| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
122,818,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
41,936 |
Avg
Vol: |
19,544 |
| 52
Week Range: |
$6.15 - $6.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gooch Michael |
Executive Chairman |
• • • |
2013-10-01 |
4 |
AS |
$3.89 |
$136,150 |
I/I |
(35,000) |
46,885,128 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2013-09-18 |
4 |
AS |
$4.06 |
$174,580 |
D/D |
(43,000) |
13,995 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2013-09-18 |
4 |
OE |
$2.97 |
$127,710 |
D/D |
43,000 |
56,995 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2013-09-17 |
4 |
AS |
$4.06 |
$78,358 |
D/D |
(19,300) |
13,995 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2013-09-17 |
4 |
OE |
$2.97 |
$57,321 |
D/D |
19,300 |
33,295 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2013-09-16 |
4 |
AS |
$4.06 |
$201,782 |
D/D |
(49,700) |
13,995 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2013-09-16 |
4 |
OE |
$2.97 |
$147,609 |
D/D |
49,700 |
63,695 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-09-05 |
4 |
AS |
$4.02 |
$120,600 |
D/D |
(30,000) |
46,920,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-09-05 |
4 |
AS |
$4.02 |
$120,600 |
I/I |
(30,000) |
46,920,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-09-04 |
4 |
AS |
$4.03 |
$141,050 |
D/D |
(35,000) |
46,950,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-09-04 |
4 |
AS |
$4.03 |
$141,050 |
I/I |
(35,000) |
46,950,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-09-03 |
4 |
AS |
$4.06 |
$142,100 |
D/D |
(35,000) |
46,985,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-09-03 |
4 |
AS |
$4.06 |
$142,100 |
I/I |
(35,000) |
46,985,128 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2013-09-01 |
4 |
D |
$4.01 |
$26,598 |
D/D |
(6,633) |
86,787 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2013-09-01 |
4 |
OE |
$0.00 |
$0 |
D/D |
17,941 |
93,420 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2013-08-30 |
4 |
AS |
$4.00 |
$60,000 |
D/D |
(15,000) |
13,995 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2013-08-12 |
4 |
AS |
$3.96 |
$19,800 |
D/D |
(5,000) |
28,995 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-08-05 |
4 |
AS |
$3.98 |
$119,400 |
I/I |
(30,000) |
47,020,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-08-05 |
4 |
AS |
$3.98 |
$119,400 |
D/D |
(30,000) |
47,020,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-08-02 |
4 |
AS |
$4.00 |
$140,000 |
I/I |
(35,000) |
47,050,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-08-02 |
4 |
AS |
$4.00 |
$140,000 |
D/D |
(35,000) |
47,050,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-08-01 |
4 |
AS |
$4.00 |
$140,000 |
I/I |
(35,000) |
47,085,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-08-01 |
4 |
AS |
$4.00 |
$140,000 |
D/D |
(35,000) |
47,085,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-07-03 |
4 |
AS |
$3.82 |
$114,600 |
I/I |
(30,000) |
47,120,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-07-03 |
4 |
AS |
$3.82 |
$114,600 |
D/D |
(30,000) |
47,120,128 |
|
- |
|
680 Records found
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Page 5 of 28 |
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