| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
122,818,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
41,936 |
Avg
Vol: |
19,544 |
| 52
Week Range: |
$6.15 - $6.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gooch Michael |
Executive Chairman |
• • • |
2013-07-02 |
4 |
AS |
$3.87 |
$135,450 |
I/I |
(35,000) |
47,150,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-07-02 |
4 |
AS |
$3.87 |
$135,450 |
D/D |
(35,000) |
47,150,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-07-01 |
4 |
AS |
$3.88 |
$135,800 |
I/I |
(35,000) |
47,185,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-07-01 |
4 |
AS |
$3.88 |
$135,800 |
D/D |
(35,000) |
47,185,128 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2013-06-24 |
4 |
AS |
$3.81 |
$45,720 |
D/D |
(12,000) |
33,995 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2013-06-10 |
4 |
AS |
$4.20 |
$21,000 |
D/D |
(5,000) |
45,995 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-06-05 |
4 |
AS |
$4.09 |
$122,700 |
I/I |
(30,000) |
47,220,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-06-05 |
4 |
AS |
$4.09 |
$122,700 |
D/D |
(30,000) |
47,220,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-06-04 |
4 |
AS |
$4.17 |
$145,950 |
I/I |
(35,000) |
47,250,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-06-04 |
4 |
AS |
$4.17 |
$145,950 |
D/D |
(35,000) |
47,250,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-06-03 |
4 |
AS |
$4.11 |
$143,850 |
I/I |
(35,000) |
47,285,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-06-03 |
4 |
AS |
$4.11 |
$143,850 |
D/D |
(35,000) |
47,285,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-05-03 |
4 |
AS |
$4.11 |
$123,300 |
D/D |
(30,000) |
47,320,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-05-03 |
4 |
AS |
$4.11 |
$123,300 |
I/I |
(30,000) |
47,320,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-05-02 |
4 |
AS |
$3.95 |
$138,250 |
D/D |
(35,000) |
47,350,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-05-02 |
4 |
AS |
$3.95 |
$138,250 |
I/I |
(35,000) |
47,350,128 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2013-05-01 |
4 |
AS |
$3.94 |
$137,900 |
D/D |
(35,000) |
47,385,128 |
|
- |
|
| Gooch Michael |
Executive Chairman |
• • • |
2013-05-01 |
4 |
AS |
$3.94 |
$137,900 |
I/I |
(35,000) |
47,385,128 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2013-05-01 |
4 |
GD |
$0.00 |
$0 |
D/D |
312 |
50,995 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2013-04-10 |
4 |
AS |
$3.37 |
$16,850 |
D/D |
(5,000) |
51,307 |
|
- |
|
| Heffron Colin |
Chief Executive Officer |
• • – |
2013-03-31 |
4 |
D |
$3.34 |
$692,208 |
D/D |
(207,248) |
1,018,291 |
|
- |
|
| Heffron Colin |
Chief Executive Officer |
• • – |
2013-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
487,683 |
1,116,729 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2013-03-31 |
4 |
D |
$3.34 |
$45,541 |
D/D |
(13,635) |
75,479 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2013-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
36,879 |
82,665 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2013-03-31 |
4 |
D |
$3.34 |
$48,146 |
D/D |
(14,415) |
56,307 |
|
- |
|
680 Records found
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Page 6 of 28 |
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