| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
122,818,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
41,936 |
Avg
Vol: |
19,544 |
| 52
Week Range: |
$6.15 - $6.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Pintoff Scott |
General Counsel and Secretary |
• – – |
2012-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
41,955 |
77,138 |
|
- |
|
| Heffron Colin |
President |
• • – |
2012-03-31 |
4 |
D |
$3.76 |
$663,911 |
D/D |
(176,572) |
694,712 |
|
- |
|
| Heffron Colin |
President |
• • – |
2012-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
383,264 |
774,132 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2012-03-31 |
4 |
D |
$3.76 |
$23,654 |
D/D |
(6,291) |
39,773 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2012-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
17,441 |
46,024 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2012-03-13 |
4 |
D |
$3.76 |
$29,602 |
D/D |
(7,873) |
58,127 |
|
- |
|
| Fanzilli Frank J |
Director |
– • – |
2012-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
16,194 |
37,119 |
|
- |
|
| Ward John W |
Director |
– • – |
2012-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
10,121 |
52,464 |
|
- |
|
| Magee Richard William |
Director |
– • – |
2012-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,394 |
46,857 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2012-01-30 |
4 |
AS |
$4.49 |
$17,861 |
D/D |
(3,978) |
3,939 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2011-11-30 |
4 |
AS |
$4.14 |
$16,469 |
D/D |
(3,978) |
7,917 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2011-09-30 |
4 |
AS |
$4.14 |
$16,469 |
D/D |
(3,978) |
11,895 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2011-08-31 |
4 |
D |
$4.37 |
$167,043 |
D/D |
(38,225) |
390,159 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2011-08-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
75,738 |
428,384 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2011-07-29 |
4 |
AS |
$4.60 |
$18,299 |
D/D |
(3,978) |
15,873 |
|
- |
|
| Fanzilli Frank J |
Director |
– • – |
2011-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,479 |
20,925 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2011-05-31 |
4 |
AS |
$4.46 |
$17,737 |
D/D |
(3,977) |
19,851 |
|
- |
|
| Heffron Colin |
President |
• • – |
2011-04-30 |
4 |
D |
$5.11 |
$188,947 |
D/D |
(36,976) |
488,020 |
|
- |
|
| Heffron Colin |
President |
• • – |
2011-04-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
80,000 |
524,996 |
|
- |
|
| Heffron Colin |
President |
• • – |
2011-03-31 |
4 |
AS |
$5.00 |
$100,000 |
D/D |
(20,000) |
444,996 |
|
- |
|
| Heffron Colin |
President |
• • – |
2011-03-31 |
4 |
D |
$5.02 |
$513,953 |
D/D |
(102,381) |
464,996 |
|
- |
|
| Heffron Colin |
President |
• • – |
2011-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
221,504 |
520,348 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2011-03-31 |
4 |
D |
$5.02 |
$55,933 |
D/D |
(11,142) |
23,828 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2011-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
30,755 |
26,899 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2011-03-31 |
4 |
D |
$5.02 |
$572,446 |
D/D |
(114,033) |
352,646 |
|
- |
|
680 Records found
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Page 8 of 28 |
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