|
|
Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
122,818,000 |
Market
Cap: |
N/A |
Last
Volume: |
41,936 |
Avg
Vol: |
19,275 |
52
Week Range: |
$6.15 - $6.15 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
|
NASDAQ NNM COMPOSITE |
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Kalish Geoffery |
Director |
|
2007-06-01 |
4 |
OE |
$9.50 |
$200,004 |
I/I |
21,053 |
24,590 |
|
- |
|
Macdonald John R |
Director |
|
2007-05-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
303 |
953 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2007-05-11 |
4 |
S |
$72.88 |
$641,490 |
D/D |
(8,802) |
3,819 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2007-05-11 |
4 |
OE |
$11.88 |
$104,568 |
D/D |
8,802 |
12,621 |
|
- |
|
Everaert Michel |
CIO, e-commerce |
|
2007-05-10 |
4 |
S |
$71.20 |
$855,126 |
D/D |
(12,000) |
1,247 |
|
- |
|
Everaert Michel |
CIO, e-commerce |
|
2007-05-10 |
4 |
OE |
$11.88 |
$150,044 |
D/D |
12,000 |
10,089 |
|
- |
|
Everaert Michel |
CIO, e-commerce |
|
2007-05-09 |
4 |
S |
$72.65 |
$374,729 |
D/D |
(5,158) |
1,247 |
|
- |
|
Everaert Michel |
CIO, e-commerce |
|
2007-05-09 |
4 |
OE |
$9.50 |
$49,001 |
D/D |
5,158 |
6,405 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2007-05-09 |
4 |
S |
$72.50 |
$392,080 |
D/D |
(5,408) |
3,819 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2007-05-09 |
4 |
OE |
$11.88 |
$64,247 |
D/D |
5,408 |
9,227 |
|
- |
|
Giancarlo J Christopher |
Executive Vice President |
|
2007-05-03 |
4 |
AS |
$72.00 |
$288,000 |
D/D |
(4,000) |
1,614 |
|
- |
|
Giancarlo J Christopher |
Executive Vice President |
|
2007-05-03 |
4 |
OE |
$11.88 |
$47,520 |
D/D |
4,000 |
5,614 |
|
- |
|
Peers James |
Chief Financial Officer |
|
2007-05-03 |
4 |
AS |
$72.00 |
$720,000 |
D/D |
(10,000) |
0 |
|
- |
|
Peers James |
Chief Financial Officer |
|
2007-05-03 |
4 |
OE |
$11.88 |
$118,800 |
D/D |
10,000 |
10,000 |
|
- |
|
Giancarlo J Christopher |
Executive Vice President |
|
2007-04-16 |
4 |
AS |
$69.00 |
$276,000 |
D/D |
(4,000) |
1,614 |
|
- |
|
Giancarlo J Christopher |
Executive Vice President |
|
2007-04-16 |
4 |
OE |
$11.88 |
$47,520 |
D/D |
4,000 |
5,614 |
|
- |
|
Kalish Geoffery |
Director |
|
2007-03-14 |
4 |
S |
$61.16 |
$5,809,283 |
I/I |
(94,985) |
3,537 |
|
- |
|
Kalish Geoffery |
Director |
|
2007-03-08 |
4 |
S |
$60.67 |
$4,532,440 |
I/I |
(74,132) |
98,522 |
|
- |
|
Kalish Geoffery |
Director |
|
2007-03-07 |
4 |
S |
$60.50 |
$318,714 |
I/I |
(5,268) |
172,654 |
|
- |
|
Ward John W |
Director |
|
2007-02-28 |
4 |
S |
$61.72 |
$80,236 |
D/D |
(1,300) |
2,516 |
|
- |
|
Ward John W |
Director |
|
2007-02-28 |
4 |
OE |
$21.00 |
$27,300 |
D/D |
1,300 |
3,816 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2007-02-27 |
4 |
S |
$61.38 |
$920,700 |
D/D |
(15,000) |
3,819 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2007-02-27 |
4 |
OE |
$9.50 |
$174,444 |
D/D |
15,000 |
17,241 |
|
- |
|
Breuer Jurgen Heinz |
Senior Managing Director |
|
2007-02-27 |
4 |
S |
$61.21 |
$323,678 |
D/D |
(5,288) |
2,182 |
|
- |
|
Heffron Colin |
President |
|
2007-02-15 |
4 |
AS |
$65.38 |
$2,236,650 |
D/D |
(34,210) |
9,477 |
|
- |
|
680 Records found
|
|
Page 16 of 28 |
|
|