|
|
|
| 
|
|
|
My Recent Searches
|
|
|
|
|
|
|
|
|
Guggenheim Credit Allocation Fund (GGM) |
|
|
$21.19 0.00 (0.00%) as of 4:30 Fri 10/22
|
|
Download |
|
|
| |
| |
| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
6,630,000 |
| Market
Cap: |
140.49(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$21.19 - $21.19 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Toupin Ronald E Jr |
Trustee |
– • – |
2020-12-04 |
4 |
B |
$19.50 |
$11,995 |
D/D |
615 |
3,731 |
2.39 |
10% |
|
| Toupin Ronald E Jr |
Trustee |
– • – |
2019-12-02 |
4 |
B |
$20.20 |
$7,575 |
D/D |
375 |
2,730 |
2.39 |
- |
|
| Toupin Ronald E Jr |
Trustee |
– • – |
2019-06-27 |
4 |
B |
$20.70 |
$5,175 |
D/D |
250 |
2,251 |
2.39 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2019-05-09 |
4 |
B |
$20.66 |
$49,584 |
I/I |
2,400 |
12,530 |
2.1 |
- |
|
| Friedrich Roman III |
Trustee |
– • – |
2019-05-07 |
4 |
B |
$20.60 |
$21,838 |
D/D |
1,060 |
3,057 |
2.39 |
- |
|
| Minerd B. Scott |
Chief Inv. Officer of Adviser |
– – – |
2019-03-12 |
4 |
S |
$21.66 |
$149,866 |
D/D |
(6,919) |
0 |
|
- |
|
| Minerd B. Scott |
Chief Inv. Officer of Adviser |
– – – |
2019-03-11 |
4 |
S |
$21.46 |
$41,482 |
D/D |
(1,933) |
6,919 |
|
- |
|
| Minerd B. Scott |
Chief Inv. Officer of Adviser |
– – – |
2019-03-08 |
4 |
S |
$21.53 |
$82,625 |
D/D |
(3,837) |
8,852 |
|
- |
|
| Friedrich Roman III |
Trustee |
– • – |
2019-03-07 |
4 |
B |
$21.20 |
$23,212 |
D/D |
1,095 |
1,997 |
2.39 |
- |
|
| Toupin Ronald E Jr |
Trustee |
– • – |
2019-01-03 |
4 |
B |
$18.66 |
$2,799 |
D/D |
150 |
1,895 |
2.31 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2018-12-13 |
4 |
B |
$19.70 |
$7,880 |
D/D |
400 |
16,293,129 |
2.39 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2018-12-13 |
4/A |
B |
$19.70 |
$7,880 |
D/D |
400 |
16,293 |
2.39 |
- |
|
| Toupin Ronald E Jr |
Trustee |
– • – |
2017-06-29 |
4 |
B |
$23.02 |
$3,453 |
D/D |
150 |
1,503 |
2.31 |
- |
|
| Toupin Ronald E Jr |
Trustee |
– • – |
2017-04-20 |
4 |
B |
$22.95 |
$7,000 |
D/D |
305 |
1,334 |
2.39 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2016-12-06 |
4 |
B |
$21.26 |
$13,181 |
I/I |
620 |
8,001 |
2.1 |
- |
|
| Friedrich Roman III |
Trustee |
– • – |
2016-08-25 |
4 |
B |
$22.10 |
$9,989 |
D/D |
452 |
902 |
2.39 |
- |
|
| Toupin Ronald E Jr |
Trustee |
– • – |
2016-07-05 |
4 |
B |
$20.44 |
$2,044 |
D/D |
100 |
956 |
2.31 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2016-06-29 |
4 |
B |
$20.23 |
$27,311 |
D/D |
1,350 |
12,503 |
2.39 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2016-05-03 |
4 |
B |
$19.30 |
$5,018 |
D/D |
260 |
11,153 |
2.39 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2016-03-14 |
4 |
B |
$18.35 |
$11,010 |
D/D |
600 |
10,893 |
2.39 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2016-02-02 |
4 |
B |
$18.30 |
$10,065 |
I/I |
550 |
5,295 |
2.1 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2016-02-01 |
4 |
B |
$18.50 |
$16,650 |
I/I |
900 |
7,138 |
2.1 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2016-02-01 |
4 |
B |
$18.55 |
$22,260 |
D/D |
1,200 |
10,293 |
2.39 |
- |
|
| Toupin Ronald E Jr |
Trustee |
– • – |
2016-01-08 |
4 |
B |
$19.12 |
$1,912 |
D/D |
100 |
809 |
2.31 |
- |
|
| Barnes Randall C |
Trustee |
– • – |
2015-12-12 |
4 |
B |
$21.80 |
$8,720 |
I/I |
400 |
3,119 |
2.1 |
- |
|
46 Records found
|
|
Page 1 of 2 |
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
