| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
122,818,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
41,936 |
Avg
Vol: |
19,275 |
| 52
Week Range: |
$6.15 - $6.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Macdonald John R |
Director |
– • – |
2008-03-18 |
4 |
B |
$58.02 |
$99,096 |
D/D |
1,700 |
3,889 |
2.39 |
- |
|
| Ward John W |
Director |
– • – |
2008-03-18 |
4 |
B |
$58.01 |
$5,801 |
D/D |
100 |
3,071 |
2.39 |
- |
|
| Cassoni Marisa |
Director |
– • – |
2008-03-18 |
4 |
B |
$58.51 |
$117,168 |
D/D |
2,000 |
10,619 |
2.39 |
- |
|
| Heffron Colin |
President |
• • – |
2008-03-14 |
4 |
B |
$64.80 |
$326,222 |
D/D |
5,000 |
18,661 |
2.81 |
- |
|
| Heffron Colin |
President |
• • – |
2008-01-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(2,183) |
13,661 |
|
- |
|
| Heffron Colin |
President |
• • – |
2008-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,367 |
15,844 |
|
- |
|
| Ward John W |
Director |
– • – |
2008-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
455 |
2,971 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2008-01-31 |
4 |
OE |
$0.00 |
$0 |
I/I |
455 |
5,177 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2008-01-31 |
4 |
D |
$88.21 |
$12,173 |
D/D |
(138) |
8,619 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2008-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
455 |
8,683 |
|
- |
|
| Macdonald John R |
Director |
– • – |
2008-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
211 |
2,189 |
|
- |
|
| Breuer Jurgen Heinz |
Senior Managing Director |
• – – |
2008-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,593 |
7,584 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2008-01-31 |
4 |
D |
$88.21 |
$30,521 |
D/D |
(346) |
2,629 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2008-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
876 |
2,975 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2008-01-31 |
4 |
D |
$88.21 |
$83,094 |
D/D |
(942) |
6,853 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2008-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,786 |
7,795 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2008-01-31 |
4 |
D |
$88.21 |
$23,817 |
D/D |
(270) |
2,462 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2008-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
797 |
2,732 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2008-01-31 |
4 |
D |
$88.21 |
$83,094 |
D/D |
(942) |
29,871 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2008-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,786 |
30,813 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2008-01-25 |
4 |
D |
$85.75 |
$170,385 |
D/D |
(1,987) |
28,027 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2008-01-25 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,715 |
30,014 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2008-01-25 |
4 |
D |
$85.75 |
$61,569 |
D/D |
(718) |
5,009 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2008-01-25 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,904 |
5,727 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2008-01-25 |
4 |
D |
$85.75 |
$53,937 |
D/D |
(629) |
2,099 |
|
- |
|
680 Records found
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Page 14 of 28 |
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