| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
6,183,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$0.805 - $0.805 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-01-28 |
2023-10-27 |
2023-04-28 |
2022-04-28 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Fensterstock Lee |
Chief Executive Officer |
• • – |
2010-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
941,176 |
4,399,052 |
|
- |
|
| Turner Robert I |
Chief Financial Officer |
• – – |
2010-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
235,294 |
726,616 |
|
- |
|
| Rohde Bruce |
Director |
– • – |
2010-02-03 |
4 |
B |
$4.10 |
$417,648 |
D/D |
100,000 |
100,000 |
2.39 |
- |
|
| Gerard Robert A |
Director |
– • – |
2009-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
4,297 |
4,297 |
|
- |
|
| Mcnierney Peter J |
President and COO |
• • – |
2009-12-22 |
4 |
A |
$0.00 |
$0 |
D/D |
125,000 |
1,546,454 |
|
- |
|
| Fensterstock Lee |
Chief Executive Officer |
• • – |
2009-12-22 |
4 |
A |
$0.00 |
$0 |
D/D |
250,000 |
3,457,876 |
|
- |
|
| Matlin David J |
10% Owner |
– – • |
2009-08-27 |
4 |
S |
$5.91 |
$9,007,108 |
I/I |
(1,525,000) |
35,568,261 |
|
- |
|
| Matlin David J |
10% Owner |
– – • |
2009-08-03 |
4 |
S |
$5.91 |
$35,437,800 |
I/I |
(6,000,000) |
37,093,261 |
|
- |
|
| Yingling Robert S |
Director |
– • – |
2009-06-16 |
4 |
A |
$0.00 |
$0 |
D/D |
14,940 |
30,864 |
|
- |
|
| Fensterstock Lee |
Chief Executive Officer |
• • – |
2009-06-16 |
4 |
A |
$0.00 |
$0 |
D/D |
250,000 |
2,375,729 |
|
- |
|
| Plimpton Frank |
Director |
– • – |
2009-06-16 |
4 |
A |
$0.00 |
$0 |
D/D |
24,900 |
24,900 |
|
- |
|
| Mcnierney Peter J |
President and COO |
• • – |
2009-06-16 |
4 |
A |
$0.00 |
$0 |
D/D |
125,000 |
1,421,454 |
|
- |
|
| Mandel Victor E |
Director |
– • – |
2009-06-16 |
4 |
A |
$0.00 |
$0 |
D/D |
14,940 |
14,940 |
|
- |
|
| Gleacher Eric |
10% Owner |
– – • |
2009-06-05 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
14,542,035 |
|
- |
|
| Matlin David J |
10% Owner |
– – • |
2009-06-04 |
4 |
D |
$0.00 |
$0 |
I/I |
(0) |
43,093,261 |
|
- |
|
| Gerard Robert A |
Director |
– • – |
2009-04-30 |
4/A |
B |
$4.23 |
$1,269 |
I/I |
300 |
59,000 |
2.02 |
- |
|
| Gerard Robert A |
Director |
– • – |
2009-04-30 |
4 |
B |
$4.23 |
$159,320 |
D/D |
37,500 |
59,000 |
2.39 |
- |
|
| Gerard Robert A |
Director |
– • – |
2009-04-29 |
4 |
B |
$3.94 |
$85,785 |
D/D |
21,500 |
21,500 |
2.39 |
- |
|
| Mcnierney Peter J |
President and COO |
• • – |
2009-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
51,652 |
1,296,454 |
|
- |
|
| Turner Robert I |
Chief Financial Officer |
• – – |
2009-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
41,322 |
491,322 |
|
- |
|
| Fensterstock Lee |
Chief Executive Officer |
• • – |
2009-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
206,611 |
2,125,729 |
|
- |
|
| Arciero-Craig Patricia |
General Counsel & Secretary |
• – – |
2009-02-11 |
4 |
A |
$0.00 |
$0 |
D/D |
20,661 |
238,878 |
|
- |
|
| Mcnierney Peter J |
President and COO |
• • – |
2008-12-18 |
4 |
A |
$0.00 |
$0 |
D/D |
125,000 |
1,244,802 |
|
- |
|
| Fensterstock Lee |
Chief Executive Officer |
• • – |
2008-12-18 |
4 |
A |
$0.00 |
$0 |
D/D |
250,000 |
1,919,118 |
|
- |
|
| Steinberg David J. |
10% Owner |
– – • |
2008-07-01 |
5 |
B |
$2.12 |
$42,612 |
D/D |
20,100 |
7,078,924 |
|
- |
|
212 Records found
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Page 2 of 9 |
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