|
|
Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
6,183,000 |
Market
Cap: |
N/A |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$0.805 - $0.805 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
|
NASDAQ NNM COMPOSITE |
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
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|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2023-12-28 |
2023-09-26 |
2023-03-28 |
2022-03-28 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Arciero-Craig Patricia |
General Counsel & Secretary |
|
2014-07-14 |
4 |
D |
$10.14 |
$14,642 |
D/D |
(1,444) |
23,683 |
|
- |
|
Edmiston Bryan |
Controller |
|
2014-07-14 |
4 |
D |
$10.14 |
$9,765 |
D/D |
(963) |
7,009 |
|
- |
|
Mintz Alan J. |
10% Owner |
|
2014-06-05 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,352,903 |
|
- |
|
Patterson Mark R |
10% Owner |
|
2014-06-05 |
4 |
S |
$10.50 |
$18,673,337 |
D/D |
(1,778,413) |
0 |
|
- |
|
Edmiston Bryan |
Controller |
|
2014-02-15 |
4 |
D |
$11.54 |
$13,675 |
D/D |
(1,185) |
7,972 |
|
- |
|
Arciero-Craig Patricia |
General Counsel & Secretary |
|
2014-02-15 |
4 |
D |
$11.54 |
$26,796 |
D/D |
(2,322) |
25,127 |
|
- |
|
Hughes Thomas James |
Chief Executive Officer |
|
2013-05-09 |
4 |
D |
$0.71 |
$87,495 |
D/D |
(123,233) |
876,767 |
|
- |
|
Arciero-Craig Patricia |
General Counsel & Secretary |
|
2012-02-15 |
4 |
A |
$0.00 |
$0 |
D/D |
234,375 |
548,992 |
|
- |
|
Edmiston Bryan |
Controller |
|
2012-02-15 |
4 |
A |
$0.00 |
$0 |
D/D |
156,250 |
183,155 |
|
- |
|
Edmiston Bryan |
ControllerOfficer |
|
2011-08-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
26,905 |
|
- |
|
Yingling Robert S |
Director |
|
2011-05-19 |
4 |
A |
$0.00 |
$0 |
D/D |
25,641 |
69,874 |
|
- |
|
Bienen Henry S |
Director |
|
2011-05-19 |
4 |
A |
$0.00 |
$0 |
D/D |
25,641 |
39,010 |
|
- |
|
Hughes Thomas James |
Chief Executive Officer |
|
2011-05-09 |
4 |
A |
$0.00 |
$0 |
D/D |
1,000,000 |
1,000,000 |
|
- |
|
Kugler Jeffrey |
Chief Financial Officer |
|
2011-04-28 |
4 |
D |
$1.88 |
$38,042 |
D/D |
(20,235) |
155,842 |
|
- |
|
Arciero-Craig Patricia |
General Counsel & Secretary |
|
2011-03-14 |
4 |
D |
$1.90 |
$86,023 |
D/D |
(45,275) |
314,617 |
|
- |
|
Kugler Jeffrey |
Chief Financial Officer |
|
2011-02-15 |
4 |
A |
$0.00 |
$0 |
D/D |
95,238 |
176,077 |
|
- |
|
Kugler Jeffrey |
Chief Financial Officer |
|
2011-02-11 |
4 |
D |
$2.11 |
$3,349 |
D/D |
(1,587) |
80,839 |
|
- |
|
Gleacher Eric |
Director |
|
2010-10-29 |
4 |
D |
$2.22 |
$329,204 |
D/D |
(148,290) |
14,393,745 |
|
- |
|
Arciero-Craig Patricia |
General Counsel & Secretary |
|
2010-09-21 |
4 |
D |
$1.74 |
$47,267 |
D/D |
(27,165) |
264,654 |
|
- |
|
Mcnierney Peter J |
President and COO |
|
2010-09-21 |
4 |
D |
$1.74 |
$432,131 |
D/D |
(248,351) |
1,681,632 |
|
- |
|
Bienen Henry S |
Director |
|
2010-05-27 |
4 |
A |
$0.00 |
$0 |
D/D |
13,369 |
13,369 |
|
- |
|
Yingling Robert S |
Director |
|
2010-05-27 |
4 |
A |
$0.00 |
$0 |
D/D |
13,369 |
44,233 |
|
- |
|
Kugler Jeffrey |
Chief Financial OfficerOfficer |
|
2010-03-31 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
82,426 |
|
- |
|
Arciero-Craig Patricia |
General Counsel & Secretary |
|
2010-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
52,941 |
291,819 |
|
- |
|
Mcnierney Peter J |
President and COO |
|
2010-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
383,529 |
1,929,983 |
|
- |
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212 Records found
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Page 1 of 9 |
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