| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
122,818,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
41,936 |
Avg
Vol: |
19,454 |
| 52
Week Range: |
$6.15 - $6.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Peers James |
Chief Financial Officer |
• – – |
2014-09-02 |
4 |
D |
$4.52 |
$211,043 |
D/D |
(46,691) |
187,759 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2014-09-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
114,855 |
234,450 |
|
- |
|
| Cancro Thomas |
Principal Accounting OfficerOf |
• – – |
2014-07-22 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
11,674 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2014-04-03 |
4 |
AS |
$3.69 |
$110,700 |
D/D |
(30,000) |
46,220,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2014-04-03 |
4 |
AS |
$3.69 |
$110,700 |
I/I |
(30,000) |
46,220,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2014-04-02 |
4 |
AS |
$3.78 |
$132,300 |
D/D |
(35,000) |
46,250,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2014-04-02 |
4 |
AS |
$3.78 |
$132,300 |
I/I |
(35,000) |
46,250,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2014-04-01 |
4 |
AS |
$3.59 |
$125,650 |
D/D |
(35,000) |
46,285,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2014-04-01 |
4 |
AS |
$3.59 |
$125,650 |
I/I |
(35,000) |
46,285,128 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2014-03-31 |
4 |
D |
$3.55 |
$68,320 |
D/D |
(19,245) |
119,595 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2014-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
52,053 |
125,010 |
|
- |
|
| Heffron Colin |
Chief Executive Officer |
• • – |
2014-03-31 |
4 |
D |
$3.55 |
$793,617 |
D/D |
(223,554) |
1,307,985 |
|
- |
|
| Heffron Colin |
Chief Executive Officer |
• • – |
2014-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
513,248 |
1,382,106 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2014-03-31 |
4 |
D |
$3.55 |
$439,948 |
D/D |
(123,929) |
812,952 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2014-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
228,054 |
847,438 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2014-03-31 |
4 |
D |
$3.55 |
$60,772 |
D/D |
(17,119) |
38,175 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2014-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
46,299 |
43,590 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2014-03-31 |
4 |
D |
$3.55 |
$222,912 |
D/D |
(62,792) |
300,073 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2014-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
169,841 |
312,826 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2014-03-06 |
4 |
AS |
$4.06 |
$51,156 |
I/I |
(12,600) |
46,320,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2014-03-06 |
4 |
AS |
$4.06 |
$51,156 |
D/D |
(12,600) |
46,320,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2014-03-05 |
4 |
AS |
$4.11 |
$71,514 |
D/D |
(17,400) |
46,332,728 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2014-03-05 |
4 |
AS |
$4.11 |
$71,514 |
I/I |
(17,400) |
46,332,728 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2014-03-04 |
4 |
AS |
$4.13 |
$144,550 |
D/D |
(35,000) |
46,350,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2014-03-04 |
4 |
AS |
$4.13 |
$144,550 |
I/I |
(35,000) |
46,350,128 |
|
- |
|
680 Records found
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Page 2 of 28 |
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