| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
122,818,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
41,936 |
Avg
Vol: |
19,275 |
| 52
Week Range: |
$6.15 - $6.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gooch Michael |
Chairman and CEO |
• • • |
2009-02-27 |
4 |
B |
$2.23 |
$390,250 |
D/D |
175,000 |
888,610 |
3.23 |
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2009-02-24 |
4 |
B |
$2.46 |
$492,980 |
D/D |
200,000 |
713,610 |
3.23 |
- |
|
| Heffron Colin |
President |
• • – |
2009-01-31 |
4 |
D |
$3.14 |
$30,034 |
D/D |
(9,565) |
213,588 |
|
- |
|
| Heffron Colin |
President |
• • – |
2009-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
25,472 |
223,153 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2009-01-31 |
4 |
D |
$3.14 |
$5,024 |
D/D |
(1,600) |
14,764 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2009-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,504 |
16,364 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2009-01-31 |
4 |
D |
$3.14 |
$13,998 |
D/D |
(4,458) |
41,788 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2009-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
11,144 |
46,246 |
|
- |
|
| Ward John W |
Director |
– • – |
2009-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,825 |
26,493 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2009-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,825 |
21,825 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2009-01-31 |
4 |
D |
$3.14 |
$1,721 |
D/D |
(548) |
48,857 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2009-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,825 |
49,111 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2009-01-31 |
4 |
D |
$3.14 |
$13,562 |
D/D |
(4,319) |
513,610 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2009-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
11,144 |
517,929 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2009-01-31 |
4 |
D |
$3.14 |
$4,000 |
D/D |
(1,274) |
12,695 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2009-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,184 |
13,969 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2009-01-12 |
4 |
A |
$0.00 |
$0 |
D/D |
5,108 |
20,000 |
|
- |
|
| Heffron Colin |
President |
• • – |
2009-01-09 |
4 |
D |
$4.01 |
$128,115 |
D/D |
(31,949) |
197,681 |
|
- |
|
| Heffron Colin |
President |
• • – |
2009-01-09 |
4 |
OE |
$0.00 |
$0 |
D/D |
89,636 |
229,630 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2008-12-31 |
4 |
D |
$3.54 |
$7,746 |
D/D |
(2,188) |
47,580 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2008-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
7,292 |
49,768 |
|
- |
|
| Ward John W |
Director |
– • – |
2008-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,384 |
24,668 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2008-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,864 |
14,892 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2008-11-20 |
4 |
B |
$2.77 |
$278,798 |
D/D |
100,000 |
506,785 |
3.23 |
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2008-11-10 |
4 |
B |
$3.37 |
$133,313 |
D/D |
39,064 |
313,739 |
3.23 |
- |
|
680 Records found
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Page 12 of 28 |
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