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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
122,818,000 |
Market
Cap: |
N/A |
Last
Volume: |
41,936 |
Avg
Vol: |
19,454 |
52
Week Range: |
$6.15 - $6.15 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Levi Ronald Daniel |
Chief Operating Officer |
|
2013-12-26 |
4 |
OE |
$2.97 |
$86,062 |
D/D |
28,977 |
737,804 |
|
- |
|
Levi Ronald Daniel |
Chief Operating Officer |
|
2013-12-24 |
4 |
AS |
$3.90 |
$165,360 |
D/D |
(42,400) |
708,827 |
|
- |
|
Levi Ronald Daniel |
Chief Operating Officer |
|
2013-12-24 |
4 |
OE |
$2.97 |
$125,928 |
D/D |
42,400 |
751,227 |
|
- |
|
Levi Ronald Daniel |
Chief Operating Officer |
|
2013-12-23 |
4 |
AS |
$3.91 |
$173,530 |
D/D |
(44,381) |
708,827 |
|
- |
|
Levi Ronald Daniel |
Chief Operating Officer |
|
2013-12-23 |
4 |
OE |
$2.97 |
$131,812 |
D/D |
44,381 |
753,208 |
|
- |
|
Levi Ronald Daniel |
Chief Operating Officer |
|
2013-12-20 |
4 |
AS |
$4.00 |
$31,712 |
D/D |
(7,928) |
708,827 |
|
- |
|
Levi Ronald Daniel |
Chief Operating Officer |
|
2013-12-20 |
4 |
OE |
$2.97 |
$23,546 |
D/D |
7,928 |
716,755 |
|
- |
|
Gooch Michael |
Executive Chairman |
|
2013-12-04 |
4 |
AS |
$3.67 |
$110,100 |
I/I |
(30,000) |
46,620,128 |
|
- |
|
Jersey Partners Inc. |
10% Owner |
|
2013-12-04 |
4 |
AS |
$3.67 |
$110,100 |
D/D |
(30,000) |
46,620,128 |
|
- |
|
Gooch Michael |
Executive Chairman |
|
2013-12-03 |
4 |
AS |
$3.67 |
$128,450 |
I/I |
(35,000) |
46,650,128 |
|
- |
|
Jersey Partners Inc. |
10% Owner |
|
2013-12-03 |
4 |
AS |
$3.67 |
$128,450 |
D/D |
(35,000) |
46,650,128 |
|
- |
|
Gooch Michael |
Executive Chairman |
|
2013-12-02 |
4 |
AS |
$3.69 |
$129,150 |
I/I |
(35,000) |
46,685,128 |
|
- |
|
Jersey Partners Inc. |
10% Owner |
|
2013-12-02 |
4 |
AS |
$3.69 |
$129,150 |
D/D |
(35,000) |
46,685,128 |
|
- |
|
Gooch Michael |
Executive Chairman |
|
2013-11-05 |
4 |
AS |
$3.32 |
$99,600 |
I/I |
(30,000) |
46,720,128 |
|
- |
|
Jersey Partners Inc. |
10% Owner |
|
2013-11-05 |
4 |
AS |
$3.32 |
$99,600 |
D/D |
(30,000) |
46,720,128 |
|
- |
|
Gooch Michael |
Executive Chairman |
|
2013-11-04 |
4 |
AS |
$3.34 |
$116,900 |
I/I |
(35,000) |
46,750,128 |
|
- |
|
Jersey Partners Inc. |
10% Owner |
|
2013-11-04 |
4 |
AS |
$3.34 |
$116,900 |
D/D |
(35,000) |
46,750,128 |
|
- |
|
Gooch Michael |
Executive Chairman |
|
2013-11-01 |
4 |
AS |
$3.39 |
$118,650 |
I/I |
(35,000) |
46,785,128 |
|
- |
|
Jersey Partners Inc. |
10% Owner |
|
2013-11-01 |
4 |
AS |
$3.39 |
$118,650 |
D/D |
(35,000) |
46,785,128 |
|
- |
|
Giancarlo J Christopher |
Executive Vice President |
|
2013-10-10 |
4 |
AS |
$3.52 |
$17,600 |
D/D |
(5,000) |
8,995 |
|
- |
|
Jersey Partners Inc. |
10% Owner |
|
2013-10-03 |
4 |
AS |
$3.68 |
$110,400 |
D/D |
(30,000) |
46,820,128 |
|
- |
|
Gooch Michael |
Executive Chairman |
|
2013-10-03 |
4 |
AS |
$3.68 |
$110,400 |
I/I |
(30,000) |
46,820,128 |
|
- |
|
Jersey Partners Inc. |
10% Owner |
|
2013-10-02 |
4 |
AS |
$3.83 |
$134,050 |
D/D |
(35,000) |
46,850,128 |
|
- |
|
Gooch Michael |
Executive Chairman |
|
2013-10-02 |
4 |
AS |
$3.83 |
$134,050 |
I/I |
(35,000) |
46,850,128 |
|
- |
|
Jersey Partners Inc. |
10% Owner |
|
2013-10-01 |
4 |
AS |
$3.89 |
$136,150 |
D/D |
(35,000) |
46,885,128 |
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- |
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680 Records found
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Page 4 of 28 |
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