| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
122,818,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
41,936 |
Avg
Vol: |
19,454 |
| 52
Week Range: |
$6.15 - $6.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2011-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
225,940 |
416,446 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2011-03-31 |
4 |
D |
$5.02 |
$62,489 |
D/D |
(12,448) |
46,474 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2011-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
30,755 |
49,905 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2011-03-31 |
4 |
D |
$5.02 |
$25,738 |
D/D |
(5,127) |
1,118,222 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2011-03-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
11,091 |
1,123,349 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2011-02-10 |
4 |
AS |
$5.50 |
$16,500 |
D/D |
(3,000) |
4,215 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2011-01-31 |
4 |
D |
$5.12 |
$46,909 |
D/D |
(9,162) |
103,827 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2011-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
30,539 |
112,989 |
|
- |
|
| Fanzilli Frank J |
Director |
– • – |
2011-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
15,968 |
18,446 |
|
- |
|
| Magee Richard William |
Director |
– • – |
2011-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
18,463 |
18,463 |
|
- |
|
| Ward John W |
Director |
– • – |
2011-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,980 |
42,343 |
|
- |
|
| Heffron Colin |
President |
• • – |
2011-01-26 |
4 |
AS |
$5.14 |
$102,800 |
D/D |
(20,000) |
345,873 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2011-01-18 |
4 |
AS |
$4.89 |
$9,780 |
D/D |
(2,000) |
7,215 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2010-12-15 |
4 |
AS |
$5.00 |
$10,000 |
D/D |
(2,000) |
9,215 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2010-12-09 |
4 |
D |
$5.00 |
$6,000,000 |
D/D |
(1,200,000) |
49,577,053 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2010-12-09 |
4 |
D |
$5.00 |
$6,000,000 |
I/I |
(1,200,000) |
49,577,053 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2010-12-03 |
4 |
D |
$4.90 |
$690,729 |
D/D |
(140,965) |
240,739 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2010-12-03 |
4 |
OE |
$2.38 |
$450,943 |
D/D |
189,472 |
381,704 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2010-12-03 |
4 |
OE |
$2.38 |
$115,447 |
I/I |
48,507 |
50,777,053 |
|
- |
|
| Jersey Partners Inc. |
10% Owner |
– – • |
2010-12-03 |
4 |
OE |
$2.38 |
$115,447 |
D/D |
48,507 |
50,777,053 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2010-11-10 |
4 |
AS |
$4.72 |
$9,440 |
D/D |
(2,000) |
11,215 |
|
- |
|
| Ward John W |
Director |
– • – |
2010-11-04 |
4 |
S |
$4.90 |
$50,960 |
D/D |
(10,400) |
32,363 |
|
- |
|
| Heffron Colin |
President |
• • – |
2010-10-15 |
4 |
AS |
$5.00 |
$56,000 |
D/D |
(11,200) |
365,873 |
|
- |
|
| Heffron Colin |
President |
• • – |
2010-10-06 |
4 |
AS |
$5.00 |
$44,000 |
D/D |
(8,800) |
377,073 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2010-09-15 |
4 |
AS |
$4.42 |
$8,840 |
D/D |
(2,000) |
13,215 |
|
- |
|
680 Records found
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Page 9 of 28 |
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