| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
122,818,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
41,936 |
Avg
Vol: |
19,544 |
| 52
Week Range: |
$6.15 - $6.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Peers James |
Chief Financial Officer |
• – – |
2010-09-01 |
4 |
D |
$4.67 |
$75,808 |
D/D |
(16,233) |
28,583 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2010-09-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
44,816 |
44,816 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2010-08-31 |
4 |
D |
$4.48 |
$165,388 |
D/D |
(36,917) |
192,232 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2010-08-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
73,510 |
229,149 |
|
- |
|
| Fanzilli Frank J |
Director |
– • – |
2010-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,478 |
2,478 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2010-05-03 |
4 |
AS |
$6.95 |
$34,750 |
D/D |
(5,000) |
15,215 |
|
- |
|
| Heffron Colin |
President |
• • – |
2010-04-30 |
4 |
D |
$6.89 |
$254,765 |
D/D |
(36,976) |
385,873 |
|
- |
|
| Heffron Colin |
President |
• • – |
2010-04-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
80,000 |
422,849 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2010-04-15 |
4 |
AS |
$6.30 |
$31,500 |
D/D |
(5,000) |
20,215 |
|
- |
|
| Heffron Colin |
President |
• • – |
2010-03-31 |
4 |
D |
$5.79 |
$331,663 |
D/D |
(57,282) |
342,849 |
|
- |
|
| Heffron Colin |
President |
• • – |
2010-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
120,641 |
384,840 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2010-03-31 |
4 |
D |
$5.79 |
$56,510 |
D/D |
(9,760) |
25,215 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2010-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
26,035 |
32,318 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2010-03-31 |
4 |
D |
$5.79 |
$64,078 |
D/D |
(11,067) |
28,167 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2010-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
26,170 |
36,180 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2010-03-31 |
4 |
D |
$5.79 |
$55,196 |
D/D |
(9,533) |
1,112,258 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2010-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
20,075 |
1,117,370 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2010-03-31 |
4 |
D |
$5.79 |
$336,526 |
D/D |
(58,122) |
155,639 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2010-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
111,173 |
201,875 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2010-03-09 |
4 |
S |
$5.86 |
$143,869 |
D/D |
(24,551) |
102,588 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2010-03-09 |
4 |
OE |
$2.38 |
$87,689 |
D/D |
36,844 |
127,139 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2010-01-31 |
4 |
D |
$4.87 |
$1,276 |
D/D |
(262) |
82,450 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2010-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
871 |
82,712 |
|
- |
|
| Ward John W |
Director |
– • – |
2010-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
871 |
42,763 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2009-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
45,581 |
67,406 |
|
- |
|
680 Records found
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Page 10 of 28 |
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