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My Recent Searches
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$0.00 0.00 (0.00%) as of 4:30 Fri 2/14
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Download |
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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
122,818,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
41,936 |
Avg
Vol: |
19,275 |
| 52
Week Range: |
$6.15 - $6.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
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|
Form |
  Fewer Donald |
Senior Managing Director |
• – – |
2007-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,770 |
5,770 |
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- |
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| Kalish Geoffery |
Director |
– • – |
2007-01-31 |
4 |
OE |
$0.00 |
$0 |
I/I |
244 |
177,922 |
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- |
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| Cassoni Marisa |
Director |
– • – |
2007-01-31 |
4 |
D |
$63.98 |
$4,735 |
D/D |
(74) |
7,413 |
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- |
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| Cassoni Marisa |
Director |
– • – |
2007-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
244 |
7,487 |
|
- |
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| Ward John W |
Director |
– • – |
2007-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
244 |
2,516 |
|
- |
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| Giancarlo J Christopher |
Executive Vice President |
• – – |
2007-01-25 |
4 |
OE |
$0.00 |
$0 |
D/D |
924 |
1,470 |
|
- |
|
| Breuer Jurgen Heinz |
Senior Managing Director |
• – – |
2007-01-25 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,697 |
5,878 |
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- |
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| Pintoff Scott |
General Counsel and Secretary |
• – – |
2007-01-25 |
4 |
D |
$61.10 |
$3,972 |
D/D |
(65) |
1,300 |
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- |
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| Giancarlo J Christopher |
Executive Vice President |
• – – |
2007-01-25 |
4 |
D |
$61.10 |
$3,299 |
D/D |
(54) |
1,626 |
|
- |
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| Gooch Michael |
Chairman and CEO |
• • • |
2007-01-25 |
4 |
D |
$61.10 |
$1,039 |
D/D |
(17) |
24,793 |
|
- |
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| Gooch Michael |
Chairman and CEO |
• • • |
2007-01-25 |
4 |
D |
$61.10 |
$114,746 |
D/D |
(1,878) |
24,810 |
|
- |
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| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2007-01-25 |
4 |
D |
$61.10 |
$46,375 |
D/D |
(759) |
2,733 |
|
- |
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| Everaert Michel |
CIO, e-commerce |
• – – |
2007-01-25 |
4 |
D |
$61.10 |
$11,609 |
D/D |
(190) |
1,248 |
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- |
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| Giancarlo J Christopher |
Executive Vice President |
• – – |
2007-01-25 |
4 |
D |
$61.10 |
$19,308 |
D/D |
(316) |
1,681 |
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- |
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| Pintoff Scott |
General Counsel and Secretary |
• – – |
2007-01-25 |
4 |
D |
$61.10 |
$33,666 |
D/D |
(551) |
1,589 |
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- |
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| Gooch Michael |
Chairman and CEO |
• • • |
2007-01-25 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,546 |
24,845 |
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- |
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| Pintoff Scott |
General Counsel and Secretary |
• – – |
2007-01-25 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,387 |
2,140 |
|
- |
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| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2007-01-25 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,849 |
1,849 |
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- |
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| Everaert Michel |
CIO, e-commerce |
• – – |
2007-01-25 |
4 |
OE |
$0.00 |
$0 |
D/D |
462 |
734 |
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- |
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| Giancarlo J Christopher |
Executive Vice President |
• – – |
2007-01-18 |
5 |
GD |
$0.00 |
$0 |
D/D |
535 |
1,364 |
|
- |
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| Cassoni Marisa |
Director |
– • – |
2006-12-31 |
4 |
D |
$62.26 |
$7,222 |
D/D |
(116) |
7,243 |
|
- |
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| Cassoni Marisa |
Director |
– • – |
2006-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
385 |
7,359 |
|
- |
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| Macdonald John R |
Director |
– • – |
2006-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
650 |
650 |
|
- |
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| Kalish Geoffery |
Director |
– • – |
2006-12-31 |
4 |
OE |
$0.00 |
$0 |
I/I |
311 |
177,678 |
|
- |
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| Peers James |
Chief Financial Officer |
• – – |
2006-12-28 |
4 |
AS |
$62.00 |
$620,000 |
D/D |
(10,000) |
0 |
|
- |
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680 Records found
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Page 18 of 28 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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