| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
122,818,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
41,936 |
Avg
Vol: |
19,275 |
| 52
Week Range: |
$6.15 - $6.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Cassoni Marisa |
Director |
– • – |
2009-12-31 |
4 |
D |
$4.55 |
$64,319 |
D/D |
(14,136) |
81,841 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2009-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
47,120 |
95,977 |
|
- |
|
| Ward John W |
Director |
– • – |
2009-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
15,399 |
41,892 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2009-11-05 |
4 |
B |
$4.97 |
$497,000 |
D/D |
100,000 |
1,301,716 |
3.23 |
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2009-11-03 |
4 |
B |
$4.88 |
$1,464,000 |
D/D |
300,000 |
1,201,716 |
3.23 |
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2009-09-15 |
4 |
AS |
$7.49 |
$25,241 |
D/D |
(3,370) |
8,940 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2009-08-31 |
4 |
D |
$7.16 |
$275,166 |
D/D |
(38,431) |
90,295 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2009-08-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
73,509 |
128,726 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2009-07-28 |
4 |
AS |
$7.40 |
$13,024 |
D/D |
(1,760) |
13,064 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2009-06-12 |
4 |
AS |
$7.40 |
$31,376 |
D/D |
(4,240) |
14,824 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2009-06-01 |
4 |
AS |
$6.09 |
$30,450 |
D/D |
(5,000) |
12,310 |
|
- |
|
| Heffron Colin |
President |
• • – |
2009-04-30 |
4 |
D |
$4.08 |
$142,963 |
D/D |
(35,040) |
279,490 |
|
- |
|
| Heffron Colin |
President |
• • – |
2009-04-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
80,000 |
314,530 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2009-03-31 |
4 |
D |
$3.21 |
$28,736 |
D/D |
(8,952) |
55,217 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2009-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
22,381 |
59,522 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2009-03-31 |
4 |
D |
$3.21 |
$8,994 |
D/D |
(2,802) |
19,064 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2009-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,102 |
20,338 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2009-03-31 |
4 |
D |
$3.21 |
$21,485 |
D/D |
(6,693) |
901,716 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2009-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
19,799 |
905,355 |
|
- |
|
| Heffron Colin |
President |
• • – |
2009-03-31 |
4 |
D |
$3.21 |
$34,325 |
D/D |
(10,693) |
234,530 |
|
- |
|
| Heffron Colin |
President |
• • – |
2009-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
31,635 |
238,896 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2009-03-31 |
4 |
D |
$3.21 |
$7,569 |
D/D |
(2,358) |
17,310 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2009-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,973 |
18,402 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2009-03-11 |
4 |
B |
$2.90 |
$1,452,200 |
D/D |
500,000 |
50,825,560 |
2.45 |
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2009-03-11 |
4 |
B |
$2.90 |
$1,452,200 |
I/I |
500,000 |
50,825,560 |
2.64 |
- |
|
680 Records found
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Page 11 of 28 |
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