,001 |
D/D |
43,029,260 |
114,378,936 |
3.23 |
- |
|
| Bgc Partners, L.p. |
10% Owner |
• • • |
2015-02-26 |
4/A |
B |
$6.10 |
$331,072,693 |
D/D |
54,274,212 |
71,349,676 |
3.23 |
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2015-02-26 |
4 |
D |
$6.10 |
$4,959,007 |
D/D |
(812,952) |
0 |
|
- |
|
| Bgc Partners, L.p. |
10% Owner |
• • • |
2015-02-26 |
4 |
B |
$6.10 |
$332,806,771 |
D/D |
54,558,487 |
71,633,951 |
3.23 |
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2015-02-26 |
4 |
D |
$6.10 |
$1,145,330 |
D/D |
(187,759) |
0 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2015-02-26 |
4 |
D |
$6.10 |
$1,288,558 |
D/D |
(211,239) |
0 |
|
- |
|
| Fanzilli Frank J |
Director |
– • – |
2015-02-26 |
4 |
D |
$6.10 |
$571,552 |
D/D |
(93,697) |
0 |
|
- |
|
| Magee Richard William |
Director |
– • – |
2015-02-26 |
4 |
D |
$6.10 |
$297,924 |
D/D |
(48,840) |
0 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2015-01-31 |
4 |
D |
$5.61 |
$71,657 |
D/D |
(12,773) |
211,239 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2015-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
42,576 |
224,012 |
|
- |
|
| Fanzilli Frank J |
Director |
– • – |
2015-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
17,429 |
93,697 |
|
- |
|
| Magee Richard William |
Director |
– • – |
2015-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,449 |
48,840 |
|
- |
|
| Bgc Partners, L.p. |
10% Owner |
• • • |
2014-09-08 |
4 |
B |
$4.87 |
$5,263,870 |
D/D |
1,072,312 |
16,956,593 |
2.45 |
- |
|
| Bgc Partners, L.p. |
10% Owner |
• • • |
2014-09-08 |
4 |
B |
$4.97 |
$806,023 |
D/D |
161,671 |
17,120,464 |
2.45 |
- |
|
| Bgc Partners, L.p. |
10% Owner |
• • • |
2014-09-08 |
4 |
B |
$4.87 |
$5,263,870 |
D/D |
1,072,312 |
16,958,793 |
2.45 |
- |
|
| Bgc Partners, L.p. |
10% Owner |
• • • |
2014-09-08 |
4 |
B |
$4.79 |
$4,198,657 |
D/D |
864,611 |
15,884,681 |
2.45 |
- |
|
| Bgc Partners, L.p. |
10% Owner |
• • • |
2014-09-08 |
4 |
B |
$4.55 |
$7,091,437 |
D/D |
1,521,443 |
15,021,870 |
2.45 |
- |
|
| Bgc Partners, L.p. |
10% Owner |
– – • |
2014-09-05 |
4 |
A |
$4.47 |
$3,445,707 |
D/D |
759,587 |
13,500,427 |
|
- |
|
| Bgc Partners, L.p. |
10% Owner |
– – • |
2014-09-04 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
12,655,262 |
|
- |
|
| Bgc Partners, L.p. |
10% Owner |
– – • |
2014-09-04 |
4 |
A |
$4.49 |
$384,800 |
D/D |
85,578 |
12,771,515 |
|
- |
|
680 Records found
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Page 1 of 28 |
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