GGM : Insider Transactions for Guggenheim Credit Allocation Fund

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Guggenheim Credit Allocation Fund (GGM)

$21.19 0.00 (0.00%) as of 4:30 Fri 10/22

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Exchange:

N/A

Security Type:

N/A

Shares Out:

6,630,000

Market Cap:

140.49(M)

Last Volume:

Avg Vol:

52 Week Range:

$21.19 - $21.19

Level I Sector:

N/A

Level II Sector:

N/A

Level III Sector:

N/A

Member Indexes:

Rankings:

Insider 3 Months : -

Insider 6 Months : -

Insider 3/6 Months : -

Guru Rank Number : -

Guru Rank Value : -

Guru Occurances : -


6 Months 1 Year 2 Year


Company Profile

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	0
Total Buy Value	$0	$0	$0	$0
Total People Bought	0	0	0	0
Total Buy Transactions	0	0	0	0
Total Shares Sold	0	0	0	0
Total Sell Value	$0	$0	$0	$0
Total People Sold	0	0	0	0
Total Sell Transactions	0	0	0	0
End Date	2024-02-15	2023-11-14	2023-05-16	2022-05-16

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Records found: 66

Page 3 of 3

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Nyberg Ronald

Trustee

– • –

2013-12-31

$22.69

$10,119

D/D

446

2.39

Barnes Randall C

Trustee

– • –

2013-12-30

$22.50

$34,425

I/I

1,530

4,530

2.1

Barnes Randall C

Trustee

– • –

2013-12-30

$22.50

$14,513

D/D

645

4,975

2.39

Toupin Ronald E Jr

Trustee

– • –

2013-11-26

$22.12

$2,212

D/D

100

2.31

Barnes Randall C

Trustee

– • –

2013-10-31

$23.05

$11,525

D/D

500

4,330

2.39

Barnes Randall C

Trustee

– • –

2013-10-31

$23.10

$23,100

I/I

1,000

5,100

2.1

Barnes Randall C

Trustee

– • –

2013-10-08

$23.20

$81,575

I/I

3,500

4,100

2.1

Barnes Randall C

Trustee

– • –

2013-10-07

$23.35

$93,650

I/I

4,000

2,600

2.1

Barnes Randall C

Trustee

– • –

2013-10-04

$23.53

$47,130

I/I

2,000

2,100

2.1

Barnes Randall C

Trustee

– • –

2013-10-04

$23.55

$25,905

D/D

1,100

3,830

2.39

Barnes Randall C

Trustee

– • –

2013-10-03

$23.58

$2,358

I/I

100

2.02

Barnes Randall C

Trustee

– • –

2013-10-01

$23.58

$23,580

D/D

1,000

2,730

2.39

Barnes Randall C

Trustee

– • –

2013-09-30

$23.62

$25,982

D/D

1,100

1,730

2.39

Barnes Randall C

Trustee

– • –

2013-09-05

$23.40

$14,742

D/D

630

2.39

Barnes Randall C

Trustee

– • –

2013-09-04

$23.50

$37,600

I/I

1,600

2.1

Friedrich Roman III

Trustee

– • –

2013-09-03

$23.73

$4,747

D/D

200

2.31

66 Records found	1 2 3	Page 3 of 3

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: